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For asset managers
AdvisorIQ

Ranking, New York

Fastest-growing wealth firms over five years, including broker-dealer firms in New York

As of October 2, 2026, Arax Advisory Partners ranked #1 in New York in AdvisorIQ's ranking of fastest-growing wealth firms over five years, including broker-dealer firms, with 91.2%, from a base of $1.0 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by compound annual growth in RAUM over the five years between the SEC snapshots of October 4, 2021 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Arax Advisory Partners New York 91.2% $1.0 billion
2 Quent Capital, LLC New York 81.6% $104.1 million
3 Carrick Lane LLC New York 80.4% $158.6 million
4 Rockefeller Capital Management Broker-dealer affiliated New York 46.3% $14.9 billion
5 Shade Tree Advisors LLC Saratoga Springs 45.0% $226.8 million
6 Cerity Partners LLC New York 43.3% $26.7 billion
7 Ashton Thomas Securities, LLC Broker-dealer affiliated Rochester 41.5% $328.0 million
8 Ritholtz Wealth Management New York 39.2% $1.8 billion
9 Giverny Capital Asset Management New York 38.1% $119.2 million
10 Onyx Bridge Wealth Group LLC Tarrytown 35.8% $296.9 million
11 Goalvest Advisory LLC New York 35.4% $170.8 million
12 Cannell & Spears LLC New York 31.0% $1.8 billion
13 Equinum, LLC Brooklyn 30.8% $148.0 million
14 16th Amendment Advisors LLC New York 28.8% $110.3 million
15 BNY Mellon Advisors, Inc. Broker-dealer affiliated New York 27.9% $9.8 billion
16 Consolidated Portfolio Review Corp Broker-dealer affiliated Woodbury 27.6% $470.7 million
17 Navis Wealth Advisors LLC Rye Brook 27.6% $266.9 million
18 High Probability Advisors, LLC Pittsford 27.0% $316.9 million
19 Blackdiamond Wealth Management, LLC New York 27.0% $128.4 million
20 Upstart Wealth Management, LLC New York 26.2% $120.5 million
21 Wembley Strategic Advisory LLC New York 26.1% $218.1 million
22 Hurley Capital, LLC New York 26.0% $102.8 million
23 Note Advisors, LLC Buffalo 25.0% $142.9 million
24 O'Keefe Stevens Advisory, Inc. Rochester 25.0% $191.8 million
25 Palumbo Wealth Management LLC Great Neck 24.6% $180.8 million
26 Siebert Advisornxt, LLC. Broker-dealer affiliated New York 24.5% $131.0 million
27 Avestar Capital, LLC New York 24.1% $703.5 million
28 Lesko Securities, Inc. Broker-dealer affiliated Vestal 23.5% $254.0 million
29 Vanderbilt Advisory Services Broker-dealer affiliated Woodbury 23.4% $736.7 million
30 Steginsky Capital LLC Port Washington 23.3% $210.0 million
31 Snowden Capital Advisors LLC Broker-dealer affiliated New York 23.2% $3.1 billion
32 Flower City Capital LLC Pittsford 22.8% $159.0 million
33 Citizens Private Wealth Broker-dealer affiliated Tarrytown 22.8% $6.0 billion
34 Silver Grove Advisory Services Orchard Park 22.1% $167.3 million
35 Wealthspire Advisors New York 22.0% $12.7 billion
36 Opal Wealth Advisors, LLC Jericho 21.3% $472.2 million
37 IFC Personal Money Managers, Inc. New York 21.3% $172.0 million
38 Compass Advisors Melville 21.2% $293.9 million
39 Ameraudi Asset Management, Inc. Broker-dealer affiliated New York 21.1% $807.0 million
40 Rise Advisors, LLC Rochester 20.9% $170.6 million
41 Park Avenue Securities LLC Broker-dealer affiliated New York 20.9% $7.6 billion
42 Andrew Garrett, Inc. Broker-dealer affiliated New York 20.4% $205.9 million
43 United Financial Planning Group LLC Hauppauge 20.2% $138.3 million
44 Retirement Planning Group, LLC Malta 20.1% $150.0 million
45 Landmark Wealth Management, LLC Melville 20.1% $176.7 million
46 Focused Wealth Management, Inc. Newburgh 20.0% $912.1 million
47 Betterment New York 19.7% $28.3 billion
48 Kelleher Financial Advisors, LLC New York 19.7% $469.7 million
49 Sgroi Wealth Advisory Group LLC West Seneca 19.2% $563.4 million
50 Continuum Wealth Advisors, LLC Saratoga Springs 18.9% $145.1 million
51 S.E.E.D. Planning Group, LLC Binghamton 18.8% $239.9 million
52 Aegis Capital Corp. Broker-dealer affiliated New York 18.5% $761.3 million
53 Emergent Wealth Advisors, LLC Williamsville 18.2% $107.8 million
54 Eagle Strategies LLC Broker-dealer affiliated New York 18.0% $14.0 billion
55 J.P. Morgan Securities LLC Broker-dealer affiliated New York 17.9% $188.3 billion
56 Prentice Wealth Management LLC Rochester 17.6% $251.8 million
57 Lionshead Wealth Management, LLC New York 17.5% $102.6 million
58 Premier Wealth Advisors, LLC New York 17.2% $251.0 million
59 Settanni Financial LLC Armonk 17.1% $180.6 million
60 Bouchey Financial Group, Ltd. Troy 17.0% $732.7 million
61 Platform Technology Partners Locust Valley 17.0% $561.2 million
62 Leigh Baldwin & Co., LLC Broker-dealer affiliated Cazenovia 16.9% $133.2 million
63 J.J. Burns & Company Melville 16.9% $574.6 million
64 Independent Solutions Wealth Management, LLC Broker-dealer affiliated Williamsville 16.8% $707.9 million
65 Titan New York 16.7% $500.3 million
66 Next Capital Management LLC New York 16.7% $987.7 million
67 Linden Global Strategies LLC New York 16.7% $742.0 million
68 Trubee Wealth Advisors, Inc. Broker-dealer affiliated Buffalo 16.7% $421.9 million
69 Wealthedge Investment Advisors, LLC New York 16.6% $219.3 million
70 Fingerlakes Wealth Management, Inc. Broker-dealer affiliated Ithaca 16.4% $133.4 million
71 Whitney & Company Rochester 16.3% $702.0 million
72 Golden Bay Advisors LLC Chappaqua 16.2% $139.4 million
73 RBC Capital Markets, LLC Broker-dealer affiliated New York 16.2% $146.6 billion
74 Lantern Wealth Advisors, LLC Broker-dealer affiliated Melville 16.2% $151.2 million
75 The Wealth Alliance, LLC Melville 16.1% $997.1 million
76 Francis Financial New York 16.1% $381.1 million
77 Lifemark Securities Corp. Broker-dealer affiliated Rochester 16.1% $201.7 million
78 Klingman and Associates, LLC New York 16.0% $2.7 billion
79 Great Hill Advisory Port Washington 16.0% $104.2 million
80 Goldman Sachs Wealth Services, L.P. Broker-dealer affiliated Cohoes 15.9% $15.1 billion
81 Adirondack Capital Advisors, LLC Syracuse 15.9% $202.3 million
82 MWM Group LLC Cedarhurst 15.6% $208.8 million
83 Novem Group Rochester 15.6% $832.4 million
84 Merit Financial Partners LLC Maspeth 15.5% $149.7 million
85 Minichmacgregor Wealth Management, LLC Saratoga Springs 15.5% $351.6 million
86 Sterling Investment Counsel, LLC Buffalo 15.5% $503.2 million
87 Greenbush Financial Group, LLC Albany 15.3% $302.8 million
88 Ike Capital, LLC New York 15.2% $126.7 million
89 Canty Wealth Management Ballston Spa 15.2% $125.2 million
90 Armbruster Capital Management, Inc. Pittsford 15.1% $521.2 million
91 Post Resch Tallon Group Pittsford 14.9% $170.0 million
92 Stelac Advisory Services LLC New York 14.7% $3.2 billion
93 Strategic Wealth Management Group New York 14.6% $420.9 million
94 Transatlantique Private Wealth LLC Broker-dealer affiliated New York 14.3% $450.1 million
95 Level Financial Advisors, Inc. East Amherst 14.3% $500.8 million
96 Arcadia Wealth Management Smithtown 14.2% $197.1 million
97 Perennial New York 14.1% $394.5 million
98 Sage, Rutty & Co., Inc. Broker-dealer affiliated Rochester 14.0% $1.8 billion
99 4THOUGHT Financial Group Inc. Syosset 13.8% $112.5 million
100 Maytech Global Investments New York 13.7% $471.1 million

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 5 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.