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AdvisorIQ

Ranking, New York

Independent RIAs with the most high net worth clients in New York

As of October 2, 2026, Betterment ranked #1 in New York in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 24,685.

Include wirehouses and broker-dealer firms

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most high net worth clients
1 Betterment New York 24,685
2 Cerity Partners LLC New York 14,561
3 Wealthspire Advisors New York 5,553
4 Arax Advisory Partners New York 4,949
5 First Manhattan Co. LLC New York 3,828
6 Titan New York 2,862
7 Cannell & Spears LLC New York 1,937
8 Vise AI Advisors New York City 1,870
9 Ritholtz Wealth Management New York 1,445
10 Williams Jones Wealth Management, LLC New York 1,335
11 The Pinnacle Financial Group Rockville Centre 1,249
12 Savvy New York 1,139
13 Joel Isaacson & Co., LLC New York 1,132
14 Ingalls Investment Management, LLC New York 1,090
15 Silvercrest Asset Management Group LLC New York 1,081
16 Klingenstein Fields Advisors New York 977
17 Douglass Winthrop Advisors LLC New York 884
18 Douglas C. Lane & Associates New York 874
19 Tocqueville Asset Management LP New York 741
20 Karpus Investment Management Pittsford 729
21 Carrick Lane LLC New York 645
22 Griffin Asset Management, LLC New York 612
22 Compound Planning, Inc. New York 612
24 Howe and Rusling, Inc. Rochester 608
25 Summit Trail Advisors, LLC New York 588
26 Shufro, Rose & Co., LLC New York 547
27 Cross Border Wealth, LLC New York 531
28 Valicenti Advisory Services Inc Elmira 518
29 United Asset Strategies Inc. Garden City 503
30 Strategic Financial Services Utica 501
31 Wilkinson Global Asset Management LLC New York 486
32 Bouchey Financial Group, Ltd. Troy 483
33 Hollow Brook Wealth Management LLC Katonah 459
34 Klingman and Associates, LLC New York 456
35 Flynn Zito Capital Management, LLC Garden City 452
36 The Wealth Alliance, LLC Melville 443
37 Legacy Edge Advisors Syosset 442
38 Altfest Personal Wealth Management New York 431
39 Tiedemann Advisors, LLC New York 407
40 Meyer Handelman Company LLC Rye Brook 402
41 Sykon Capital LLC Harrison 390
42 Tsa Management Inc Glen Head 384
43 WNY Asset Management, LLC Williamsville 383
44 Matrix Asset Advisors Inc White Plains 381
45 Lipe & Dalton Investment Counsel Syracuse 376
46 Magnus Financial Group LLC New York 375
47 Sandhill Investment Management Buffalo 374
48 Seacrest Wealth Management, LLC Purchase 373
49 Ellevest New York 371
50 Seasons of Advice Wealth Management New York 368
51 Bridgewater Advisors Inc. New York 366
52 Tortoise Investment Management, LLC White Plains 360
53 The Portfolio Strategy Group, LLC White Plains 359
54 Frisch Financial Group, Inc. Melville 358
55 Matauro, LLC New York 354
56 Payne Capital Management, LLC New York 349
57 Circle Advisers Inc New York 348
58 Onyx Bridge Wealth Group LLC Tarrytown 341
59 Rockline Wealth Management LLC Islip Terrace 339
60 Platform Technology Partners Locust Valley 336
60 Maridea Wealth Management Brooklyn 336
62 Opal Wealth Advisors, LLC Jericho 334
63 Chemistry Wealth Management LLC New York 331
64 John G. Ullman & Associates, Inc Horseheads 324
65 Rockbridge Investment Management, LLC Syracuse 316
66 Sterling Investment Counsel, LLC Buffalo 307
67 Quent Capital, LLC New York 298
68 Focused Wealth Management, Inc. Newburgh 296
69 Level Financial Advisors, Inc. East Amherst 289
69 Autopilot New York 289
71 Reagan Companies Asset Management, Inc Syracuse 285
72 Markin Asset Management, LP Rye 281
73 J.J. Burns & Company Melville 280
74 Masterworks Advisers, LLC New York 270
75 J.W.Burns & Company, Inc. Dewitt 267
76 Novem Group Rochester 260
77 Ascent Wealth Partners, LLC New Hartford 258
78 Armbruster Capital Management, Inc. Pittsford 257
78 Retirable New York 257
80 VCP Financial LLC Staten Island 252
81 Premier Wealth Advisors, LLC New York 251
82 King Wealth Management Group, LLC Saratoga Springs 248
83 LVW Advisors, LLC Pittsford 247
84 Fagan Associates Inc Troy 245
85 Sanderson Wealth Management, LLC Buffalo 234
86 Moldenhauer & Associates Orchard Park 232
87 Lifegoal Investments, LLC Saratoga Springs 230
88 Next Level Private LLC Harrison 228
89 Neville, Rodie & Shaw Inc New York 222
90 Giverny Capital Asset Management New York 221
91 Offit Capital New York 219
92 Kickstand Wealth Advisors Pittsford 215
93 The Mathes Company, Inc. New York 210
94 Whitney & Company Rochester 209
95 Goalvest Advisory LLC New York 207
96 Brixton Capital Wealth Advisors, LLC Garden City 206
97 BBR Partners, LLC New York 203
98 Greenbush Financial Group, LLC Albany 200
98 Fusion Family Wealth, LLC Woodbury 200
98 Lightedway Advisory Services, Inc. Harrison 200
98 Murphy & Mullick Capital Management Corp Smithtown 200

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.