SEC-registered independent wealth management RIA
Quartz Partners Investment Management
As of its Form ADV filed June 8, 2026, Quartz Partners Investment Management, an SEC-registered independent wealth management RIA in Saratoga Springs, New York, reported $611.9 million in regulatory assets under management across 1,277 accounts, ranking #147 among independent RIAs in New York by assets.
Registration
- Main office
- Saratoga Springs, NY
- Registration
- SEC-registered, Approved
- CRD number
- 174327
- SEC file number
- 801-80822
- Registered since
- January 20, 2015
- Latest Form ADV filing
- June 8, 2026
- Legal name
- QUARTZ PARTNERS, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- March
- Other offices
- 12
Key figures
- Regulatory assets under management
- $611.9 million
- Discretionary
- $358.3 million (58.6%)
- Non-discretionary
- $253.6 million
- Accounts
- 1,277 (1,200 discretionary)
- Clients
- 1,544, approximate as reported
- Employees
- 26
- Advisory staff
- 22 performing investment advisory functions
- Average account
- $479,206
- Asset growth, 1 year
- 117.7% (from $281.0 million a year earlier)
- Asset growth, 3-year annual rate
- 36.8% (from $239.1 million three years earlier)
- Asset growth, 5-year annual rate
- 61.9% (from $55.0 million five years earlier)
- Client growth, 1 year
- 9.3% (from 1,412)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #2,149 | #147 | $611.9 million |
| Fastest-growing independent RIAs over one year | #58 | #7 | 117.7%from $281.0 million |
| Fastest-growing independent RIAs over three years | #267 | #13 | 36.8%from $239.1 million |
| Independent RIAs with the biggest asset gains over one year | #635 | #45 | $330.9 million |
| Independent RIAs with the most clients | #566 | #37 | 1,544 |
| Independent RIAs with the fastest client growth over one year | #1,649 | #107 | 9.3%from 1,412 |
| Independent RIAs with the most accounts | #1,988 | #101 | 1,277 |
| Independent RIAs with the most advisory staff | #424 | #26 | 22 |
| Independent RIAs with the most high net worth clients | #3,536 | #208 | 88 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2015 | $25.6 million |
| October 3, 2016 | $57.9 million |
| October 2, 2017 | $57.7 million |
| October 1, 2018 | $58.2 million |
| October 1, 2019 | $54.7 million |
| October 1, 2020 | $52.8 million |
| October 4, 2021 | $55.0 million |
| October 3, 2022 | $50.9 million |
| October 5, 2023 | $239.1 million |
| October 1, 2024 | $251.4 million |
| September 2, 2025 | $281.0 million |
| October 2, 2026 | $611.9 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Other investment advisers 11 clients | $212.4 million | |
| High net worth individuals 88 clients | $205.8 million | |
| Individuals (other than high net worth) 656 clients | $156.2 million | |
| Pension and profit sharing plans 10 clients | $33.8 million | |
| Corporations or other businesses fewer than 5 clients | $3.5 million | |
| Other fewer than 5 clients | $213,338 | |
| Charitable organizations fewer than 5 clients | $742 | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
- Other
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 29
- Also registered through a broker-dealer
- 15
- Employees who are IARs (Form ADV 5.B(3))
- 13
Designations held by the firm's IARs: ChFC 1.
Between 6 and 22 of the firm's 29 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Rialto Wealth Management | Syracuse | $625.9 million |
| Greenbush Financial Group, LLC | Albany | $616.5 million |
| Red Lighthouse Investment Management, LLC | Hillsdale | $612.2 million |
| Giverny Capital Asset Management | New York | $599.4 million |
| Steginsky Capital LLC | Port Washington | $599.0 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Quartz Partners Investment Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.quartzpartners.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.