City
Independent RIAs in Albany, New York
As of October 2, 2026, 16 independent wealth management RIAs with their main office in Albany, New York reported $2.6 billion in regulatory assets under management; the largest by assets was Independent Family Office, LLC, with $760.1 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 16
- Regulatory assets under management
- $2.6 billion
- Average per firm
- $160.7 million
- SEC-registered, of those listed
- 9 of 16 (56.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Independent Family Office, LLC | SEC | $760.1 million | 198 |
| 2 | Greenbush Financial Group, LLC | SEC | $616.5 million | 1,288 |
| 3 | Allsquare Wealth Management, LLC | SEC | $307.8 million | 835 |
| 4 | Albanyadvisor Group LLC | SEC | $302.8 million | 925 |
| 5 | Broadway Advisor Group | SEC | $214.9 million | 321 |
| 6 | Arista Advisory Group, LLC | SEC | $143.7 million | 500 |
| 7 | Blue Jean Financial LLC | SEC | $133.3 million | 891 |
| 8 | Amidon & Petersen Financials, LLC | SEC | $39.1 million | 141 |
| 9 | Eden Advisory Services, LLC | SEC | $27.8 million | 177 |
| 10 | Mercury Financial Advisors | State | $23.0 million | 16 |
| 11 | Duomo Capital | State | $715,000 | 9 |
| 12 | The Affinity Group, LLC | State | $678,349 | 12 |
| 13 | Mia Lee Financial | State | $270,000 | 20 |
| 14 | JM Advisors, LLC | State | $0 | 0 |
| 15 | Lahontan Capital LLC | State | $0 | 0 |
| 16 | Pinnacle Wealth Strategies, LLC | State | $0 | 0 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.