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For asset managers
AdvisorIQ

Ranking, New York

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in New York

As of October 2, 2026, Morgan Stanley ranked #1 in New York in AdvisorIQ's ranking of wealth firms with the biggest asset gains over one year, including broker-dealer firms, with $311.9 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the dollar increase in RAUM between the SEC snapshots of September 2, 2025 and October 2, 2026. Only firms whose RAUM rose are ranked; base_value is the starting RAUM. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Increase
1 Morgan Stanley Broker-dealer affiliated Purchase $311.9 billion
2 Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker-dealer affiliated New York $270.5 billion
3 J.P. Morgan Securities LLC Broker-dealer affiliated New York $77.1 billion
4 RBC Capital Markets, LLC Broker-dealer affiliated New York $50.5 billion
5 Cerity Partners LLC New York $38.8 billion
6 Rockefeller Capital Management Broker-dealer affiliated New York $29.6 billion
7 Arax Advisory Partners New York $19.2 billion
8 Betterment New York $13.2 billion
9 Equitable Advisors, LLC Broker-dealer affiliated New York $12.6 billion
10 BNY Mellon Advisors, Inc. Broker-dealer affiliated New York $9.5 billion
11 Citigroup Global Markets Inc. Broker-dealer affiliated New York $9.1 billion
12 Wealthspire Advisors New York $8.5 billion
13 Eagle Strategies LLC Broker-dealer affiliated New York $6.6 billion
14 Vise AI Advisors New York City $6.3 billion
15 Goldman Sachs Wealth Services, L.P. Broker-dealer affiliated Cohoes $5.7 billion
16 BBR Partners, LLC New York $5.3 billion
17 Park Avenue Securities LLC Broker-dealer affiliated New York $4.6 billion
18 Citizens Private Wealth Broker-dealer affiliated Tarrytown $4.5 billion
19 Oppenheimer & Co. Inc. Broker-dealer affiliated New York $4.3 billion
20 Rockefeller Capital Management Broker-dealer affiliated New York $4.2 billion
21 Savvy New York $3.7 billion
22 First Manhattan Co. LLC New York $3.6 billion
23 Advice and Planning Services Broker-dealer affiliated New York $3.6 billion
24 Ritholtz Wealth Management New York $3.0 billion
25 Stelac Advisory Services LLC New York $2.2 billion
26 TD Private Client Wealth LLC Broker-dealer affiliated New York $2.1 billion
27 Tiedemann Advisors, LLC New York $2.0 billion
28 Compound Planning, Inc. New York $1.8 billion
29 J. Safra Asset Management Corporation Broker-dealer affiliated New York City $1.7 billion
30 Evercore Wealth Management, LLC Broker-dealer affiliated New York $1.6 billion
31 Maridea Wealth Management Brooklyn $1.5 billion
32 Oppenheimer Asset Management Broker-dealer affiliated New York $1.4 billion
33 Snowden Capital Advisors LLC Broker-dealer affiliated New York $1.3 billion
34 Joel Isaacson & Co., LLC New York $1.3 billion
35 Williams Jones Wealth Management, LLC New York $855.7 million
36 Klingman and Associates, LLC New York $828.2 million
37 Beau Morgan Advisors Pittsford $792.7 million
38 Stash Broker-dealer affiliated New York $755.6 million
39 Quint Capital Management Broker-dealer affiliated New York $727.4 million
40 Cannell & Spears LLC New York $675.8 million
41 Carrick Lane LLC New York $645.3 million
42 Douglass Winthrop Advisors LLC New York $634.2 million
43 Tocqueville Asset Management LP New York $579.4 million
44 Avestar Capital, LLC New York $535.4 million
45 Strategic Financial Services Utica $525.7 million
46 Seeds New York $515.6 million
47 Gilder Gagnon Howe & Co. LLC Broker-dealer affiliated New York $510.5 million
48 Courier Capital, LLC Broker-dealer affiliated Buffalo $494.9 million
49 Vanderbilt Advisory Services Broker-dealer affiliated Woodbury $491.1 million
50 Sage, Rutty & Co., Inc. Broker-dealer affiliated Rochester $439.3 million
51 Autopilot New York $430.4 million
52 Bridgewater Advisors Inc. New York $430.1 million
53 Shade Tree Advisors LLC Saratoga Springs $428.6 million
54 Levin Capital Strategies, L.P. New York $412.7 million
55 Howe and Rusling, Inc. Rochester $409.0 million
56 Quent Capital, LLC New York $406.8 million
57 Magnus Financial Group LLC New York $380.2 million
58 Focused Wealth Management, Inc. Newburgh $377.9 million
59 United Asset Strategies Inc. Garden City $373.4 million
60 Onyx Bridge Wealth Group LLC Tarrytown $369.5 million
61 Steinberganna Wealth Management LLC Huntington $369.4 million
62 Navis Wealth Advisors LLC Rye Brook $361.5 million
63 Ameraudi Asset Management, Inc. Broker-dealer affiliated New York $354.3 million
64 Next Capital Management LLC New York $350.6 million
65 John W. Bristol & Co., Inc. New York $349.3 million
66 Aegis Capital Corp. Broker-dealer affiliated New York $347.0 million
67 Karpus Investment Management Pittsford $344.2 million
68 Matauro, LLC New York $344.2 million
69 Whitney & Company Rochester $339.8 million
70 Rock Harbor Partners LLC Larchmont $338.8 million
71 Tortoise Investment Management, LLC White Plains $336.1 million
72 Legacy Edge Advisors Syosset $332.6 million
73 Quartz Partners Investment Management Saratoga Springs $330.9 million
74 Meyer Handelman Company LLC Rye Brook $316.1 million
75 Next Level Private LLC Harrison $315.2 million
76 Independent Solutions Wealth Management, LLC Broker-dealer affiliated Williamsville $311.0 million
77 Novem Group Rochester $304.0 million
78 Greenline Partners New York $302.5 million
79 Kershner, Grosso & Co. Saratoga Spring $300.7 million
80 Shufro, Rose & Co., LLC New York $298.2 million
81 Consolidated Portfolio Review Corp Broker-dealer affiliated Woodbury $296.9 million
82 Linden Global Strategies LLC New York $291.9 million
83 Level Financial Advisors, Inc. East Amherst $291.0 million
84 Osprey Private Wealth LLC New York $286.3 million
85 Zoe Financial, Inc. New York $283.5 million
86 WNY Asset Management, LLC Williamsville $278.8 million
87 Sgroi Wealth Advisory Group LLC West Seneca $272.2 million
88 Capital Counsel LLC New York $271.1 million
89 Cooper/Haims Advisors, LLC Broker-dealer affiliated Victor $241.9 million
90 Fusion Family Wealth, LLC Woodbury $239.7 million
91 Pinnacle Investments, LLC Broker-dealer affiliated East Syracuse $237.0 million
92 The Portfolio Strategy Group, LLC White Plains $236.0 million
93 High Probability Advisors, LLC Pittsford $232.9 million
94 Chemistry Wealth Management LLC New York $230.8 million
95 Sanderson Wealth Management, LLC Buffalo $230.0 million
96 Rialto Wealth Management Syracuse $222.2 million
97 Brooklyn FI, LLC Brooklyn $221.6 million
98 Beatrice Advisors LP New York $217.7 million
99 Sterling Investment Counsel, LLC Buffalo $215.0 million
100 Douglas C. Lane & Associates New York $210.0 million

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Biggest asset gains by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.