City
Independent RIAs in New York City, New York
As of October 2, 2026, 5 independent wealth management RIAs with their main office in New York City, New York reported $8.6 billion in regulatory assets under management; the largest by assets was Vise AI Advisors, with $8.5 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 5
- Regulatory assets under management
- $8.6 billion
- Average per firm
- $1.7 billion
- SEC-registered, of those listed
- 1 of 5 (20.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Vise AI Advisors | SEC | $8.5 billion | 16,405 |
| 2 | Whiston Asset Management | State | $21.0 million | 46 |
| 3 | Foresight Advisors | State | $5.4 million | 6 |
| 4 | Freedom Investments, Corp. | State | $0 | 0 |
| 5 | New York Financial Avp, LLC | State | $0 | 0 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.