SEC-registered wealth management firm Broker-dealer affiliated
J. Safra Asset Management Corporation
As of its Form ADV filed August 26, 2026, J. Safra Asset Management Corporation, an SEC-registered, broker-dealer affiliated wealth management firm in New York City, New York, reported $6.3 billion in regulatory assets under management across 3,440 accounts, ranking #43 among all wealth firms in New York by assets.
Registration
- Main office
- New York City, NY
- Registration
- SEC-registered, Approved
- CRD number
- 131243
- SEC file number
- 801-63032
- Registered since
- April 15, 2004
- Latest Form ADV filing
- August 26, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 2
Key figures
- Regulatory assets under management
- $6.3 billion
- Discretionary
- $6.2 billion (98.5%)
- Non-discretionary
- $95.6 million
- Accounts
- 3,440 (3,429 discretionary)
- Clients
- 3,444, approximate as reported
- Employees
- 22
- Advisory staff
- 13 performing investment advisory functions
- Average account
- $1.8 million
- Asset growth, 1 year
- 36.0% (from $4.6 billion a year earlier)
- Asset growth, 3-year annual rate
- 20.7% (from $3.6 billion three years earlier)
- Asset growth, 5-year annual rate
- 12.5% (from $3.5 billion five years earlier)
- Client growth, 1 year
- 16.5% (from 2,956)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $65.4 million |
| October 3, 2011 | $339.7 million |
| October 1, 2012 | $311.3 million |
| October 1, 2013 | $307.8 million |
| October 1, 2014 | $347.5 million |
| October 1, 2015 | $597.5 million |
| October 3, 2016 | $954.1 million |
| October 2, 2017 | $1.0 billion |
| October 1, 2018 | $1.6 billion |
| October 1, 2019 | $1.5 billion |
| October 1, 2020 | $1.9 billion |
| October 4, 2021 | $3.5 billion |
| October 3, 2022 | $3.9 billion |
| October 5, 2023 | $3.6 billion |
| October 1, 2024 | $3.7 billion |
| September 2, 2025 | $4.6 billion |
| October 2, 2026 | $6.3 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 3,079 clients | $5.6 billion | |
| Pooled investment vehicles 6 clients | $243.6 million | |
| Corporations or other businesses 62 clients | $241.9 million | |
| Individuals (other than high net worth) 295 clients | $150.9 million | |
| Insurance companies fewer than 5 clients | $44.7 million |
How the firm is paid
- A percentage of assets under management
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Banking or thrift institution
- Trust company
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Advises 7 private funds (Item 7.B).
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 9
- Also registered through a broker-dealer
- 2
- Employees who are IARs (Form ADV 5.B(3))
- 9
Designations held by the firm's IARs: CFP 2, CFA 1.
Between 5 and 8 of the firm's 9 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| John W. Bristol & Co., Inc. | New York | $7.1 billion |
| Cannell & Spears LLC | New York | $7.0 billion |
| Douglass Winthrop Advisors LLC | New York | $6.5 billion |
| Stelac Advisory Services LLC | New York | $6.3 billion |
| Klingman and Associates, LLC | New York | $5.7 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- J. Safra Asset Management Corporation on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.jsinvestments.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.