City
Independent RIAs in Great Neck, New York
As of October 2, 2026, 9 independent wealth management RIAs with their main office in Great Neck, New York reported $932.6 million in regulatory assets under management; the largest by assets was Palumbo Wealth Management LLC, with $543.4 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 9
- Regulatory assets under management
- $932.6 million
- Average per firm
- $103.6 million
- SEC-registered, of those listed
- 5 of 9 (55.6%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Palumbo Wealth Management LLC | SEC | $543.4 million | 907 |
| 2 | Kutz and Company Inc. | SEC | $115.4 million | 132 |
| 3 | Rga Investment Advisors, LLC | SEC | $101.1 million | 283 |
| 4 | The Wealthplan LLC | SEC | $87.5 million | 356 |
| 5 | C & C Financial Services, Inc. | SEC | $66.2 million | 46 |
| 6 | Pledge Capital LLC | State | $10.6 million | 45 |
| 7 | Generation Wealth Management | State | $4.3 million | 27 |
| 8 | Esk Capital Management Inc. | State | $4.1 million | 11 |
| 9 | Modoo Strategy LLC | State | $0 | 0 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.