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For asset managers
AdvisorIQ

Ranking, New York

Fastest-growing wealth firms over three years, including broker-dealer firms in New York

As of October 2, 2026, Carrick Lane LLC ranked #1 in New York in AdvisorIQ's ranking of fastest-growing wealth firms over three years, including broker-dealer firms, with 76.1%, from a base of $554.8 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by compound annual growth in RAUM over the three years between the SEC snapshots of October 5, 2023 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Carrick Lane LLC New York 76.1% $554.8 million
2 Ashton Thomas Securities, LLC Broker-dealer affiliated Rochester 75.5% $344.3 million
3 Cannell & Spears LLC New York 61.1% $1.7 billion
4 Brooklyn FI, LLC Brooklyn 55.0% $151.1 million
5 Ascend Interplay, LLC New York 52.5% $110.0 million
6 Cove Private Wealth, LLC Oyster Bay 49.9% $135.3 million
7 Cerity Partners LLC New York 44.7% $53.3 billion
8 BNY Mellon Advisors, Inc. Broker-dealer affiliated New York 43.6% $11.3 billion
9 Onyx Bridge Wealth Group LLC Tarrytown 43.0% $468.9 million
10 Rockefeller Capital Management Broker-dealer affiliated New York 42.1% $34.7 billion
11 Rialto Wealth Management Syracuse 42.0% $218.6 million
12 Navis Wealth Advisors LLC Rye Brook 41.7% $317.4 million
13 O'Keefe Stevens Advisory, Inc. Rochester 39.5% $215.8 million
14 Giverny Capital Asset Management New York 39.3% $221.8 million
15 Cordoba Advisory Partners LLC New York 36.8% $1.1 billion
16 Quartz Partners Investment Management Saratoga Springs 36.8% $239.1 million
17 Kelleher Financial Advisors, LLC New York 34.8% $470.7 million
18 Maytech Global Investments New York 34.7% $366.2 million
19 Flower City Capital LLC Pittsford 33.8% $185.4 million
20 Siebert Advisornxt, LLC. Broker-dealer affiliated New York 33.8% $163.6 million
21 Focused Wealth Management, Inc. Newburgh 33.7% $949.3 million
22 16th Amendment Advisors LLC New York 33.4% $164.5 million
23 Ritholtz Wealth Management New York 33.2% $4.0 billion
24 Palumbo Wealth Management LLC Great Neck 33.2% $230.1 million
25 Stelac Advisory Services LLC New York 33.0% $2.7 billion
26 Shade Tree Advisors LLC Saratoga Springs 32.9% $619.0 million
27 Dorado Wealth Management LLC Port Washington 32.9% $114.5 million
28 Citizens Private Wealth Broker-dealer affiliated Tarrytown 32.8% $7.1 billion
29 Linden Global Strategies LLC New York 32.6% $686.8 million
30 Elevatus Wealth Management, LLC Victor 32.5% $220.5 million
31 Kershner, Grosso & Co. Saratoga Spring 31.5% $363.2 million
32 Blackdiamond Wealth Management, LLC New York 31.4% $187.0 million
33 Rise Advisors, LLC Rochester 30.2% $200.0 million
34 Lesko Securities, Inc. Broker-dealer affiliated Vestal 30.0% $331.5 million
35 Note Advisors, LLC Buffalo 30.0% $198.9 million
36 Vanderbilt Advisory Services Broker-dealer affiliated Woodbury 29.8% $966.5 million
37 Steginsky Capital LLC Port Washington 29.3% $277.1 million
38 Consolidated Portfolio Review Corp Broker-dealer affiliated Woodbury 29.2% $738.3 million
39 Avestar Capital, LLC New York 29.1% $960.8 million
40 Golden Bay Advisors LLC Chappaqua 28.9% $138.0 million
41 Next Level Private LLC Harrison 28.6% $643.4 million
42 Upstart Wealth Management, LLC New York 28.4% $182.5 million
43 Wealthspire Advisors New York 27.6% $16.5 billion
44 Landmark Wealth Management, LLC Melville 27.5% $213.4 million
45 Continuum Wealth Advisors, LLC Saratoga Springs 26.9% $169.3 million
46 Klingman and Associates, LLC New York 26.8% $2.8 billion
47 Retirement Planning Group, LLC Malta 26.5% $185.3 million
48 J.P. Morgan Securities LLC Broker-dealer affiliated New York 26.4% $212.9 billion
49 Settanni Financial LLC Armonk 25.6% $200.6 million
50 Goalvest Advisory LLC New York 25.5% $393.7 million
51 Park Avenue Securities LLC Broker-dealer affiliated New York 25.5% $9.9 billion
52 Titan New York 25.4% $548.8 million
53 Wembley Strategic Advisory LLC New York 25.2% $353.8 million
54 Sgroi Wealth Advisory Group LLC West Seneca 25.2% $691.6 million
55 Compass Advisors Melville 25.1% $392.3 million
56 Opal Wealth Advisors, LLC Jericho 25.1% $633.1 million
57 Bouchey Financial Group, Ltd. Troy 24.6% $830.8 million
58 High Probability Advisors, LLC Pittsford 24.5% $542.1 million
59 Fingerlakes Wealth Management, Inc. Broker-dealer affiliated Ithaca 24.5% $147.9 million
60 Lionshead Wealth Management, LLC New York 24.5% $119.1 million
61 Silver Grove Advisory Services Orchard Park 24.4% $235.4 million
62 Draper Asset Management, LLC Smithtown 24.4% $119.9 million
63 Equitable Advisors, LLC Broker-dealer affiliated New York 24.4% $24.6 billion
64 Eagle Strategies LLC Broker-dealer affiliated New York 24.3% $16.7 billion
65 Prentice Wealth Management LLC Rochester 24.3% $295.3 million
66 Francis Financial New York 24.2% $419.4 million
67 Sterling Investment Counsel, LLC Buffalo 23.9% $543.6 million
68 Betterment New York 23.8% $36.6 billion
69 Platform Technology Partners Locust Valley 23.8% $648.3 million
70 Courier Capital, LLC Broker-dealer affiliated Buffalo 23.6% $1.9 billion
71 Wealthedge Investment Advisors, LLC New York 23.5% $250.4 million
72 Stash Broker-dealer affiliated New York 23.5% $2.6 billion
73 Prospect Financial Services LLC Melville 23.5% $228.7 million
74 Oberon Asset Management, LLC New York 23.5% $123.5 million
75 Whitney & Company Rochester 23.4% $794.1 million
76 Hurley Capital, LLC New York 23.2% $174.2 million
77 Snowden Capital Advisors LLC Broker-dealer affiliated New York 23.2% $4.7 billion
78 Magnus Financial Group LLC New York 22.7% $1.3 billion
79 Level Financial Advisors, Inc. East Amherst 22.6% $529.6 million
80 Sincerus Advisory New York 22.5% $120.6 million
81 Next Capital Management LLC New York 22.5% $1.2 billion
82 Central Pine Capital, LLC Cedarhurst 22.5% $180.7 million
83 TD Private Client Wealth LLC Broker-dealer affiliated New York 22.5% $4.7 billion
84 Heller Wealth Management Melville 22.5% $301.5 million
85 RMR Wealth Management New York 22.5% $106.4 million
86 Quent Capital, LLC New York 22.4% $1.1 billion
87 Independent Solutions Wealth Management, LLC Broker-dealer affiliated Williamsville 22.4% $838.4 million
88 Lantern Wealth Advisors, LLC Broker-dealer affiliated Melville 22.4% $174.6 million
89 Brixton Capital Wealth Advisors, LLC Garden City 22.2% $116.4 million
90 Chemistry Wealth Management LLC New York 22.2% $693.2 million
91 United Financial Planning Group LLC Hauppauge 22.0% $191.5 million
92 Canty Wealth Management Ballston Spa 21.8% $140.6 million
93 Godfrey Financial Associates, Inc. Glenmont 21.8% $101.1 million
94 Ameraudi Asset Management, Inc. Broker-dealer affiliated New York 21.7% $1.2 billion
95 Sage Investment Advisers LLC Wappingers Falls 21.6% $149.3 million
96 Farrell Financial Orchard Park 21.4% $112.0 million
97 4THOUGHT Financial Group Inc. Syosset 21.4% $119.7 million
98 J.J. Burns & Company Melville 21.4% $700.3 million
99 Omc Financial Services Ltd Dewitt 21.4% $183.8 million
100 Transatlantique Private Wealth LLC Broker-dealer affiliated New York 21.3% $492.4 million

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 3 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.