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AdvisorIQ

Ranking, New York

Independent RIAs with the most clients in New York

As of October 2, 2026, Betterment ranked #1 in New York in AdvisorIQ's ranking of independent RIAs with the most clients, with 1,022,734.

Include wirehouses and broker-dealer firms

Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked "fewer than 5 clients" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most clients
1 Betterment New York 1,022,734
2 Alinea Advisory Services LLC New York 115,693
3 Autopilot New York 103,270
4 Titan New York 41,733
5 Finhabits Advisors, LLC New York 33,180
6 Addition Wealth Successor New York 26,785
7 Cerity Partners LLC New York 26,283
8 Zoe Financial, Inc. New York 22,227
9 Vise AI Advisors New York City 16,405
10 Arax Advisory Partners New York 15,678
11 Compound Planning, Inc. New York 13,653
12 Wealthspire Advisors New York 10,373
13 Sgroi Wealth Advisory Group LLC West Seneca 7,676
14 First Manhattan Co. LLC New York 6,294
15 Quantbase New York 5,887
16 Savvy New York 4,878
17 Ingalls Investment Management, LLC New York 4,454
18 Ritholtz Wealth Management New York 4,221
19 Masterworks Advisers, LLC New York 3,759
20 Novem Group Rochester 3,657
21 WNY Asset Management, LLC Williamsville 3,268
22 The Pinnacle Financial Group Rockville Centre 3,208
23 Tsa Management Inc Glen Head 2,566
24 Cannell & Spears LLC New York 2,551
25 Focused Wealth Management, Inc. Newburgh 2,333
26 Retirable New York 2,248
27 Silver Grove Advisory Services Orchard Park 2,170
28 Sandhill Investment Management Buffalo 2,113
29 Maridea Wealth Management Brooklyn 2,100
30 Karpus Investment Management Pittsford 1,859
31 Onyx Bridge Wealth Group LLC Tarrytown 1,848
32 Fagan Associates Inc Troy 1,800
33 Williams Jones Wealth Management, LLC New York 1,754
34 Fruitful New York 1,733
35 United Asset Strategies Inc. Garden City 1,673
36 Rockbridge Investment Management, LLC Syracuse 1,587
37 Quartz Partners Investment Management Saratoga Springs 1,544
38 Seacrest Wealth Management, LLC Purchase 1,498
39 Blue Horizon Equity, Inc. Pittsford 1,491
40 Domain Money Advisors, LLC New York 1,476
41 Howe and Rusling, Inc. Rochester 1,400
42 Strategic Financial Services Utica 1,336
43 Shufro, Rose & Co., LLC New York 1,335
44 Douglass Winthrop Advisors LLC New York 1,328
45 Klingenstein Fields Advisors New York 1,309
46 Joel Isaacson & Co., LLC New York 1,271
47 Tocqueville Asset Management LP New York 1,270
48 The Wealth Alliance, LLC Melville 1,265
49 Scout Clifton Park 1,246
50 Bouchey Financial Group, Ltd. Troy 1,225
51 Silvercrest Asset Management Group LLC New York 1,205
52 Moldenhauer & Associates Orchard Park 1,177
53 Magnus Financial Group LLC New York 1,158
53 Elphinstone New York 1,158
55 Douglas C. Lane & Associates New York 1,146
56 Kershner, Grosso & Co. Saratoga Spring 1,140
57 Ascent Wealth Partners, LLC New Hartford 1,096
58 Flynn Zito Capital Management, LLC Garden City 1,075
59 Retirement Planning Group, LLC Malta 1,043
60 Valicenti Advisory Services Inc Elmira 1,037
61 Prentice Wealth Management LLC Rochester 1,029
62 Payne Capital Management, LLC New York 1,011
63 John G. Ullman & Associates, Inc Horseheads 1,009
64 Seeds New York 950
65 O'Bannon & Davis Inc. Williamsville 942
66 Estabrook Capital Management LLC New York 937
67 Seasons of Advice Wealth Management New York 931
68 Minichmacgregor Wealth Management, LLC Saratoga Springs 928
69 Canty Wealth Management Ballston Spa 922
70 Rockline Wealth Management LLC Islip Terrace 918
71 Members Advisory Group, LLC Williamsville 906
71 Sterling Investment Counsel, LLC Buffalo 906
73 Bright Futures Wealth Management, LLC Webster 900
74 Platform Technology Partners Locust Valley 888
75 Matauro, LLC New York 876
76 Next Level Private LLC Harrison 841
77 Greenbush Financial Group, LLC Albany 825
78 Brixton Capital Wealth Advisors, LLC Garden City 819
79 S.E.E.D. Planning Group, LLC Binghamton 788
80 Grandfield & Dodd, LLC New York 782
81 Reagan Companies Asset Management, Inc Syracuse 780
82 A.G. Morgan Financial Advisors, LLC Massapequa 774
83 Opal Wealth Advisors, LLC Jericho 751
84 Level Financial Advisors, Inc. East Amherst 743
85 Summit Trail Advisors, LLC New York 742
86 Whitney & Company Rochester 739
87 Horizon Financial West Henrietta 734
88 King Wealth Management Group, LLC Saratoga Springs 719
89 Milagre Wealth Management, Inc. White Plains 714
90 Carrick Lane LLC New York 713
91 Klingman and Associates, LLC New York 709
92 Altfest Personal Wealth Management New York 695
93 Nerdwallet Wealth Partners, LLC New York 694
94 Griffin Asset Management, LLC New York 689
95 FSC Wealth Advisors, LLC Fishkill 688
96 Sykon Capital LLC Harrison 664
97 Stratton Capital Investment Advisory LLC New York 663
98 Joseph P. Lucia & Associates, LLC Yorktown Heights 662
99 Holistic Wealth Advisors Clifton Park 656
100 Matrix Asset Advisors Inc White Plains 654

Successor Reported on Form ADV Item 4 that it succeeded to the business of another registered investment adviser. Some of its growth may come from that acquisition, and it is shown as reported.

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.