IAR CE deadline: December 31. 84 days left in adopting states. Check what you owe

For asset managers
AdvisorIQ

Ranking, Rhode Island

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in Rhode Island

As of October 2, 2026, Citizens Securities, Inc. ranked #1 in Rhode Island in AdvisorIQ's ranking of wealth firms with the biggest asset gains over one year, including broker-dealer firms, with $3.7 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the dollar increase in RAUM between the SEC snapshots of September 2, 2025 and October 2, 2026. Only firms whose RAUM rose are ranked; base_value is the starting RAUM. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Increase
1 Citizens Securities, Inc. Broker-dealer affiliated Johnston $3.7 billion
2 Parsons Capital Management Inc Providence $289.5 million
3 McGuire Wealth Management Wakefield $242.0 million
4 Young Richard C & Co Ltd Newport $238.5 million
5 Wealthcare Investment Partners LLC Portsmouth $204.8 million
6 Canton Hathaway LLC Providence $193.4 million
7 Professional Planning Group Westerly $150.0 million
8 Capital Wealth Management, LLC West Warwick $136.1 million
9 Strategicpoint Investment Advisors LLC Providence $108.4 million
10 Blue Fin Capital, Inc. Warren $105.3 million
11 Sowa Financial Group Lincoln $97.3 million
12 Axis Wealth Partners, LLC East Providence $87.7 million
13 Mystic Asset Management Warwick $85.3 million
14 SK Wealth Management, LLC Providence $83.6 million
15 Barrett & Company Broker-dealer affiliated Providence $76.2 million
16 Brown, Lisle/Cummings, Inc Broker-dealer affiliated Providence $72.6 million
17 Newman Dignan & Sheerar, Inc Providence $62.0 million
18 The Retirement Planning Company of New England, Inc. Warwick $58.1 million
19 Signet Investment Advisory Group, Inc. Providence $48.9 million
20 Financial Independence, LLC Warwick $45.8 million
21 Forbes Financial Planning, Inc. East Greenwich $45.0 million
22 Hall Capital Management Company, Inc. Barrington $42.8 million
23 Lincoln Capital Corporation East Greenwich $40.7 million
24 Diversified Resources, LLC Broker-dealer affiliated Warwick $35.2 million
25 Breachway Investments, LLC Charlestown $33.6 million
26 Eliot Rose Wealth Management, LLC Providence $33.5 million
27 Bountiful Investment Management LLC Rumford $29.2 million
28 First Financial Advisory Services Inc Westerly $28.0 million
29 Weybosset Research & Management, LLC Providence $26.1 million
30 D & P Investment Advisors, Ltd. Wakefield $23.9 million
31 Alpha Dog Advisors, Ruff Cranston $22.2 million
32 Arlen Capital, LLC Warwick $17.6 million
33 Sheeley & Partners Wealth Management, LLC Providence $8.9 million

33 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Biggest asset gains by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.