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For asset managers
AdvisorIQ

Ranking, New York

Fastest-growing independent RIAs over three years in New York

As of October 2, 2026, Carrick Lane LLC ranked #1 in New York in AdvisorIQ's ranking of fastest-growing independent RIAs over three years, with 76.1%, from a base of $554.8 million.

Include wirehouses and broker-dealer firms

SEC-registered firms ranked by compound annual growth in RAUM over the three years between the SEC snapshots of October 5, 2023 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Carrick Lane LLC New York 76.1% $554.8 million
2 Cannell & Spears LLC New York 61.1% $1.7 billion
3 Brooklyn FI, LLC Brooklyn 55.0% $151.1 million
4 Ascend Interplay, LLC New York 52.5% $110.0 million
5 Cove Private Wealth, LLC Oyster Bay 49.9% $135.3 million
6 Cerity Partners LLC New York 44.7% $53.3 billion
7 Onyx Bridge Wealth Group LLC Tarrytown 43.0% $468.9 million
8 Rialto Wealth Management Syracuse 42.0% $218.6 million
9 Navis Wealth Advisors LLC Rye Brook 41.7% $317.4 million
10 O'Keefe Stevens Advisory, Inc. Rochester 39.5% $215.8 million
11 Giverny Capital Asset Management New York 39.3% $221.8 million
12 Cordoba Advisory Partners LLC New York 36.8% $1.1 billion
13 Quartz Partners Investment Management Saratoga Springs 36.8% $239.1 million
14 Kelleher Financial Advisors, LLC New York 34.8% $470.7 million
15 Maytech Global Investments New York 34.7% $366.2 million
16 Flower City Capital LLC Pittsford 33.8% $185.4 million
17 Focused Wealth Management, Inc. Newburgh 33.7% $949.3 million
18 16th Amendment Advisors LLC New York 33.4% $164.5 million
19 Ritholtz Wealth Management New York 33.2% $4.0 billion
20 Palumbo Wealth Management LLC Great Neck 33.2% $230.1 million
21 Stelac Advisory Services LLC New York 33.0% $2.7 billion
22 Shade Tree Advisors LLC Saratoga Springs 32.9% $619.0 million
23 Dorado Wealth Management LLC Port Washington 32.9% $114.5 million
24 Linden Global Strategies LLC New York 32.6% $686.8 million
25 Elevatus Wealth Management, LLC Victor 32.5% $220.5 million
26 Kershner, Grosso & Co. Saratoga Spring 31.5% $363.2 million
27 Blackdiamond Wealth Management, LLC New York 31.4% $187.0 million
28 Rise Advisors, LLC Rochester 30.2% $200.0 million
29 Note Advisors, LLC Buffalo 30.0% $198.9 million
30 Steginsky Capital LLC Port Washington 29.3% $277.1 million
31 Avestar Capital, LLC New York 29.1% $960.8 million
32 Golden Bay Advisors LLC Chappaqua 28.9% $138.0 million
33 Next Level Private LLC Harrison 28.6% $643.4 million
34 Upstart Wealth Management, LLC New York 28.4% $182.5 million
35 Wealthspire Advisors New York 27.6% $16.5 billion
36 Landmark Wealth Management, LLC Melville 27.5% $213.4 million
37 Continuum Wealth Advisors, LLC Saratoga Springs 26.9% $169.3 million
38 Klingman and Associates, LLC New York 26.8% $2.8 billion
39 Retirement Planning Group, LLC Malta 26.5% $185.3 million
40 Settanni Financial LLC Armonk 25.6% $200.6 million
41 Goalvest Advisory LLC New York 25.5% $393.7 million
42 Titan New York 25.4% $548.8 million
43 Wembley Strategic Advisory LLC New York 25.2% $353.8 million
44 Sgroi Wealth Advisory Group LLC West Seneca 25.2% $691.6 million
45 Compass Advisors Melville 25.1% $392.3 million
46 Opal Wealth Advisors, LLC Jericho 25.1% $633.1 million
47 Bouchey Financial Group, Ltd. Troy 24.6% $830.8 million
48 High Probability Advisors, LLC Pittsford 24.5% $542.1 million
49 Lionshead Wealth Management, LLC New York 24.5% $119.1 million
50 Silver Grove Advisory Services Orchard Park 24.4% $235.4 million
51 Draper Asset Management, LLC Smithtown 24.4% $119.9 million
52 Prentice Wealth Management LLC Rochester 24.3% $295.3 million
53 Francis Financial New York 24.2% $419.4 million
54 Sterling Investment Counsel, LLC Buffalo 23.9% $543.6 million
55 Betterment New York 23.8% $36.6 billion
56 Platform Technology Partners Locust Valley 23.8% $648.3 million
57 Wealthedge Investment Advisors, LLC New York 23.5% $250.4 million
58 Prospect Financial Services LLC Melville 23.5% $228.7 million
59 Oberon Asset Management, LLC New York 23.5% $123.5 million
60 Whitney & Company Rochester 23.4% $794.1 million
61 Hurley Capital, LLC New York 23.2% $174.2 million
62 Magnus Financial Group LLC New York 22.7% $1.3 billion
63 Level Financial Advisors, Inc. East Amherst 22.6% $529.6 million
64 Sincerus Advisory New York 22.5% $120.6 million
65 Next Capital Management LLC New York 22.5% $1.2 billion
66 Central Pine Capital, LLC Cedarhurst 22.5% $180.7 million
67 Heller Wealth Management Melville 22.5% $301.5 million
68 RMR Wealth Management New York 22.5% $106.4 million
69 Quent Capital, LLC New York 22.4% $1.1 billion
70 Brixton Capital Wealth Advisors, LLC Garden City 22.2% $116.4 million
71 Chemistry Wealth Management LLC New York 22.2% $693.2 million
72 United Financial Planning Group LLC Hauppauge 22.0% $191.5 million
73 Canty Wealth Management Ballston Spa 21.8% $140.6 million
74 Godfrey Financial Associates, Inc. Glenmont 21.8% $101.1 million
75 Sage Investment Advisers LLC Wappingers Falls 21.6% $149.3 million
76 Farrell Financial Orchard Park 21.4% $112.0 million
77 4THOUGHT Financial Group Inc. Syosset 21.4% $119.7 million
78 J.J. Burns & Company Melville 21.4% $700.3 million
79 Omc Financial Services Ltd Dewitt 21.4% $183.8 million
80 Minichmacgregor Wealth Management, LLC Saratoga Springs 21.2% $406.0 million
81 MWM Group LLC Cedarhurst 20.8% $244.3 million
82 Silverberg Bernstein Capital Management Armonk 20.8% $160.6 million
83 Congress Park Capital LLC Saratoga Springs 20.6% $240.8 million
84 Albanyadvisor Group LLC Albany 20.6% $172.7 million
85 Arcadia Wealth Management Smithtown 20.6% $218.8 million
86 Emergent Wealth Advisors, LLC Williamsville 20.4% $142.7 million
87 Landmark Wealth Management Getzville 20.2% $391.0 million
88 Forte Asset Management, LLC Bedford 20.1% $185.9 million
89 Pelkonen and Associates LLC Melville 20.1% $169.5 million
90 Ike Capital, LLC New York 20.1% $148.7 million
91 The Pinnacle Financial Group Rockville Centre 20.0% $801.5 million
92 Florian Financial Group LLC Williamsville 19.9% $124.7 million
93 Blue Square Asset Management, LLC New York 19.8% $238.4 million
94 Rockline Wealth Management LLC Islip Terrace 19.8% $436.5 million
95 King Wealth Management Group, LLC Saratoga Springs 19.6% $633.4 million
96 The Bendix Financial Group, Inc. Garden City 19.5% $115.3 million
97 Fusion Family Wealth, LLC Woodbury 19.3% $849.0 million
98 Greenbush Financial Group, LLC Albany 19.3% $363.5 million
99 Strategic Financial Services Utica 19.1% $1.7 billion
100 Marathon Mission, Inc. Latham 19.0% $105.1 million

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 3 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.