SEC-registered independent wealth management RIA
Dutch Asset Corporation
As of its Form ADV filed June 16, 2026, Dutch Asset Corporation, an SEC-registered independent wealth management RIA in Selkirk, New York, reported $186.9 million in regulatory assets under management across 441 accounts, ranking #320 among independent RIAs in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 170884
- SEC file number
- 801-122087
- Registered since
- August 16, 2021
- Latest Form ADV filing
- June 16, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $186.9 million
- Discretionary
- $182.3 million (97.6%)
- Non-discretionary
- $4.5 million
- Accounts
- 441 (438 discretionary)
- Clients
- 228, approximate as reported
- Employees
- 10
- Advisory staff
- 8 performing investment advisory functions
- Average account
- $423,760
- Asset growth, 1 year
- 105.2% (from $91.1 million a year earlier)
- Asset growth, 3-year annual rate
- 60.6% (from $45.1 million three years earlier)
- Asset growth, 5-year annual rate
- 48.1% (from $26.3 million five years earlier)
- Client growth, 1 year
- 91.6% (from 119)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $26.3 million |
| October 3, 2022 | $30.5 million |
| October 5, 2023 | $45.1 million |
| October 1, 2024 | $69.9 million |
| September 2, 2025 | $91.1 million |
| October 2, 2026 | $186.9 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 60 clients | $127.3 million | |
| Individuals (other than high net worth) 159 clients | $44.5 million | |
| Pension and profit sharing plans 5 clients | $6.7 million | |
| Insurance companies fewer than 5 clients | $5.3 million | |
| Corporations or other businesses fewer than 5 clients | $3.0 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Accountant or accounting firm
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 9
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 8
Designations held by the firm's IARs: CFP 4.
0 of the firm's 9 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Infiniti Wealth Management | Brewster | $187.4 million |
| Winthrop Partners - WNY, LLC | Orchard | $186.2 million |
| Hudson Portfolio Management LLC | Garrison | $185.9 million |
| Miller, Gesko & Company Inc. | Buffalo | $183.1 million |
| Ives Hill Wealth Management | Dewitt | $183.1 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Dutch Asset Corporation on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.dutchasset.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.