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AdvisorIQ

Ranking, Wisconsin

Independent RIAs with the most CFP professionals in Wisconsin

As of October 2, 2026, Annex Wealth Management, LLC ranked #1 in Wisconsin in AdvisorIQ's ranking of independent RIAs with the most CFP professionals, with 33.

Include wirehouses and broker-dealer firms

Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most CFP professionals
1 Annex Wealth Management, LLC Brookfield 33
2 Gateway Wealth Partners, LLC Appleton 19
3 Madison Partners Madison 14
4 Orgel Wealth Management, LLC Altoona 9
5 McGlone Suttner Wealth Management, Inc. Appleton 7
6 Jacobson & Schmitt Advisors, LLC Middleton 6
6 Broadview Financial Management, LLC Wauwatosa 6
6 Milestone Investment Advisors, LLC Middleton 6
6 Ellenbecker Investment Group Waukesha 6
6 Form Wealth Advisors, LLC Lake Geneva 6
11 Diversified Management Inc Milwaukee 5
11 Endowment Wealth Management, Inc. Appleton 5
11 The Milwealth Group, LLC Milwaukee 5
11 Iag Wealth Partners, LLC Waukesha 5
11 Shakespeare Wealth Management, LLC Pewaukee 5
11 Walkner Condon Financial Advisors LLC Verona 5
11 Richmond Investment Services LLC Mequon 5
11 Macco Financial Group, Inc. Green Bay 5
19 Financial Service Group Inc Mount Pleasant 4
19 Capital Investment Services of America Inc Milwaukee 4
19 Enrich Financial Partners LLC Madison 4
19 Midwest Professional Planners, Ltd. Wausau 4
19 Blackhawk Capital Partners, LLC Thiensville 4
19 Mbe Wealth Management, LLC Tomah 4
19 Isthmus Partners, LLC Madison 4
19 Resonant Capital Advisors, LLC Madison 4
19 Leverty Financial Group, LLC Hudson 4
19 Goldstein Advisors, LLC Madison 4
29 Review Services Inc Brookfield 3
29 Global View Capital Management LLC Waukesha 3
29 Park Capital Management, LLC Madison 3
29 Perk Planning Madison 3
29 Kerberrose Wealth Management, LLC Shawano 3
29 Copper Harbor Investment Advisors, LLC Appleton 3
29 Gentian Financial, Inc. Mequon 3
29 Operose Advisors LLC Milwaukee 3
29 Avaii Wealth Management, LLC Appleton 3
29 Fiduciary Financial Planning Network Onalaska 3
29 Evexia Wealth, LLC Stevens Point 3
40 Advisors Management Group Inc La Crosse 2
40 Neuenschwander Asset Management, LLC McFarland 2
40 Poehling Capital Management, Inc. Madison 2
40 Paladin Partners Hartland 2
40 Kom Wealth Management Group, LLC Appleton 2
40 Professional Financial Management, Inc. Appleton 2
40 Drake & Associates, LLC Waukesha 2
40 Boardwalk Financial Strategies LLC Hartland 2
40 Yahara Wealth Management LLC Madison 2
40 T. Anton Investment House, Inc. Madison 2
40 Leach, Bickmore & Weiss Wealth Management, LLC Madison 2
40 Atlatl Advisers Madison 2
40 CLF Asset Management, Inc. Madison 2
40 N.E.W. Advisory Services, LLC De Pere 2
40 Chambers Financial Group, LLC. Green Bay 2
40 Canopy Wealth Management Middleton 2
40 Behl Wealth Management Delafield 2
40 Mueller Wealth Mishicot 2
40 Transcend Advisor Group, LLC Milwaukee 2
40 Cushing Capital Partners, LLC Delafield 2
40 Envision Financial LLC Brookfield 2
40 Calculated Wealth Madison 2
40 BKM Wealth Management Brookfield 2
40 Sentinel Advisory Group, LLC Middleton 2
40 Mapt Capital Madison 2
65 Charter Capital Management, Inc Brookfield 1
65 PJS Investment Management Cedarburg 1
65 Financial Services of Northeast Wisconsin, Inc. Hortonville 1
65 North Star Asset Management Inc Neenah 1
65 Sterling Capital Management Inc Brookfield 1
65 Affiliated Financial Advisors Inc Milwaukee 1
65 Marietta Investment Partners, LLC Milwaukee 1
65 Tower View Wealth Management LLC Shorewood 1
65 Oarsman Capital, Inc Milwaukee 1
65 Winch Financial Appleton 1
65 Wegner Asset Management, LLC Middleton 1
65 Sumnicht & Associates, LLC Appleton 1
65 Intrinsic Investors LLC Wauwatosa 1
65 Blue Chip Financial Planning, LLC Oxford 1
65 Financial Strategies, Inc. Brookfield 1
65 JMR Financial Group Superior 1
65 Pro Advisors, Ltd. DBA R J Pickle Financial Services Prescott 1
65 Trinity Financial Planning Middleton 1
65 Thomas Financial Planning, LLC Land O' Lakes 1
65 Kult Wealth Management Group, LLC Brookfield 1
65 Allison & Company Financial Counselors, LLC Milwaukee 1
65 Geneva Partners, LLC Lake Geneva 1
65 Richardson Capital Management, LLC Menomonee Falls 1
65 Circle R Wealth LLC Crivitz 1
65 Mendota Financial Group, LLC Madison 1
65 Korbitz Financial Planning LLC Milwaukee 1
65 Fiscal Fitness, LLC Verona 1
65 Vestura, LLC Hobart 1
65 Wisconsin Wealth Advisors, LLC Sun Prairie 1
65 Jordan Financial Life Planning Kenosha 1
65 Jones Financial Consulting, LLC Eau Claire 1
65 A to Z Financial Planning LLC Oak Creek 1
65 John F Suby Wealth Management LLC Madison 1
65 Family Investment Planning, LLC Elm Grove 1
65 Fortress Planning Group Pewaukee 1
65 Kolash Wealth Strategies, LLC Appleton 1
65 Gallatin Financial Advisors, LLC Mequon 1
65 Direction Financial Management, LLC Germantown 1
65 Conceptual Financial Advisors, LLC Appleton 1
65 Granite Financial Group Brookfield 1
65 Denarius Wealth Management Appleton 1
65 Stockbridge Private Wealth Management, LLC Sun Prairie 1
65 Hilltop Financial Advisors Milwaukee 1
65 Prism Wealth Management Middleton 1
65 Sugar Maple Asset Management, LLC Sister Bay 1
65 Riverwater Partners LLC Milwaukee 1
65 Simplicity Financial, LLC Milwaukee 1
65 Goalbridge Wealth Management, LLC Appleton 1
65 Melotte Financial Advisors Green Bay 1
65 Evolution Financial LLC Madison 1
65 Uncommon Cents Investing Janesville 1
65 Midwest Wealth Solutions LLC Brookfield 1
65 Toptier Wealth Management Muskego 1
65 Central Wealth Management LLC Madison 1
65 Titletown Wealth Management, LLC Green Bay 1
65 Rosemeyer Management Group Platteville 1
65 Direct Financial Care Black Earth 1
65 Wismed Financial, Inc. Fitchburg 1
65 Borges Financial Brookfield 1
65 Valkyrie Financial Appleton 1
65 Omni Financial LLC Madison 1
65 Harmony Wealth Madison 1
65 Kardinal Financial Verona 1
65 Kindness Financial Planning Madison 1
65 Cornerstone Financial Consulting, LLC Depere 1
65 Retirement Wealth Solutions LLC Marshfield 1
65 Real Wealth Advisors LLC Brookfield 1
65 Dream Bigger Financial, LLC Milwaukee 1
65 Verus Wealth Management De Pere 1
65 Cornerstone Financial Group Appleton 1
65 Clarke Financial Counsel, LLC Whitefish Bay 1
65 Lindenwood Financial LLC Madison 1
65 Prepared Financial Planning Milwaukee 1
65 Fiduciaone Pewaukee 1
65 Wealth Planning Advisors LLC Stoughton 1
65 Jby Financial Planning Sun Prairie 1
65 Entirement Financial Planning LLC Watertown 1
65 808 Investments Ellsworth 1
65 Spruce Hill Capital Madison 1
65 Financial Justus Racine 1
65 Compound Wealth, Advisory and Tax LLC Waunakee 1
65 Shellcrest Financial LLC Middleton 1
65 Blackhorn Partners Middleton 1
65 Quintessence Wealth Collective LLC Milwaukee 1

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most CFP professionals by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.