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For asset managers
AdvisorIQ

Ranking, Connecticut

Largest wealth firms by assets under management, including broker-dealer firms in Connecticut

As of October 2, 2026, Steward Partners Investment Advisory, LLC ranked #1 in Connecticut in AdvisorIQ's ranking of largest wealth firms by assets under management, including broker-dealer firms, with $36.7 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered and state-registered firms that report RAUM, ranked by RAUM. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). RAUM is regulatory assets under management (Form ADV Item 5.F(2)(c)) as reported in each firm's latest Form ADV filing in the data of October 2, 2026, usually as of the firm's last fiscal year end. Firms reporting no RAUM are not ranked. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City RAUM
1 Steward Partners Investment Advisory, LLC Broker-dealer affiliated Stamford $36.7 billion
2 New Edge Wealth Stamford $19.9 billion
3 Apella Wealth West Hartford $11.1 billion
4 Bradley Foster & Sargent Inc Hartford $9.1 billion
5 Chilton Investment Services, LLC Stamford $8.2 billion
6 Osaic Institutions, Inc. Broker-dealer affiliated Meriden $6.5 billion
7 Coastal Bridge Advisors Westport $5.0 billion
8 Northcoast Asset Management LLC Stamford $5.0 billion
9 Connecticut Wealth Management, LLC Farmington $4.5 billion
10 Essex Financial Services, Inc. Essex $4.2 billion
11 Voya Financial Advisors, Inc. Broker-dealer affiliated Windsor $3.9 billion
12 Greenwich Wealth Management, LLC Greenwich $3.5 billion
13 Colter Lewis Investment Partners, LLC Greenwich $3.4 billion
14 Principle Wealth Madison $3.2 billion
15 A.G.P / Alliance Global Partners Broker-dealer affiliated Westport $2.9 billion
16 Johnson Brunetti Wethersfield $2.8 billion
17 Main Street Research LLC Lakeville $2.7 billion
18 Basso Capital Management, L.P. Stamford $2.6 billion
19 RZH Advisors LLC Stamford $2.4 billion
20 Moneco Advisors Fairfield $2.3 billion
21 Yhb Investment Advisors Inc West Hartford $2.3 billion
22 Clear Harbor Asset Management, LLC Stamford $2.1 billion
23 Adviceone Advisory Services, LLC Glastonbury $2.0 billion
24 Avity Investment Management Inc. Greenwich $2.0 billion
25 Rossmore Private Capital, LLC Glastonbury $1.9 billion
26 Trivium Point Advisory, LLC Wilton $1.6 billion
27 MJP Wealth Advisors Farmington $1.6 billion
28 Oakridge Management Group LLC Stamford $1.4 billion
29 Snowwater Investment Partners, LLC Fairfield $1.3 billion
30 Private Capital Advisors, Inc. Darien $1.3 billion
31 Bourgeon Capital Management LLC Darien $1.3 billion
32 Gilman Hill Asset Management, LLC New Canaan $1.2 billion
33 Baxter Investment Management Riverside $1.2 billion
34 Third View Private Wealth Westport $1.2 billion
35 HTG Investment Advisors Inc New Canaan $1.1 billion
36 Night Owl Capital Management, LLC Greenwich $1.1 billion
37 Sovereign Financial Group, Inc. Stamford $1.1 billion
38 RMC Investment Advisors West Hartford $1.1 billion
39 QP Global Family Offices, LLC Greenwich $1.0 billion
40 Fierston Financial Group Inc West Hartford $1.0 billion
41 Sky Investment Group LLC Hartford $931.0 million
42 Investmark Advisory Group LLC Shelton $929.7 million
43 Founders Capital Management, LLC Hartford $920.3 million
44 Round Rock Advisors LLC Wilton $906.7 million
45 Asset Management Group, Inc. Stamford $898.3 million
46 Purkiss Capital Advisors, LLC Ridgefield $842.2 million
47 New England Capital Financial Advisors LLC Cheshire $768.0 million
48 HFM Wealth Management West Hartford $699.6 million
49 William Joseph Capital Management, Inc. Bristol $694.3 million
50 Integra Global Advisors LLC Stamford $684.1 million
51 Compass Wealth Management LLC Guilford $682.5 million
52 Benin Management Corp Redding $659.2 million
53 Empower Financial Advisory, LLC Glastonbury $635.8 million
54 Searle & Co. Broker-dealer affiliated Greenwich $629.9 million
55 Grey Ledge Advisors, LLC Broker-dealer affiliated Guilford $616.0 million
56 Fairfield, Bush & Co. Darien $589.0 million
57 Kreitler Financial LLC New Haven $584.9 million
58 Jackson, Grant Investment Advisers, Inc. Stamford $577.7 million
59 Freedom Investment Management, Inc. South Windsor $568.7 million
60 HT Partners LLC Centerbrook $556.3 million
61 N10° Wealth Greenwich $553.1 million
62 Litvak Wealth, LLC Norwalk $536.1 million
63 Morse Asset Management, Inc. Darien $534.3 million
64 5th Street Advisors, LLC Southport $524.5 million
65 Conifer Investments Ltd West Hartford $524.0 million
66 Matson Financial Advisors, Inc. Danbury $518.9 million
67 Medallion Wealth Advisors, LLC Farmington $516.9 million
68 Stratis Capital, LLC Darien $507.5 million
69 Monte Financial Group, LLC Guilford $482.4 million
70 Hammond Iles Wealth Advisors Wethersfield $474.9 million
71 Birinyi Associates, Inc. Westport $471.7 million
72 Mark Sheptoff Financial Planning LLC Glastonbury $466.5 million
73 Warner Wealth Madison $458.5 million
74 Cross Island Advisors LLC Darien $453.0 million
75 Spivak Asset Management, LLC Avon $439.1 million
76 Herbert J. Sims Capital Management, Inc. Broker-dealer affiliated Fairfield $436.9 million
77 August Wealth Advisors LLC Westport $436.6 million
78 Longwall Family Office Westport $428.2 million
79 Jeffrey N. Mehler, CFP LLC Essex $416.2 million
80 Sagebroadview Wealth Management, LLC Farmington $397.2 million
81 Howard Wealth Management, LLC Madison $397.0 million
82 Diastole Wealth Management Guilford $396.0 million
83 Mullaney Keating & Wright Inc Middletown $391.0 million
84 Ridgeview Asset Management Partners, LLC Stamford $387.9 million
85 Missionpoint Partners LLC Not reported $386.9 million
86 Fiscal Wisdom Wealth Management LLC Canton $386.0 million
87 Rpo LLC Stamford $372.1 million
88 Briggs Wealth Management, Inc. Glastonbury $362.0 million
89 Monhegan Capital Management, LLC Darien $356.0 million
90 Sightline Wealth Advisors, LLC Groton $354.2 million
91 Wmgna Farmington $346.4 million
92 Scholtz & Company, LLC Stamford $340.5 million
93 Toomey Investment Management, Inc Wallingford $321.0 million
94 Thames Financial Management Norwich $315.4 million
95 Milestone Asset Management Group, LLC Avon $309.0 million
96 N10° Assets Greenwich $306.9 million
97 Innovative Asset Advisors Group Shelton $297.9 million
98 Its Asset Management, L.P. North Haven $297.8 million
99 Greenwich Advisors, LLC Greenwich $293.2 million
100 Greenhouse Wealth Management, LLC Westport $288.6 million

Showing the top 100. Figures are as firms reported them on Form ADV.

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Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.