City
Independent RIAs in Hauppauge, New York
As of October 2, 2026, 5 independent wealth management RIAs with their main office in Hauppauge, New York reported $913.6 million in regulatory assets under management; the largest by assets was United Financial Planning Group LLC, with $347.5 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 5
- Regulatory assets under management
- $913.6 million
- Average per firm
- $182.7 million
- SEC-registered, of those listed
- 4 of 5 (80.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | United Financial Planning Group LLC | SEC | $347.5 million | 188 |
| 2 | Nestegg Advisors, Inc. | SEC | $272.7 million | 630 |
| 3 | CFM Advisors Inc | SEC | $202.7 million | 315 |
| 4 | Conrad Capital Management, Inc. | SEC | $90.7 million | 502 |
| 5 | Quantum Advisory Group, LLC | State | $0 | 0 |
Independent RIAs in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.