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RIA directory Rankings Fastest growing, 5 years New York
Ranking, New York
Fastest-growing independent RIAs over five years in New York
As of October 2, 2026, Arax Advisory Partners ranked #1 in New York in AdvisorIQ's ranking of fastest-growing independent RIAs over five years, with 91.2%, from a base of $1.0 billion.
Include wirehouses and broker-dealer firms
SEC-registered firms ranked by compound annual growth in RAUM over the five years between the SEC snapshots of October 4, 2021 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.
Fastest-growing independent RIAs over five years in New York
Rank
Firm
City
Growth
Starting value
1
Arax Advisory Partners
New York
91.2%
$1.0 billion
2
Quent Capital, LLC
New York
81.6%
$104.1 million
3
Carrick Lane LLC
New York
80.4%
$158.6 million
4
Shade Tree Advisors LLC
Saratoga Springs
45.0%
$226.8 million
5
Cerity Partners LLC
New York
43.3%
$26.7 billion
6
Ritholtz Wealth Management
New York
39.2%
$1.8 billion
7
Giverny Capital Asset Management
New York
38.1%
$119.2 million
8
Onyx Bridge Wealth Group LLC
Tarrytown
35.8%
$296.9 million
9
Goalvest Advisory LLC
New York
35.4%
$170.8 million
10
Cannell & Spears LLC
New York
31.0%
$1.8 billion
11
Equinum, LLC
Brooklyn
30.8%
$148.0 million
12
16th Amendment Advisors LLC
New York
28.8%
$110.3 million
13
Navis Wealth Advisors LLC
Rye Brook
27.6%
$266.9 million
14
High Probability Advisors, LLC
Pittsford
27.0%
$316.9 million
15
Blackdiamond Wealth Management, LLC
New York
27.0%
$128.4 million
16
Upstart Wealth Management, LLC
New York
26.2%
$120.5 million
17
Wembley Strategic Advisory LLC
New York
26.1%
$218.1 million
18
Hurley Capital, LLC
New York
26.0%
$102.8 million
19
Note Advisors, LLC
Buffalo
25.0%
$142.9 million
20
O'Keefe Stevens Advisory, Inc.
Rochester
25.0%
$191.8 million
21
Palumbo Wealth Management LLC
Great Neck
24.6%
$180.8 million
22
Avestar Capital, LLC
New York
24.1%
$703.5 million
23
Steginsky Capital LLC
Port Washington
23.3%
$210.0 million
24
Flower City Capital LLC
Pittsford
22.8%
$159.0 million
25
Silver Grove Advisory Services
Orchard Park
22.1%
$167.3 million
26
Wealthspire Advisors
New York
22.0%
$12.7 billion
27
Opal Wealth Advisors, LLC
Jericho
21.3%
$472.2 million
28
IFC Personal Money Managers, Inc.
New York
21.3%
$172.0 million
29
Compass Advisors
Melville
21.2%
$293.9 million
30
Rise Advisors, LLC
Rochester
20.9%
$170.6 million
31
United Financial Planning Group LLC
Hauppauge
20.2%
$138.3 million
32
Retirement Planning Group, LLC
Malta
20.1%
$150.0 million
33
Landmark Wealth Management, LLC
Melville
20.1%
$176.7 million
34
Focused Wealth Management, Inc.
Newburgh
20.0%
$912.1 million
35
Betterment
New York
19.7%
$28.3 billion
36
Kelleher Financial Advisors, LLC
New York
19.7%
$469.7 million
37
Sgroi Wealth Advisory Group LLC
West Seneca
19.2%
$563.4 million
38
Continuum Wealth Advisors, LLC
Saratoga Springs
18.9%
$145.1 million
39
S.E.E.D. Planning Group, LLC
Binghamton
18.8%
$239.9 million
40
Emergent Wealth Advisors, LLC
Williamsville
18.2%
$107.8 million
41
Prentice Wealth Management LLC
Rochester
17.6%
$251.8 million
42
Lionshead Wealth Management, LLC
New York
17.5%
$102.6 million
43
Premier Wealth Advisors, LLC
New York
17.2%
$251.0 million
44
Settanni Financial LLC
Armonk
17.1%
$180.6 million
45
Bouchey Financial Group, Ltd.
Troy
17.0%
$732.7 million
46
Platform Technology Partners
Locust Valley
17.0%
$561.2 million
47
J.J. Burns & Company
Melville
16.9%
$574.6 million
48
Titan
New York
16.7%
$500.3 million
49
Next Capital Management LLC
New York
16.7%
$987.7 million
50
Linden Global Strategies LLC
New York
16.7%
$742.0 million
51
Wealthedge Investment Advisors, LLC
New York
16.6%
$219.3 million
52
Whitney & Company
Rochester
16.3%
$702.0 million
53
Golden Bay Advisors LLC
Chappaqua
16.2%
$139.4 million
54
The Wealth Alliance, LLC
Melville
16.1%
$997.1 million
55
Francis Financial
New York
16.1%
$381.1 million
56
Klingman and Associates, LLC
New York
16.0%
$2.7 billion
57
Great Hill Advisory
Port Washington
16.0%
$104.2 million
58
Adirondack Capital Advisors, LLC
Syracuse
15.9%
$202.3 million
59
MWM Group LLC
Cedarhurst
15.6%
$208.8 million
60
Novem Group
Rochester
15.6%
$832.4 million
61
Merit Financial Partners LLC
Maspeth
15.5%
$149.7 million
62
Minichmacgregor Wealth Management, LLC
Saratoga Springs
15.5%
$351.6 million
63
Sterling Investment Counsel, LLC
Buffalo
15.5%
$503.2 million
64
Greenbush Financial Group, LLC
Albany
15.3%
$302.8 million
65
Ike Capital, LLC
New York
15.2%
$126.7 million
66
Canty Wealth Management
Ballston Spa
15.2%
$125.2 million
67
Armbruster Capital Management, Inc.
Pittsford
15.1%
$521.2 million
68
Post Resch Tallon Group
Pittsford
14.9%
$170.0 million
69
Stelac Advisory Services LLC
New York
14.7%
$3.2 billion
70
Strategic Wealth Management Group
New York
14.6%
$420.9 million
71
Level Financial Advisors, Inc.
East Amherst
14.3%
$500.8 million
72
Arcadia Wealth Management
Smithtown
14.2%
$197.1 million
73
Perennial
New York
14.1%
$394.5 million
74
4THOUGHT Financial Group Inc.
Syosset
13.8%
$112.5 million
75
Maytech Global Investments
New York
13.7%
$471.1 million
76
Landmark Wealth Management
Getzville
13.7%
$358.1 million
77
Red Lighthouse Investment Management, LLC
Hillsdale
13.7%
$322.7 million
78
Hollow Brook Wealth Management LLC
Katonah
13.6%
$721.4 million
79
Draper Asset Management, LLC
Smithtown
13.6%
$122.2 million
80
Reagan Companies Asset Management, Inc
Syracuse
13.5%
$617.0 million
81
Genesee Capital Advisors, LLC
Auburn
13.4%
$223.9 million
82
Shelter Rock Management, LLC
Jericho
13.4%
$123.9 million
83
RMR Wealth Management
New York
13.3%
$104.6 million
84
Kershner, Grosso & Co.
Saratoga Spring
13.2%
$444.1 million
85
Heller Wealth Management
Melville
12.8%
$302.8 million
86
WNY Asset Management, LLC
Williamsville
12.8%
$947.6 million
87
Florian Financial Group LLC
Williamsville
12.7%
$118.1 million
88
Samalin Wealth
Chappaqua
12.5%
$272.1 million
89
Private Client Asset Management, Inc.
Massapequa
12.4%
$101.1 million
90
Oberon Asset Management, LLC
New York
12.3%
$130.4 million
91
Rockbridge Investment Management, LLC
Syracuse
12.3%
$1.0 billion
92
Strategic Financial Services
Utica
12.2%
$1.6 billion
93
Tortoise Investment Management, LLC
White Plains
12.1%
$1.2 billion
94
Matrix Asset Advisors Inc
White Plains
12.1%
$790.9 million
95
BBR Partners, LLC
New York
12.0%
$20.7 billion
96
Howe and Rusling, Inc.
Rochester
11.9%
$1.4 billion
97
King Wealth Management Group, LLC
Saratoga Springs
11.8%
$620.5 million
98
Seneca Financial Advisors LLC
Rochester
11.3%
$496.2 million
99
Forte Asset Management, LLC
Bedford
11.3%
$189.0 million
100
Capstone Investment Financial Group, LLC
Webster
11.2%
$102.8 million
Showing the top 100. Figures are as firms reported them on Form ADV.
More rankings
Fastest growing, 5 years by state
Data as of October 2, 2026, from Form ADV.
Sources: SEC registered adviser data (ia100226.zip)
and IAPD compilation reports .
How the directory is built .