SEC-registered wealth management firm Broker-dealer affiliated
Stash
As of its Form ADV filed September 9, 2026, Stash, an SEC-registered, broker-dealer affiliated wealth management firm in New York, New York, reported $4.9 billion in regulatory assets under management across 1,758,044 accounts, ranking #46 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 226550
- SEC file number
- 801-96294
- Registered since
- May 15, 2015
- Latest Form ADV filing
- September 9, 2026
- Legal name
- STASH INVESTMENTS LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $4.9 billion
- Discretionary
- $251.0 million (5.1%)
- Non-discretionary
- $4.7 billion
- Accounts
- 1,758,044 (302,339 discretionary)
- Clients
- 1,219,629, approximate as reported
- Employees
- 124
- Advisory staff
- 6 performing investment advisory functions
- Average account
- $2,799
- Asset growth, 1 year
- 18.1% (from $4.2 billion a year earlier)
- Asset growth, 3-year annual rate
- 23.5% (from $2.6 billion three years earlier)
- Asset growth, 5-year annual rate
- 12.4% (from $2.7 billion five years earlier)
- Client growth, 1 year
- -16.2% (from 1,455,232)
Broker-dealer affiliated. The firm is controlled by a public company (Schedule D, Item 10.A) and affiliated with a broker-dealer (Item 7.A(1)) whose registered representatives are among its advisory staff (Item 5.B(2)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2015 | $0 |
| October 3, 2016 | $9.9 million |
| October 2, 2017 | $125.0 million |
| October 1, 2018 | $448.9 million |
| October 1, 2019 | $824.0 million |
| October 1, 2020 | $1.5 billion |
| October 4, 2021 | $2.7 billion |
| October 3, 2022 | $3.3 billion |
| October 5, 2023 | $2.6 billion |
| October 1, 2024 | $3.3 billion |
| September 2, 2025 | $4.2 billion |
| October 2, 2026 | $4.9 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 1,138,270 clients | $4.9 billion |
How the firm is paid
- A percentage of assets under management
- Subscription fees
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Publication of periodicals or newsletters
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
Designations held by the firm's IARs: CFP 1.
1 of the firm's 1 IAR is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Savvy | New York | $5.0 billion |
| Compound Planning, Inc. | New York | $4.8 billion |
| Klingenstein Fields Advisors | New York | $4.7 billion |
| Seven Bridges Advisors LLC | New York | $4.6 billion |
| Karpus Investment Management | Pittsford | $4.3 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Stash on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.stash.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.