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AdvisorIQ

Ranking, New York

Wealth firms with the most CFP professionals, including broker-dealer firms in New York

As of October 2, 2026, Morgan Stanley ranked #1 in New York in AdvisorIQ's ranking of wealth firms with the most CFP professionals, including broker-dealer firms, with 798.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most CFP professionals
1 Morgan Stanley Broker-dealer affiliated Purchase 798
2 J.P. Morgan Securities LLC Broker-dealer affiliated New York 613
3 RBC Capital Markets, LLC Broker-dealer affiliated New York 313
4 Cerity Partners LLC New York 312
5 Park Avenue Securities LLC Broker-dealer affiliated New York 230
6 Eagle Strategies LLC Broker-dealer affiliated New York 155
7 Rockefeller Capital Management Broker-dealer affiliated New York 154
8 Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker-dealer affiliated New York 152
9 Equitable Advisors, LLC Broker-dealer affiliated New York 136
10 Wealthspire Advisors New York 102
11 Oppenheimer & Co. Inc. Broker-dealer affiliated New York 88
12 Savvy New York 86
13 Rockefeller Capital Management Broker-dealer affiliated New York 64
14 Citigroup Global Markets Inc. Broker-dealer affiliated New York 43
15 Arax Advisory Partners New York 39
16 Compound Planning, Inc. New York 35
17 Advice and Planning Services Broker-dealer affiliated New York 31
18 Citizens Private Wealth Broker-dealer affiliated Tarrytown 29
19 Ritholtz Wealth Management New York 28
20 Goldman Sachs Wealth Services, L.P. Broker-dealer affiliated Cohoes 27
21 Vanderbilt Advisory Services Broker-dealer affiliated Woodbury 23
22 TD Private Client Wealth LLC Broker-dealer affiliated New York 18
23 Domain Money Advisors, LLC New York 17
23 Fruitful New York 17
25 Altfest Personal Wealth Management New York 15
25 Consolidated Portfolio Review Corp Broker-dealer affiliated Woodbury 15
27 Joel Isaacson & Co., LLC New York 14
28 John G. Ullman & Associates, Inc Horseheads 12
28 First Manhattan Co. LLC New York 12
30 WNY Asset Management, LLC Williamsville 11
31 Strategic Financial Services Utica 10
31 Bridgewater Advisors Inc. New York 10
33 Lifemark Securities Corp. Broker-dealer affiliated Rochester 9
33 Bouchey Financial Group, Ltd. Troy 9
33 Francis Financial New York 9
33 Pinnacle Investments, LLC Broker-dealer affiliated East Syracuse 9
33 Brooklyn FI, LLC Brooklyn 9
38 Sage, Rutty & Co., Inc. Broker-dealer affiliated Rochester 8
38 Level Financial Advisors, Inc. East Amherst 8
38 Cooper/Haims Advisors, LLC Broker-dealer affiliated Victor 8
38 Betterment New York 8
38 Snowden Capital Advisors LLC Broker-dealer affiliated New York 8
38 The Pinnacle Financial Group Rockville Centre 8
44 BBR Partners, LLC New York 7
44 Rockbridge Investment Management, LLC Syracuse 7
44 Sanderson Wealth Management, LLC Buffalo 7
44 Waterford Advisors, LLC Orchard Park 7
44 Novem Group Rochester 7
44 Ellevest New York 7
44 Maridea Wealth Management Brooklyn 7
51 J.J. Burns & Company Melville 6
51 Chelsea Advisory Services, Inc Broker-dealer affiliated Staten Island 6
51 The Wealth Alliance, LLC Melville 6
51 Legacy Edge Advisors Syosset 6
55 Shufro, Rose & Co., LLC New York 5
55 Tsa Management Inc Glen Head 5
55 Frisch Financial Group, Inc. Melville 5
55 Samalin Wealth Chappaqua 5
55 Flower City Capital LLC Pittsford 5
55 Magnus Financial Group LLC New York 5
55 Opal Wealth Advisors, LLC Jericho 5
55 Citrin Cooperman Wealth Management, LLC New York 5
55 Kickstand Wealth Advisors Pittsford 5
64 Aegis Capital Corp. Broker-dealer affiliated New York 4
64 Howe and Rusling, Inc. Rochester 4
64 United Asset Strategies Inc. Garden City 4
64 Landmark Wealth Management Getzville 4
64 East End Financial Group, Inc. Riverhead 4
64 Heller Wealth Management Melville 4
64 Passive Capital Management, LLC Syracuse 4
64 Independent Solutions Wealth Management, LLC Broker-dealer affiliated Williamsville 4
64 Cornell Pochily Investment Advisors, Inc. Ithaca 4
64 Seacrest Wealth Management, LLC Purchase 4
64 United Financial Planning Group LLC Hauppauge 4
64 Flynn Zito Capital Management, LLC Garden City 4
64 Reagan Companies Asset Management, Inc Syracuse 4
64 Total Alignment Wealth Advisors, LLC New York 4
64 Dutch Asset Corporation Selkirk 4
64 Summit Trail Advisors, LLC New York 4
64 Douglas C. Lane & Associates New York 4
64 Lebenthal Global Advisors, LLC Broker-dealer affiliated Hauppauge 4
64 Compass Advisors Melville 4
64 Sgroi Wealth Advisory Group LLC West Seneca 4
64 Seasons of Advice Wealth Management New York 4
64 Nerdwallet Wealth Partners, LLC New York 4
64 Blue Horizon Equity, Inc. Pittsford 4
87 Trubee Wealth Advisors, Inc. Broker-dealer affiliated Buffalo 3
87 R.W. Roge & Company, Inc Bohemia 3
87 Valley Financial Management, Inc. Broker-dealer affiliated New York 3
87 Financial Asset Management Corp Chappaqua 3
87 Main Street Financial Purchase 3
87 Silvercrest Asset Management Group LLC New York 3
87 Canty Wealth Management Ballston Spa 3
87 The Bendix Financial Group, Inc. Garden City 3
87 Taconic Advisors Saugerties 3
87 Professional Financial Pittsford 3
87 Klingman and Associates, LLC New York 3
87 Nestegg Advisors, Inc. Hauppauge 3
87 Sandhill Investment Management Buffalo 3
87 Davie Kaplan Wealth Care Advisors, LLC Broker-dealer affiliated Rochester 3
87 Merit Financial Partners LLC Maspeth 3
87 Satovsky Asset Management LLC New York 3
87 Minichmacgregor Wealth Management, LLC Saratoga Springs 3
87 Seneca Financial Advisors LLC Rochester 3
87 Landmark Wealth Management, LLC Melville 3
87 Prentice Wealth Management LLC Rochester 3
87 Arcadia Wealth Management Smithtown 3
87 Quint Investments and Insurance Wappingers Falls 3
87 Note Advisors, LLC Buffalo 3
87 Upstart Wealth Management, LLC New York 3
87 Cultivating Wealth Montauk 3
87 Courier Capital, LLC Broker-dealer affiliated Buffalo 3
87 Rooted Planning Group Corning 3
87 O'Keefe Stevens Advisory, Inc. Rochester 3
87 Avestar Capital, LLC New York 3
87 High Probability Advisors, LLC Pittsford 3
87 Sincerus Advisory New York 3
87 Retirable New York 3
87 Guardian Wealth Partners, LLC Broker-dealer affiliated New York 3
87 Navis Wealth Advisors LLC Rye Brook 3
87 Albanyadvisor Group LLC Albany 3
87 Stirlingshire Investments Broker-dealer affiliated New York 3
87 Kilter Group Rhinebeck 3
87 Imperity Wealth Alliance LLC Melville 3

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most CFP professionals by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.