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For asset managers

Ranking, New York

Fastest-growing independent RIAs over five years in New York

As of October 2, 2026, Arax Advisory Partners ranked #1 in New York in AdvisorIQ's ranking of fastest-growing independent RIAs over five years, with 91.2%, from a base of $1.0 billion.

Include wirehouses and broker-dealer firms

SEC-registered firms ranked by compound annual growth in RAUM over the five years between the SEC snapshots of October 4, 2021 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Fastest-growing independent RIAs over five years in New York
Rank Firm City Growth Starting value
1 Arax Advisory Partners New York 91.2% $1.0 billion
2 Quent Capital, LLC New York 81.6% $104.1 million
3 Carrick Lane LLC New York 80.4% $158.6 million
4 Shade Tree Advisors LLC Saratoga Springs 45.0% $226.8 million
5 Cerity Partners LLC New York 43.3% $26.7 billion
6 Ritholtz Wealth Management New York 39.2% $1.8 billion
7 Giverny Capital Asset Management New York 38.1% $119.2 million
8 Onyx Bridge Wealth Group LLC Tarrytown 35.8% $296.9 million
9 Goalvest Advisory LLC New York 35.4% $170.8 million
10 Cannell & Spears LLC New York 31.0% $1.8 billion
11 Equinum, LLC Brooklyn 30.8% $148.0 million
12 16th Amendment Advisors LLC New York 28.8% $110.3 million
13 Navis Wealth Advisors LLC Rye Brook 27.6% $266.9 million
14 High Probability Advisors, LLC Pittsford 27.0% $316.9 million
15 Blackdiamond Wealth Management, LLC New York 27.0% $128.4 million
16 Upstart Wealth Management, LLC New York 26.2% $120.5 million
17 Wembley Strategic Advisory LLC New York 26.1% $218.1 million
18 Hurley Capital, LLC New York 26.0% $102.8 million
19 Note Advisors, LLC Buffalo 25.0% $142.9 million
20 O'Keefe Stevens Advisory, Inc. Rochester 25.0% $191.8 million
21 Palumbo Wealth Management LLC Great Neck 24.6% $180.8 million
22 Avestar Capital, LLC New York 24.1% $703.5 million
23 Steginsky Capital LLC Port Washington 23.3% $210.0 million
24 Flower City Capital LLC Pittsford 22.8% $159.0 million
25 Silver Grove Advisory Services Orchard Park 22.1% $167.3 million
26 Wealthspire Advisors New York 22.0% $12.7 billion
27 Opal Wealth Advisors, LLC Jericho 21.3% $472.2 million
28 IFC Personal Money Managers, Inc. New York 21.3% $172.0 million
29 Compass Advisors Melville 21.2% $293.9 million
30 Rise Advisors, LLC Rochester 20.9% $170.6 million
31 United Financial Planning Group LLC Hauppauge 20.2% $138.3 million
32 Retirement Planning Group, LLC Malta 20.1% $150.0 million
33 Landmark Wealth Management, LLC Melville 20.1% $176.7 million
34 Focused Wealth Management, Inc. Newburgh 20.0% $912.1 million
35 Betterment New York 19.7% $28.3 billion
36 Kelleher Financial Advisors, LLC New York 19.7% $469.7 million
37 Sgroi Wealth Advisory Group LLC West Seneca 19.2% $563.4 million
38 Continuum Wealth Advisors, LLC Saratoga Springs 18.9% $145.1 million
39 S.E.E.D. Planning Group, LLC Binghamton 18.8% $239.9 million
40 Emergent Wealth Advisors, LLC Williamsville 18.2% $107.8 million
41 Prentice Wealth Management LLC Rochester 17.6% $251.8 million
42 Lionshead Wealth Management, LLC New York 17.5% $102.6 million
43 Premier Wealth Advisors, LLC New York 17.2% $251.0 million
44 Settanni Financial LLC Armonk 17.1% $180.6 million
45 Bouchey Financial Group, Ltd. Troy 17.0% $732.7 million
46 Platform Technology Partners Locust Valley 17.0% $561.2 million
47 J.J. Burns & Company Melville 16.9% $574.6 million
48 Titan New York 16.7% $500.3 million
49 Next Capital Management LLC New York 16.7% $987.7 million
50 Linden Global Strategies LLC New York 16.7% $742.0 million
51 Wealthedge Investment Advisors, LLC New York 16.6% $219.3 million
52 Whitney & Company Rochester 16.3% $702.0 million
53 Golden Bay Advisors LLC Chappaqua 16.2% $139.4 million
54 The Wealth Alliance, LLC Melville 16.1% $997.1 million
55 Francis Financial New York 16.1% $381.1 million
56 Klingman and Associates, LLC New York 16.0% $2.7 billion
57 Great Hill Advisory Port Washington 16.0% $104.2 million
58 Adirondack Capital Advisors, LLC Syracuse 15.9% $202.3 million
59 MWM Group LLC Cedarhurst 15.6% $208.8 million
60 Novem Group Rochester 15.6% $832.4 million
61 Merit Financial Partners LLC Maspeth 15.5% $149.7 million
62 Minichmacgregor Wealth Management, LLC Saratoga Springs 15.5% $351.6 million
63 Sterling Investment Counsel, LLC Buffalo 15.5% $503.2 million
64 Greenbush Financial Group, LLC Albany 15.3% $302.8 million
65 Ike Capital, LLC New York 15.2% $126.7 million
66 Canty Wealth Management Ballston Spa 15.2% $125.2 million
67 Armbruster Capital Management, Inc. Pittsford 15.1% $521.2 million
68 Post Resch Tallon Group Pittsford 14.9% $170.0 million
69 Stelac Advisory Services LLC New York 14.7% $3.2 billion
70 Strategic Wealth Management Group New York 14.6% $420.9 million
71 Level Financial Advisors, Inc. East Amherst 14.3% $500.8 million
72 Arcadia Wealth Management Smithtown 14.2% $197.1 million
73 Perennial New York 14.1% $394.5 million
74 4THOUGHT Financial Group Inc. Syosset 13.8% $112.5 million
75 Maytech Global Investments New York 13.7% $471.1 million
76 Landmark Wealth Management Getzville 13.7% $358.1 million
77 Red Lighthouse Investment Management, LLC Hillsdale 13.7% $322.7 million
78 Hollow Brook Wealth Management LLC Katonah 13.6% $721.4 million
79 Draper Asset Management, LLC Smithtown 13.6% $122.2 million
80 Reagan Companies Asset Management, Inc Syracuse 13.5% $617.0 million
81 Genesee Capital Advisors, LLC Auburn 13.4% $223.9 million
82 Shelter Rock Management, LLC Jericho 13.4% $123.9 million
83 RMR Wealth Management New York 13.3% $104.6 million
84 Kershner, Grosso & Co. Saratoga Spring 13.2% $444.1 million
85 Heller Wealth Management Melville 12.8% $302.8 million
86 WNY Asset Management, LLC Williamsville 12.8% $947.6 million
87 Florian Financial Group LLC Williamsville 12.7% $118.1 million
88 Samalin Wealth Chappaqua 12.5% $272.1 million
89 Private Client Asset Management, Inc. Massapequa 12.4% $101.1 million
90 Oberon Asset Management, LLC New York 12.3% $130.4 million
91 Rockbridge Investment Management, LLC Syracuse 12.3% $1.0 billion
92 Strategic Financial Services Utica 12.2% $1.6 billion
93 Tortoise Investment Management, LLC White Plains 12.1% $1.2 billion
94 Matrix Asset Advisors Inc White Plains 12.1% $790.9 million
95 BBR Partners, LLC New York 12.0% $20.7 billion
96 Howe and Rusling, Inc. Rochester 11.9% $1.4 billion
97 King Wealth Management Group, LLC Saratoga Springs 11.8% $620.5 million
98 Seneca Financial Advisors LLC Rochester 11.3% $496.2 million
99 Forte Asset Management, LLC Bedford 11.3% $189.0 million
100 Capstone Investment Financial Group, LLC Webster 11.2% $102.8 million

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 5 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.