SEC-registered independent wealth management RIA
Mussett Wealth Management, LLC
As of its Form ADV filed March 31, 2026, Mussett Wealth Management, LLC, an SEC-registered independent wealth management RIA in Rensselaer, New York, reported $110.4 million in regulatory assets under management across 359 accounts, ranking #430 among independent RIAs in New York by assets.
Registration
- Main office
- Rensselaer, NY
- Registration
- SEC-registered, Approved
- CRD number
- 158463
- SEC file number
- 801-109015
- Registered since
- January 27, 2017
- Latest Form ADV filing
- March 31, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $110.4 million
- Discretionary
- $107.8 million (97.6%)
- Non-discretionary
- $2.7 million
- Accounts
- 359 (355 discretionary)
- Clients
- 103, approximate as reported
- Employees
- 2
- Advisory staff
- 2 performing investment advisory functions
- Average account
- $307,597
- Asset growth, 1 year
- 14.8% (from $96.2 million a year earlier)
- Asset growth, 3-year annual rate
- 9.5% (from $84.2 million three years earlier)
- Asset growth, 5-year annual rate
- 5.6% (from $84.0 million five years earlier)
- Client growth, 1 year
- 2.0% (from 101)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2017 | $48.3 million |
| October 1, 2018 | $54.1 million |
| October 1, 2019 | $59.5 million |
| October 1, 2020 | $73.7 million |
| October 4, 2021 | $84.0 million |
| October 3, 2022 | $93.1 million |
| October 5, 2023 | $84.2 million |
| October 1, 2024 | $92.0 million |
| September 2, 2025 | $96.2 million |
| October 2, 2026 | $110.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 27 clients | $52.1 million | |
| Pension and profit sharing plans 6 clients | $30.1 million | |
| Individuals (other than high net worth) 68 clients | $26.5 million | |
| Charitable organizations fewer than 5 clients | $1.7 million | |
| Banking or thrift institutions fewer than 5 clients | $0 | |
| State or municipal government entities fewer than 5 clients | $0 | |
| Other investment advisers fewer than 5 clients | $0 | |
| Insurance companies fewer than 5 clients | $0 | |
| Sovereign wealth funds and foreign official institutions fewer than 5 clients | $0 | |
| Corporations or other businesses fewer than 5 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
Financial planning clients (Item 5.H): 51-100.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 2
Designations held by the firm's IARs: CFP 2.
0 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Fox Financial Services, Inc. | White Plains | $110.9 million |
| Quint Investments and Insurance | Wappingers Falls | $110.4 million |
| Cornerstone Professional Advisor Services, LLC | Garden City | $110.3 million |
| Meadowbrook Wealth Management, LLC | Garden City | $110.1 million |
| Bentham Wealth Advisors | Williamsville | $110.1 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Mussett Wealth Management, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.mussettwealth.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.