City
Independent RIAs in White Plains, New York
As of October 2, 2026, 18 independent wealth management RIAs with their main office in White Plains, New York reported $7.0 billion in regulatory assets under management; the largest by assets was The Portfolio Strategy Group, LLC, with $2.6 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 18
- Regulatory assets under management
- $7.0 billion
- Average per firm
- $391.5 million
- SEC-registered, of those listed
- 11 of 18 (61.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | The Portfolio Strategy Group, LLC | SEC | $2.6 billion | 478 |
| 2 | Tortoise Investment Management, LLC | SEC | $2.1 billion | 3,029 |
| 3 | Matrix Asset Advisors Inc | SEC | $1.4 billion | 650 |
| 4 | Prato Capital Management | SEC | $224.6 million | 706 |
| 5 | Prism Planning and Solutions Group | SEC | $157.0 million | 426 |
| 6 | Milagre Wealth Management, Inc. | SEC | $137.1 million | 414 |
| 7 | Downtown Investment Advisory | SEC | $125.3 million | 153 |
| 8 | Dynamic Trading Management, LLC. | SEC | $116.6 million | 140 |
| 9 | Fox Financial Services, Inc. | SEC | $110.9 million | 271 |
| 10 | True Abundance Advisors | SEC | $32.0 million | 57 |
| 11 | Saposh & Malter, Inc. | State | $24.6 million | 21 |
| 12 | Yoshida Wealth Management, Inc. | State | $17.0 million | 98 |
| 13 | Huygens Capital LLC | State | $10.7 million | 14 |
| 14 | System Research, LLC | State | $4.0 million | 32 |
| 15 | FMD Wealth Advisors LLC | State | $140,249 | 1 |
| 16 | Future Proof Consulting Group LLC | State | $0 | 0 |
| 17 | Landau Advisory LLC | State | $0 | 0 |
| 18 | Midfield Private Wealth, LLC | SEC | $0 | 0 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.