SEC-registered wealth management firm Broker-dealer affiliated
Evercore Wealth Management, LLC
As of its Form ADV filed March 31, 2026, Evercore Wealth Management, LLC, an SEC-registered, broker-dealer affiliated wealth management firm in New York, New York, reported $15.5 billion in regulatory assets under management across 4,895 accounts, ranking #27 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 148399
- SEC file number
- 801-69645
- Registered since
- October 1, 2008
- Latest Form ADV filing
- March 31, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 4
Key figures
- Regulatory assets under management
- $15.5 billion
- Discretionary
- $15.4 billion (99.4%)
- Non-discretionary
- $91.0 million
- Accounts
- 4,895 (4,837 discretionary)
- Clients
- 792, approximate as reported
- Employees
- 97
- Advisory staff
- 68 performing investment advisory functions
- Average account
- $3.2 million
- Asset growth, 1 year
- 11.6% (from $13.9 billion a year earlier)
- Asset growth, 3-year annual rate
- 13.8% (from $10.5 billion three years earlier)
- Asset growth, 5-year annual rate
- 8.8% (from $10.2 billion five years earlier)
- Client growth, 1 year
- 5.2% (from 753)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $2.0 billion |
| October 3, 2011 | $2.5 billion |
| October 1, 2012 | $3.3 billion |
| October 1, 2013 | $4.5 billion |
| October 1, 2014 | $4.9 billion |
| October 1, 2015 | $5.7 billion |
| October 3, 2016 | $6.2 billion |
| October 2, 2017 | $6.5 billion |
| October 1, 2018 | $7.3 billion |
| October 1, 2019 | $7.6 billion |
| October 1, 2020 | $9.2 billion |
| October 4, 2021 | $10.2 billion |
| October 3, 2022 | $12.2 billion |
| October 5, 2023 | $10.5 billion |
| October 1, 2024 | $12.3 billion |
| September 2, 2025 | $13.9 billion |
| October 2, 2026 | $15.5 billion |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 674 clients | $13.9 billion | |
| Investment companies 1 client | $506.2 million | |
| Pooled investment vehicles 14 clients | $343.0 million | |
| Corporations or other businesses 13 clients | $224.8 million | |
| Charitable organizations 18 clients | $218.1 million | |
| Banking or thrift institutions 8 clients | $154.3 million | |
| Insurance companies 2 clients | $100.5 million | |
| Pension and profit sharing plans 4 clients | $63.3 million | |
| Individuals (other than high net worth) 57 clients | $39.1 million |
How the firm is paid
- A percentage of assets under management
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars or workshops
- Other
Financial planning clients (Item 5.H): 751.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Banking or thrift institution
- Trust company
Advises 1 private fund (Item 7.B).
Custody (Item 9)
The firm reported custody of client cash or securities, $14.2 billion in total.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Summit Trail Advisors, LLC | New York | $19.9 billion |
| Park Avenue Securities LLC | New York | $19.6 billion |
| Citizens Private Wealth | Tarrytown | $16.6 billion |
| Williams Jones Wealth Management, LLC | New York | $12.5 billion |
| Gilder Gagnon Howe & Co. LLC | New York | $12.1 billion |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Evercore Wealth Management, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.evercorewealthandtrust.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.