SEC-registered independent wealth management RIA

Wealthspire Advisors

As of its Form ADV filed April 30, 2026, Wealthspire Advisors, an SEC-registered independent wealth management RIA in New York, New York, reported $34.3 billion in regulatory assets under management across 9,973 accounts, ranking #5 among independent RIAs in New York by assets.

Registration

Main office: New York, NY
Registration: SEC-registered, Approved
CRD number: 106181
SEC file number: 801-49390
Registered since: June 16, 1995
Latest Form ADV filing: April 30, 2026
Legal name: WEALTHSPIRE ADVISORS LLC
Organized as: Limited Liability Company
Fiscal year ends: December
Other offices: 26

Key figures

Regulatory assets under management: $34.3 billion
Discretionary: $33.0 billion (96.3%)
Non-discretionary: $1.3 billion
Accounts: 9,973 (9,265 discretionary)
Clients: 10,373, approximate as reported
Employees: 397
Advisory staff: 220 performing investment advisory functions
Average account: $3.4 million
Asset growth, 1 year: 33.1% (from $25.8 billion a year earlier)
Asset growth, 3-year annual rate: 27.6% (from $16.5 billion three years earlier)
Asset growth, 5-year annual rate: 22.0% (from $12.7 billion five years earlier)
Client growth, 1 year: 14.5% (from 9,060)

Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.

Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.

Rankings

Among independent wealth management RIAs.

Ranking	Nationally	In New York	Value
Largest independent RIAs by assets under management	#29	#5	$34.3 billion
Fastest-growing independent RIAs over one year	#823	#51	33.1%from $25.8 billion
Fastest-growing independent RIAs over three years	#669	#35	27.6%from $16.5 billion
Fastest-growing independent RIAs over five years	#482	#26	22.0%from $12.7 billion
Independent RIAs with the biggest asset gains over one year	#31	#4	$8.5 billion
Independent RIAs with the most clients	#84	#12	10,373
Independent RIAs with the fastest client growth over one year	#1,046	#67	14.5%from 9,060
Independent RIAs with the most accounts	#159	#11	9,973
Independent RIAs with the most advisory staff	#28	#2	220
Independent RIAs with the most high net worth clients	#25	#3	5,553
Independent RIAs with the most CFP professionals	#21	#2	102

Assets over time

Wealthspire Advisors: regulatory assets under managementThe SEC's yearly snapshots and the latest filing. Years of state registration are not in the SEC files.

Data table

Wealthspire Advisors: regulatory assets under management
As of	RAUM
October 1, 2010	$5.3 billion
October 3, 2011	$5.9 billion
October 1, 2012	$3.3 billion
October 1, 2013	$3.6 billion
October 1, 2014	$3.9 billion
October 1, 2015	$4.2 billion
October 3, 2016	$4.1 billion
October 2, 2017	$4.8 billion
October 1, 2018	$5.3 billion
October 1, 2019	$5.0 billion
October 1, 2020	$6.0 billion
October 4, 2021	$12.7 billion
October 3, 2022	$17.4 billion
October 5, 2023	$16.5 billion
October 1, 2024	$21.7 billion
September 2, 2025	$25.8 billion
October 2, 2026	$34.3 billion

Clients and services

Client mix

Regulatory assets by client typeForm ADV Item 5.D, as reported. Client counts are approximate.
Measure	Bar	RAUM
High net worth individuals 5,553 clients		$31.6 billion
Individuals (other than high net worth) 4,183 clients		$1.6 billion
Charitable organizations 94 clients		$619.1 million
Corporations or other businesses 73 clients		$290.4 million
Pension and profit sharing plans 69 clients		$174.6 million
State or municipal government entities fewer than 5 clients		$36.6 million

How the firm is paid

A percentage of assets under management
Fixed fees
Other

Advisory services

Financial planning
Portfolio management for individuals or small businesses
Pension consulting
Selection of other advisers

Financial planning clients (Item 5.H): 3000.

Wrap fee program sponsor or portfolio manager: yes.

Other business, affiliations and custody

Other business activities (Item 6.A)

None reported.

Financial industry affiliations (Item 7.A)

Other investment adviser
Trust company
Insurance company or agency
Pension consultant

Custody (Item 9)

The firm reported custody of client cash or securities, $15.4 billion in total.

Investment adviser representatives

IARs registered with the firm: 237
Also registered through a broker-dealer: 0
Employees who are IARs (Form ADV 5.B(3)): 210

Designations held by the firm's IARs: CFP 102, CFA 11, ChFC 1, PFS 1.

Between 99 and 127 of the firm's 237 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.

Counts only. AdvisorIQ does not list individual people.

Disclosures

On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.

Succession and acquired firms

On Form ADV Item 4 the firm did not report succeeding to another adviser's business.

Succession and M&A for advisors

Similar-sized firms in New York

Firm	City	RAUM
First Manhattan Co. LLC	New York	$38.1 billion
BBR Partners, LLC	New York	$36.5 billion
Tiedemann Advisors, LLC	New York	$31.0 billion
Silvercrest Asset Management Group LLC	New York	$28.3 billion
Arax Advisory Partners	New York	$26.5 billion

The five independent RIAs nearest in regulatory assets with a main office in the same state.

Elsewhere

Wealthspire Advisors on IAPD: Form ADV, brochures and disclosure detail.
Firm website: www.wealthspire.com
Independent RIAs in New York

Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.