SEC-registered independent wealth management RIA
Vise AI Advisors
As of its Form ADV filed June 1, 2026, Vise AI Advisors, an SEC-registered independent wealth management RIA in New York City, New York, reported $8.5 billion in regulatory assets under management across 16,405 accounts, ranking #15 among independent RIAs in New York by assets.
Registration
- Main office
- New York City, NY
- Registration
- SEC-registered, Approved
- CRD number
- 301761
- SEC file number
- 801-116970
- Registered since
- July 17, 2019
- Latest Form ADV filing
- June 1, 2026
- Legal name
- VISE AI ADVISORS, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $8.5 billion
- Discretionary
- $8.5 billion (100.0%)
- Non-discretionary
- $0
- Accounts
- 16,405 (16,405 discretionary)
- Clients
- 16,405, approximate as reported
- Employees
- 44
- Advisory staff
- 20 performing investment advisory functions
- Average account
- $519,739
- Asset growth, 1 year
- 291.8% (from $2.2 billion a year earlier)
- Asset growth, 3-year annual rate
- 160.6% (from $481.7 million three years earlier)
- Asset growth, 5-year annual rate
- 126.1% (from $144.3 million five years earlier)
- Client growth, 1 year
- 222.7% (from 5,083)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #126 | #15 | $8.5 billion |
| Fastest-growing independent RIAs over one year | #1 | #1 | 291.8%from $2.2 billion |
| Independent RIAs with the biggest asset gains over one year | #41 | #5 | $6.3 billion |
| Independent RIAs with the most clients | #57 | #9 | 16,405 |
| Independent RIAs with the fastest client growth over one year | #13 | #7 | 222.7%from 5,083 |
| Independent RIAs with the most accounts | #103 | #8 | 16,405 |
| Independent RIAs with the most advisory staff | #474 | #30 | 20 |
| Independent RIAs with the most high net worth clients | #98 | #8 | 1,870 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2019 | $0 |
| October 1, 2020 | $4.0 million |
| October 4, 2021 | $144.3 million |
| October 3, 2022 | $362.4 million |
| October 5, 2023 | $481.7 million |
| October 1, 2024 | $1.1 billion |
| September 2, 2025 | $2.2 billion |
| October 2, 2026 | $8.5 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 1,870 clients | $5.2 billion | |
| Individuals (other than high net worth) 14,135 clients | $2.8 billion | |
| Corporations or other businesses 194 clients | $341.8 million | |
| Pension and profit sharing plans 194 clients | $106.9 million | |
| Pooled investment vehicles 1 client | $24.2 million | |
| Charitable organizations 11 clients | $1.7 million |
How the firm is paid
- A percentage of assets under management
- Fixed fees
Advisory services
- Portfolio management for individuals or small businesses
- Educational seminars or workshops
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Sponsor, general partner or managing member of pooled investment vehicles
Advises 1 private fund (Item 7.B).
Custody (Item 9)
The firm reported custody of client cash or securities, $24.2 million in total.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Ritholtz Wealth Management | New York | $9.4 billion |
| Joel Isaacson & Co., LLC | New York | $9.3 billion |
| Douglas C. Lane & Associates | New York | $8.4 billion |
| Ingalls Investment Management, LLC | New York | $7.8 billion |
| Tag Associates LLC | New York | $7.1 billion |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Vise AI Advisors on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.vise.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.