SEC-registered wealth management firm Broker-dealer affiliated
Orange Investment Advisors, Inc.
As of its Form ADV filed March 19, 2026, Orange Investment Advisors, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Goshen, New York, reported $1.7 billion in regulatory assets under management across 2,179 accounts, ranking #88 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 107387
- SEC file number
- 801-48913
- Registered since
- April 7, 1995
- Latest Form ADV filing
- March 19, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $1.7 billion
- Discretionary
- $1.5 billion (88.1%)
- Non-discretionary
- $197.8 million
- Accounts
- 2,179 (2,091 discretionary)
- Clients
- 1,397, approximate as reported
- Employees
- 18
- Advisory staff
- 8 performing investment advisory functions
- Average account
- $765,671
- Asset growth, 1 year
- 1.1% (from $1.7 billion a year earlier)
- Asset growth, 3-year annual rate
- 14.1% (from $1.1 billion three years earlier)
- Asset growth, 5-year annual rate
- 13.0% (from $904.9 million five years earlier)
- Client growth, 1 year
- -1.3% (from 1,416)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $309.8 million |
| October 3, 2011 | $306.3 million |
| October 1, 2012 | $278.2 million |
| October 1, 2013 | $501.3 million |
| October 1, 2014 | $580.0 million |
| October 1, 2015 | $572.7 million |
| October 3, 2016 | $655.9 million |
| October 2, 2017 | $695.6 million |
| October 1, 2018 | $789.1 million |
| October 1, 2019 | $746.1 million |
| October 1, 2020 | $826.2 million |
| October 4, 2021 | $904.9 million |
| October 3, 2022 | $999.9 million |
| October 5, 2023 | $1.1 billion |
| October 1, 2024 | $1.4 billion |
| September 2, 2025 | $1.7 billion |
| October 2, 2026 | $1.7 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 370 clients | $973.1 million | |
| Individuals (other than high net worth) 937 clients | $295.7 million | |
| Corporations or other businesses 45 clients | $180.7 million | |
| Charitable organizations 21 clients | $121.2 million | |
| Investment companies 1 client | $61.0 million | |
| Pension and profit sharing plans 9 clients | $21.2 million | |
| State or municipal government entities 8 clients | $15.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting
- Selection of other advisers
- Other
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Banking or thrift institution
- Trust company
Custody (Item 9)
The firm reported custody of client cash or securities, $327.9 million in total.
Investment adviser representatives
- IARs registered with the firm
- 8
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 8
Designations held by the firm's IARs: CFP 2.
0 of the firm's 8 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| WNY Asset Management, LLC | Williamsville | $1.7 billion |
| Novem Group | Rochester | $1.7 billion |
| Citrin Cooperman Wealth Management, LLC | New York | $1.7 billion |
| Levin Capital Strategies, L.P. | New York | $1.7 billion |
| Bouchey Financial Group, Ltd. | Troy | $1.6 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Orange Investment Advisors, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.orangeinvestmentadvisors.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.