SEC-registered wealth management firm Broker-dealer affiliated
Eagle Strategies LLC
As of its Form ADV filed July 31, 2026, Eagle Strategies LLC, an SEC-registered, broker-dealer affiliated wealth management firm in New York, New York, reported $32.0 billion in regulatory assets under management across 133,900 accounts, ranking #17 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 110826
- SEC file number
- 801-32987
- Registered since
- October 14, 1988
- Latest Form ADV filing
- July 31, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 891
Key figures
- Regulatory assets under management
- $32.0 billion
- Discretionary
- $1.7 billion (5.3%)
- Non-discretionary
- $30.3 billion
- Accounts
- 133,900 (3,495 discretionary)
- Clients
- 140,562, approximate as reported
- Employees
- 3,190
- Advisory staff
- 2,463 performing investment advisory functions
- Average account
- $239,289
- Asset growth, 1 year
- 26.2% (from $25.4 billion a year earlier)
- Asset growth, 3-year annual rate
- 24.3% (from $16.7 billion three years earlier)
- Asset growth, 5-year annual rate
- 18.0% (from $14.0 billion five years earlier)
- Client growth, 1 year
- 19.5% (from 117,651)
Broker-dealer affiliated. The firm is affiliated with a broker-dealer (Item 7.A(1)), at least half of its advisory staff are registered representatives of a broker-dealer (Item 5.B(2) against 5.B(1)), and its advisers manage less than $100 million each on average (5.F(2)(c) over 5.B(1)), the pattern of a broker-dealer's advisory arm rather than an adviser that owns a small broker-dealer. It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $2.1 billion |
| October 3, 2011 | $2.4 billion |
| October 1, 2012 | $1.6 billion |
| October 1, 2013 | $2.1 billion |
| October 1, 2014 | $3.7 billion |
| October 1, 2015 | $4.8 billion |
| October 3, 2016 | $5.2 billion |
| October 2, 2017 | $6.6 billion |
| October 1, 2018 | $8.1 billion |
| October 1, 2019 | $8.5 billion |
| October 1, 2020 | $11.3 billion |
| October 4, 2021 | $14.0 billion |
| October 3, 2022 | $18.1 billion |
| October 5, 2023 | $16.7 billion |
| October 1, 2024 | $20.4 billion |
| September 2, 2025 | $25.4 billion |
| October 2, 2026 | $32.0 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 105,597 clients | $17.1 billion | |
| High net worth individuals 27,125 clients | $14.1 billion | |
| Corporations or other businesses 892 clients | $731.0 million | |
| Charitable organizations 286 clients | $60.9 million | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| Pension and profit sharing plans fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Other investment advisers fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars or workshops
Financial planning clients (Item 5.H): 4000.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Commodity pool operator or commodity trading advisor
- Trust company
- Accountant or accounting firm
- Lawyer or law firm
- Insurance company or agency
- Sponsor or syndicator of limited partnerships
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported custody of client cash or securities, $64.1 billion in total.
Investment adviser representatives
- IARs registered with the firm
- 2,503
- Also registered through a broker-dealer
- 2,503
- Employees who are IARs (Form ADV 5.B(3))
- 2,336
Designations held by the firm's IARs: ChFC 368, CFP 155, CFA 12, PFS 2.
Between 301 and 1,175 of the firm's 2,503 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 17 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Wealthspire Advisors | New York | $34.3 billion |
| BNY Mellon Advisors, Inc. | New York | $33.5 billion |
| Goldman Sachs Wealth Services, L.P. | Cohoes | $31.7 billion |
| Tiedemann Advisors, LLC | New York | $31.0 billion |
| Silvercrest Asset Management Group LLC | New York | $28.3 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Eagle Strategies LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.eaglestrategies.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.