City
Independent RIAs in Utica, New York
As of October 2, 2026, 5 independent wealth management RIAs with their main office in Utica, New York reported $3.7 billion in regulatory assets under management; the largest by assets was Strategic Financial Services, with $2.8 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 5
- Regulatory assets under management
- $3.7 billion
- Average per firm
- $732.6 million
- SEC-registered, of those listed
- 5 of 5 (100.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Strategic Financial Services | SEC | $2.8 billion | 3,589 |
| 2 | Adirondack Financial Services Corp | SEC | $461.8 million | 851 |
| 3 | Caruso McLean & Co., Inc. | SEC | $281.8 million | 182 |
| 4 | One Hopper Asset Management | SEC | $57.5 million | 124 |
| 5 | JC Miano Investment Advisory Service | SEC | $54.5 million | 51 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.