SEC-registered independent wealth management RIA
The Portfolio Strategy Group, LLC
As of its Form ADV filed March 26, 2026, The Portfolio Strategy Group, LLC, an SEC-registered independent wealth management RIA in White Plains, New York, reported $2.6 billion in regulatory assets under management across 478 accounts, ranking #35 among independent RIAs in New York by assets.
Registration
- Main office
- White Plains, NY
- Registration
- SEC-registered, Approved
- CRD number
- 166593
- SEC file number
- 801-77583
- Registered since
- February 8, 2013
- Latest Form ADV filing
- March 26, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $2.6 billion
- Discretionary
- $2.6 billion (99.6%)
- Non-discretionary
- $10.2 million
- Accounts
- 478 (445 discretionary)
- Clients
- 484, approximate as reported
- Employees
- 15
- Advisory staff
- 9 performing investment advisory functions
- Average account
- $5.5 million
- Asset growth, 1 year
- 9.9% (from $2.4 billion a year earlier)
- Asset growth, 3-year annual rate
- 9.5% (from $2.0 billion three years earlier)
- Asset growth, 5-year annual rate
- 5.8% (from $2.0 billion five years earlier)
- Client growth, 1 year
- 8.8% (from 445)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #454 | #35 | $2.6 billion |
| Fastest-growing independent RIAs over one year | #5,107 | #266 | 9.9%from $2.4 billion |
| Fastest-growing independent RIAs over three years | #4,341 | #230 | 9.5%from $2.0 billion |
| Fastest-growing independent RIAs over five years | #3,663 | #190 | 5.8%from $2.0 billion |
| Independent RIAs with the biggest asset gains over one year | #899 | #60 | $236.0 million |
| Independent RIAs with the most clients | #2,341 | #138 | 484 |
| Independent RIAs with the fastest client growth over one year | #1,752 | #111 | 8.8%from 445 |
| Independent RIAs with the most accounts | #5,054 | #250 | 478 |
| Independent RIAs with the most advisory staff | #1,258 | #80 | 9 |
| Independent RIAs with the most high net worth clients | #688 | #53 | 359 |
| Independent RIAs with the most CFP professionals | #3,524 | #165 | 1 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2013 | $1.0 billion |
| October 1, 2014 | $1.2 billion |
| October 1, 2015 | $1.3 billion |
| October 3, 2016 | $1.3 billion |
| October 2, 2017 | $1.5 billion |
| October 1, 2018 | $1.6 billion |
| October 1, 2019 | $1.6 billion |
| October 1, 2020 | $1.8 billion |
| October 4, 2021 | $2.0 billion |
| October 3, 2022 | $1.9 billion |
| October 5, 2023 | $2.0 billion |
| October 1, 2024 | $2.2 billion |
| September 2, 2025 | $2.4 billion |
| October 2, 2026 | $2.6 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 359 clients | $2.0 billion | |
| Corporations or other businesses 41 clients | $443.4 million | |
| Charitable organizations 13 clients | $53.7 million | |
| Pooled investment vehicles 2 clients | $47.9 million | |
| Pension and profit sharing plans 19 clients | $27.8 million | |
| Individuals (other than high net worth) 46 clients | $20.8 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Financial planning clients (Item 5.H): 251-500.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Commodity pool operator or commodity trading advisor
- Other financial products
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Commodity pool operator or commodity trading advisor
- Accountant or accounting firm
- Lawyer or law firm
- Insurance company or agency
- Pension consultant
- Real estate broker, dealer or agent
- Sponsor or syndicator of limited partnerships
- Sponsor, general partner or managing member of pooled investment vehicles
Advises 1 private fund (Item 7.B).
Custody (Item 9)
The firm reported custody of client cash or securities, $462.6 million in total.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
Designations held by the firm's IARs: CFP 1.
0 of the firm's 1 IAR are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Rock Harbor Partners LLC | Larchmont | $2.7 billion |
| Bridgewater Advisors Inc. | New York | $2.6 billion |
| LVW Advisors, LLC | Pittsford | $2.5 billion |
| Shufro, Rose & Co., LLC | New York | $2.5 billion |
| Howe and Rusling, Inc. | Rochester | $2.4 billion |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- The Portfolio Strategy Group, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: psgwealth.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.