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For asset managers
AdvisorIQ

Ranking, New York

Largest wealth firms by assets under management, including broker-dealer firms in New York

As of October 2, 2026, Morgan Stanley ranked #1 in New York in AdvisorIQ's ranking of largest wealth firms by assets under management, including broker-dealer firms, with $2.0 trillion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered and state-registered firms that report RAUM, ranked by RAUM. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). RAUM is regulatory assets under management (Form ADV Item 5.F(2)(c)) as reported in each firm's latest Form ADV filing in the data of October 2, 2026, usually as of the firm's last fiscal year end. Firms reporting no RAUM are not ranked. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City RAUM
1 Morgan Stanley Broker-dealer affiliated Purchase $2.0 trillion
2 Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker-dealer affiliated New York $1.8 trillion
3 J.P. Morgan Securities LLC Broker-dealer affiliated New York $429.7 billion
4 RBC Capital Markets, LLC Broker-dealer affiliated New York $310.4 billion
5 Cerity Partners LLC New York $161.7 billion
6 Rockefeller Capital Management Broker-dealer affiliated New York $99.6 billion
7 Betterment New York $69.5 billion
8 Citigroup Global Markets Inc. Broker-dealer affiliated New York $56.0 billion
9 Equitable Advisors, LLC Broker-dealer affiliated New York $47.3 billion
10 First Manhattan Co. LLC New York $38.1 billion
11 Advice and Planning Services Broker-dealer affiliated New York $37.9 billion
12 Rockefeller Capital Management Broker-dealer affiliated New York $36.8 billion
13 Oppenheimer & Co. Inc. Broker-dealer affiliated New York $36.7 billion
14 BBR Partners, LLC New York $36.5 billion
15 Wealthspire Advisors New York $34.3 billion
16 BNY Mellon Advisors, Inc. Broker-dealer affiliated New York $33.5 billion
17 Eagle Strategies LLC Broker-dealer affiliated New York $32.0 billion
18 Goldman Sachs Wealth Services, L.P. Broker-dealer affiliated Cohoes $31.7 billion
19 Tiedemann Advisors, LLC New York $31.0 billion
20 Silvercrest Asset Management Group LLC New York $28.3 billion
21 Arax Advisory Partners New York $26.5 billion
22 Oppenheimer Asset Management Broker-dealer affiliated New York $21.3 billion
23 Offit Capital New York $20.6 billion
24 Summit Trail Advisors, LLC New York $19.9 billion
25 Park Avenue Securities LLC Broker-dealer affiliated New York $19.6 billion
26 Citizens Private Wealth Broker-dealer affiliated Tarrytown $16.6 billion
27 Evercore Wealth Management, LLC Broker-dealer affiliated New York $15.5 billion
28 Williams Jones Wealth Management, LLC New York $12.5 billion
29 Gilder Gagnon Howe & Co. LLC Broker-dealer affiliated New York $12.1 billion
30 Tocqueville Asset Management LP New York $10.2 billion
31 Ritholtz Wealth Management New York $9.4 billion
32 Joel Isaacson & Co., LLC New York $9.3 billion
33 Snowden Capital Advisors LLC Broker-dealer affiliated New York $8.9 billion
34 TD Private Client Wealth LLC Broker-dealer affiliated New York $8.6 billion
35 Vise AI Advisors New York City $8.5 billion
36 Douglas C. Lane & Associates New York $8.4 billion
37 Ingalls Investment Management, LLC New York $7.8 billion
38 Tag Associates LLC New York $7.1 billion
39 John W. Bristol & Co., Inc. New York $7.1 billion
40 Cannell & Spears LLC New York $7.0 billion
41 Douglass Winthrop Advisors LLC New York $6.5 billion
42 Stelac Advisory Services LLC New York $6.3 billion
43 J. Safra Asset Management Corporation Broker-dealer affiliated New York City $6.3 billion
44 Klingman and Associates, LLC New York $5.7 billion
45 Savvy New York $5.0 billion
46 Stash Broker-dealer affiliated New York $4.9 billion
47 Compound Planning, Inc. New York $4.8 billion
48 Klingenstein Fields Advisors New York $4.7 billion
49 Seven Bridges Advisors LLC New York $4.6 billion
50 Karpus Investment Management Pittsford $4.3 billion
51 Courier Capital, LLC Broker-dealer affiliated Buffalo $3.6 billion
52 Sage, Rutty & Co., Inc. Broker-dealer affiliated Rochester $3.5 billion
53 Meyer Handelman Company LLC Rye Brook $3.2 billion
54 Carrick Lane LLC New York $3.0 billion
55 Capital Counsel LLC New York $2.9 billion
56 Cordoba Advisory Partners LLC New York $2.8 billion
57 Strategic Financial Services Utica $2.8 billion
58 Rock Harbor Partners LLC Larchmont $2.7 billion
59 The Portfolio Strategy Group, LLC White Plains $2.6 billion
60 Bridgewater Advisors Inc. New York $2.6 billion
61 LVW Advisors, LLC Pittsford $2.5 billion
62 Shufro, Rose & Co., LLC New York $2.5 billion
63 Howe and Rusling, Inc. Rochester $2.4 billion
64 Sandhill Investment Management Buffalo $2.4 billion
65 Magnus Financial Group LLC New York $2.3 billion
66 Focused Wealth Management, Inc. Newburgh $2.3 billion
67 United Asset Strategies Inc. Garden City $2.2 billion
68 Grandfield & Dodd, LLC New York $2.2 billion
69 Raga Partners LP New York $2.2 billion
70 Next Capital Management LLC New York $2.1 billion
71 Vanderbilt Advisory Services Broker-dealer affiliated Woodbury $2.1 billion
72 The Wealth Alliance, LLC Melville $2.1 billion
73 Ameraudi Asset Management, Inc. Broker-dealer affiliated New York $2.1 billion
74 Tortoise Investment Management, LLC White Plains $2.1 billion
75 Avestar Capital, LLC New York $2.1 billion
76 Quent Capital, LLC New York $2.1 billion
77 Neville, Rodie & Shaw Inc New York $2.0 billion
78 Maridea Wealth Management Brooklyn $2.0 billion
79 Wilkinson Global Asset Management LLC New York $1.9 billion
80 First Long Island Investors, LLC Broker-dealer affiliated Jericho $1.9 billion
81 Ashton Thomas Securities, LLC Broker-dealer affiliated Rochester $1.9 billion
82 Rockbridge Investment Management, LLC Syracuse $1.8 billion
83 Altfest Personal Wealth Management New York $1.8 billion
84 Aegis Capital Corp. Broker-dealer affiliated New York $1.8 billion
85 WNY Asset Management, LLC Williamsville $1.7 billion
86 Novem Group Rochester $1.7 billion
87 Citrin Cooperman Wealth Management, LLC New York $1.7 billion
88 Orange Investment Advisors, Inc. Broker-dealer affiliated Goshen $1.7 billion
89 Levin Capital Strategies, L.P. New York $1.7 billion
90 Bouchey Financial Group, Ltd. Troy $1.6 billion
91 Linden Global Strategies LLC New York $1.6 billion
92 Consolidated Portfolio Review Corp Broker-dealer affiliated Woodbury $1.6 billion
93 Independent Solutions Wealth Management, LLC Broker-dealer affiliated Williamsville $1.5 billion
94 Seacrest Wealth Management, LLC Purchase $1.5 billion
95 Ascent Wealth Partners, LLC New Hartford $1.5 billion
96 John G. Ullman & Associates, Inc Horseheads $1.5 billion
97 Whitney & Company Rochester $1.5 billion
98 Tsa Management Inc Glen Head $1.5 billion
99 Kimelman & Baird, LLC Broker-dealer affiliated New York $1.5 billion
100 Shade Tree Advisors LLC Saratoga Springs $1.5 billion

Showing the top 100. Figures are as firms reported them on Form ADV.

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Largest by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.