Ranking, Vermont

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in Vermont

As of October 2, 2026, Pathway Financial Advisors, LLC ranked #1 in Vermont in AdvisorIQ's ranking of wealth firms with the biggest asset gains over one year, including broker-dealer firms, with $754.4 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the dollar increase in RAUM between the SEC snapshots of September 2, 2025 and October 2, 2026. Only firms whose RAUM rose are ranked; base_value is the starting RAUM. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in Vermont
Rank	Firm	City	Increase
1	Pathway Financial Advisors, LLC	South Burlington	$754.4 million
2	Maple Capital Management, Inc.	Montpelier	$385.6 million
3	Esi Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Montpelier	$326.1 million
4	Silverlake Wealth Management LLC	Williston	$276.4 million
5	One Day in July LLC	Burlington	$274.3 million
6	Hanson & Doremus Investment Management	Burlington	$211.3 million
7	Rock Point Advisors, LLC	Burlington	$95.3 million
8	Marble Trail Advisors	Middlebury	$92.5 million
9	Antoine Williams & Associates Wealth Management, LLC	Shelburne	$89.6 million
10	Bennington Financial Planning Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Bennington	$57.7 million
11	Birchview Capital, LP	Burlington	$56.0 million
12	Broadlake Financial Management	South Burlington	$40.5 million
13	Farrow Financial Inc	South Burlington	$38.1 million
14	Otto & Associates, Inc.	Norwich	$36.7 million
15	M. Kraus & Company	Shelburne	$35.8 million
16	Clean Yield Asset Management	Norwich	$32.5 million
17	Westview Investment Advisors	Burlington	$31.9 million
18	Copper Leaf Financial, LLC	Williston	$29.6 million
19	Williams Financial, LLC	North Bennington	$18.8 million
20	Poulos Advisors, Inc.	South Burlington	$17.1 million
21	Prentiss Smith & Company, Inc.	Brattleboro	$16.1 million
22	44 North Capital, LLC	Burlington	$11.2 million
23	DWV Advisors, LLC	Essex Junction	$8.2 million
24	Quantum Leap Capital, LLC	South Burlington	$7.0 million
25	Hutner Capital Management Inc.	Manchester	$464,703

25 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Biggest asset gains by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.