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AdvisorIQ

Ranking, New York

Independent RIAs with the most CFP professionals in New York

As of October 2, 2026, Cerity Partners LLC ranked #1 in New York in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 312.

Include wirehouses and broker-dealer firms

Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most CFP professionals
1 Cerity Partners LLC New York 312
2 Wealthspire Advisors New York 102
3 Savvy New York 86
4 Arax Advisory Partners New York 39
5 Compound Planning, Inc. New York 35
6 Ritholtz Wealth Management New York 28
7 Domain Money Advisors, LLC New York 17
7 Fruitful New York 17
9 Altfest Personal Wealth Management New York 15
10 Joel Isaacson & Co., LLC New York 14
11 John G. Ullman & Associates, Inc Horseheads 12
11 First Manhattan Co. LLC New York 12
13 WNY Asset Management, LLC Williamsville 11
14 Strategic Financial Services Utica 10
14 Bridgewater Advisors Inc. New York 10
16 Bouchey Financial Group, Ltd. Troy 9
16 Francis Financial New York 9
16 Brooklyn FI, LLC Brooklyn 9
19 Level Financial Advisors, Inc. East Amherst 8
19 Betterment New York 8
19 The Pinnacle Financial Group Rockville Centre 8
22 BBR Partners, LLC New York 7
22 Rockbridge Investment Management, LLC Syracuse 7
22 Sanderson Wealth Management, LLC Buffalo 7
22 Waterford Advisors, LLC Orchard Park 7
22 Novem Group Rochester 7
22 Ellevest New York 7
22 Maridea Wealth Management Brooklyn 7
29 J.J. Burns & Company Melville 6
29 The Wealth Alliance, LLC Melville 6
29 Legacy Edge Advisors Syosset 6
32 Shufro, Rose & Co., LLC New York 5
32 Tsa Management Inc Glen Head 5
32 Frisch Financial Group, Inc. Melville 5
32 Samalin Wealth Chappaqua 5
32 Flower City Capital LLC Pittsford 5
32 Magnus Financial Group LLC New York 5
32 Opal Wealth Advisors, LLC Jericho 5
32 Citrin Cooperman Wealth Management, LLC New York 5
32 Kickstand Wealth Advisors Pittsford 5
41 Howe and Rusling, Inc. Rochester 4
41 United Asset Strategies Inc. Garden City 4
41 Landmark Wealth Management Getzville 4
41 East End Financial Group, Inc. Riverhead 4
41 Heller Wealth Management Melville 4
41 Passive Capital Management, LLC Syracuse 4
41 Cornell Pochily Investment Advisors, Inc. Ithaca 4
41 Seacrest Wealth Management, LLC Purchase 4
41 United Financial Planning Group LLC Hauppauge 4
41 Flynn Zito Capital Management, LLC Garden City 4
41 Reagan Companies Asset Management, Inc Syracuse 4
41 Total Alignment Wealth Advisors, LLC New York 4
41 Dutch Asset Corporation Selkirk 4
41 Summit Trail Advisors, LLC New York 4
41 Douglas C. Lane & Associates New York 4
41 Compass Advisors Melville 4
41 Sgroi Wealth Advisory Group LLC West Seneca 4
41 Seasons of Advice Wealth Management New York 4
41 Nerdwallet Wealth Partners, LLC New York 4
41 Blue Horizon Equity, Inc. Pittsford 4
61 R.W. Roge & Company, Inc Bohemia 3
61 Financial Asset Management Corp Chappaqua 3
61 Main Street Financial Purchase 3
61 Silvercrest Asset Management Group LLC New York 3
61 Canty Wealth Management Ballston Spa 3
61 The Bendix Financial Group, Inc. Garden City 3
61 Taconic Advisors Saugerties 3
61 Professional Financial Pittsford 3
61 Klingman and Associates, LLC New York 3
61 Nestegg Advisors, Inc. Hauppauge 3
61 Sandhill Investment Management Buffalo 3
61 Merit Financial Partners LLC Maspeth 3
61 Satovsky Asset Management LLC New York 3
61 Minichmacgregor Wealth Management, LLC Saratoga Springs 3
61 Seneca Financial Advisors LLC Rochester 3
61 Landmark Wealth Management, LLC Melville 3
61 Prentice Wealth Management LLC Rochester 3
61 Arcadia Wealth Management Smithtown 3
61 Quint Investments and Insurance Wappingers Falls 3
61 Note Advisors, LLC Buffalo 3
61 Upstart Wealth Management, LLC New York 3
61 Cultivating Wealth Montauk 3
61 Rooted Planning Group Corning 3
61 O'Keefe Stevens Advisory, Inc. Rochester 3
61 Avestar Capital, LLC New York 3
61 High Probability Advisors, LLC Pittsford 3
61 Sincerus Advisory New York 3
61 Retirable New York 3
61 Navis Wealth Advisors LLC Rye Brook 3
61 Albanyadvisor Group LLC Albany 3
61 Kilter Group Rhinebeck 3
61 Imperity Wealth Alliance LLC Melville 3
93 Ogorek Wealth Management, LLC Williamsville 2
93 Financial Decisions, LLC New York 2
93 J.W.Burns & Company, Inc. Dewitt 2
93 Miller, Gesko & Company Inc. Buffalo 2
93 Excomp Asset Management Ltd Melville 2
93 Circle Advisers Inc New York 2
93 HFH Planning Inc. New York 2
93 Whitney & Company Rochester 2
93 D'Arcangelo Financial Advisors, LLC Poughkeepsie 2
93 Burns Matteson Capital Management, LLC Corning 2
93 Progressive Financial Planning Services Inc. Melville 2
93 Kutz and Company Inc. Great Neck 2
93 Brewster Financial Planning LLC Brooklyn 2
93 Greenbush Financial Group, LLC Albany 2
93 Financial Advisor Network, Inc. Farmingdale 2
93 Capital Financial Advisors of New York, LLC Clifton Park 2
93 New Horizon Financial Strategies, LLC Ithaca 2
93 MSM Financial Strategies Manhasset 2
93 Capital Preservation Partners, Inc. Bronxville 2
93 Infiniti Wealth Management Brewster 2
93 Tortoise Investment Management, LLC White Plains 2
93 Hurley Capital, LLC New York 2
93 Luther Forest Wealth Advisors, L.L.C. Malta 2
93 Private Client Asset Management, Inc. Massapequa 2
93 Payne Capital Management, LLC New York 2
93 G-Squared Advisory LLC Mamaroneck 2
93 Blank Equity Management LLC Port Washington 2
93 Allsquare Wealth Management, LLC Albany 2
93 Mussett Wealth Management, LLC Rensselaer 2
93 King Wealth Management Group, LLC Saratoga Springs 2
93 Lowell Road Asset Management, Inc. Manhasset 2
93 Value Investment Professionals, LLC New York 2
93 Longwave Financial LLC New York 2
93 Northlanding Financial Partners, LLC Rochester 2
93 Stash Wealth, LLC New York 2
93 Emergent Wealth Advisors, LLC Williamsville 2
93 BCK Partners, Inc. Corning 2
93 Murphy Wealth Management Group Fishkill 2
93 Simmons Capital Group Halfmoon 2
93 Lake Road Advisors, LLC Corning 2
93 Ford Financial Solutions, LLC New York 2
93 Minerva Wealth Advisory New York 2
93 BPC Advisors LLC East Syracuse 2
93 Great Path Planning Goshen 2
93 Thinking Big Financial Brooklyn 2
93 Lionshead Wealth Management, LLC New York 2
93 Titan New York 2
93 Blackdiamond Wealth Management, LLC New York 2
93 Garrison Murphy Wealth Management, LLC East Aurora 2
93 RE-Envision Wealth New York 2
93 Bone Fide Wealth New York 2
93 Williams Jones Wealth Management, LLC New York 2
93 Palumbo Wealth Management LLC Great Neck 2
93 Quent Capital, LLC New York 2
93 Rise Advisors, LLC Rochester 2
93 Iconoclastic Capital Management LLC Rochester 2
93 Target Rock Wealth Management, LLC New York 2
93 Chemistry Wealth Management LLC New York 2
93 Rialto Wealth Management Syracuse 2
93 Steward Advisors Group, LLC Halfmoon 2
93 Zero Day Capital Enterprises LLC West Point 2
93 Bentham Wealth Advisors Williamsville 2
93 Holistic Wealth Advisors Clifton Park 2
93 Matauro, LLC New York 2
93 Countryside Financial LLC Williamsville 2
93 Avrio Wealth LLC New York 2
93 Collaborative Capital Advisors LLC New York 2
93 Prism Planning and Solutions Group White Plains 2
93 Tailored Wealth Solutions Saratoga Springs 2
93 Youya Wealth Dix Hills 2
93 Ingalls Investment Management, LLC New York 2
93 Savlan Wealth Partners New City 2

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most CFP professionals by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.