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AdvisorIQ

Ranking, New York

Independent RIAs with the most accounts in New York

As of October 2, 2026, Betterment ranked #1 in New York in AdvisorIQ's ranking of independent RIAs with the most accounts, with 1,344,483.

Include wirehouses and broker-dealer firms

Firms ranked by the number of accounts in their RAUM (Form ADV Item 5.F(2)(f)), discretionary and non-discretionary, in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most accounts
1 Betterment New York 1,344,483
2 Alinea Advisory Services LLC New York 115,693
3 Autopilot New York 103,270
4 Titan New York 50,651
5 Arax Advisory Partners New York 39,138
6 Finhabits Advisors, LLC New York 33,945
7 Cerity Partners LLC New York 26,230
8 Vise AI Advisors New York City 16,405
9 Savvy New York 14,645
10 Ritholtz Wealth Management New York 13,828
11 Wealthspire Advisors New York 9,973
12 Summit Trail Advisors, LLC New York 9,778
13 Compound Planning, Inc. New York 8,708
14 Sgroi Wealth Advisory Group LLC West Seneca 7,676
15 First Manhattan Co. LLC New York 6,294
16 Maridea Wealth Management Brooklyn 6,117
17 Quantbase New York 5,887
18 Focused Wealth Management, Inc. Newburgh 5,733
19 Novem Group Rochester 5,571
20 Douglas C. Lane & Associates New York 5,556
21 Joel Isaacson & Co., LLC New York 5,532
22 Williams Jones Wealth Management, LLC New York 4,788
23 Magnus Financial Group LLC New York 4,782
24 The Wealth Alliance, LLC Melville 4,620
25 Ingalls Investment Management, LLC New York 4,453
26 Onyx Bridge Wealth Group LLC Tarrytown 4,450
27 Tsa Management Inc Glen Head 4,295
28 Payne Capital Management, LLC New York 4,283
29 United Asset Strategies Inc. Garden City 4,208
30 Rockbridge Investment Management, LLC Syracuse 4,133
31 The Pinnacle Financial Group Rockville Centre 3,729
32 Strategic Financial Services Utica 3,589
33 Klingman and Associates, LLC New York 3,532
34 Seasons of Advice Wealth Management New York 3,504
35 Seacrest Wealth Management, LLC Purchase 3,417
36 Howe and Rusling, Inc. Rochester 3,397
37 Sandhill Investment Management Buffalo 3,391
38 Bouchey Financial Group, Ltd. Troy 3,359
39 WNY Asset Management, LLC Williamsville 3,256
40 Fagan Associates Inc Troy 3,144
41 Altfest Personal Wealth Management New York 3,139
42 Bridgewater Advisors Inc. New York 3,075
43 Tortoise Investment Management, LLC White Plains 3,029
44 Shufro, Rose & Co., LLC New York 3,009
45 Silver Grove Advisory Services Orchard Park 2,969
46 Minichmacgregor Wealth Management, LLC Saratoga Springs 2,845
47 John G. Ullman & Associates, Inc Horseheads 2,843
48 Zoe Financial, Inc. New York 2,749
49 Next Level Private LLC Harrison 2,693
50 Quent Capital, LLC New York 2,671
51 LVW Advisors, LLC Pittsford 2,625
52 Cannell & Spears LLC New York 2,577
53 J.J. Burns & Company Melville 2,530
54 Opal Wealth Advisors, LLC Jericho 2,411
55 Matauro, LLC New York 2,405
56 Douglass Winthrop Advisors LLC New York 2,385
57 Ascent Wealth Partners, LLC New Hartford 2,359
58 Karpus Investment Management Pittsford 2,337
59 Next Capital Management LLC New York 2,332
60 Tocqueville Asset Management LP New York 2,314
61 Platform Technology Partners Locust Valley 2,257
62 Sterling Investment Counsel, LLC Buffalo 2,253
63 Level Financial Advisors, Inc. East Amherst 2,242
64 Retirable New York 2,210
65 Reagan Companies Asset Management, Inc Syracuse 2,100
66 S.E.E.D. Planning Group, LLC Binghamton 2,027
67 Blue Horizon Equity, Inc. Pittsford 2,002
68 Valicenti Advisory Services Inc Elmira 1,992
69 Kickstand Wealth Advisors Pittsford 1,976
70 Chemistry Wealth Management LLC New York 1,970
71 Seeds New York 1,968
72 Moldenhauer & Associates Orchard Park 1,962
73 Flynn Zito Capital Management, LLC Garden City 1,904
74 King Wealth Management Group, LLC Saratoga Springs 1,894
75 Whitney & Company Rochester 1,885
76 BBR Partners, LLC New York 1,875
77 Grandfield & Dodd, LLC New York 1,763
78 Frisch Financial Group, Inc. Melville 1,759
79 Sanderson Wealth Management, LLC Buffalo 1,755
80 Retirement Planning Group, LLC Malta 1,716
81 A.G. Morgan Financial Advisors, LLC Massapequa 1,687
82 Joseph P. Lucia & Associates, LLC Yorktown Heights 1,645
83 Snyder Wealth Group Medford 1,610
84 Horizon Financial West Henrietta 1,585
85 Genesee Capital Advisors, LLC Auburn 1,531
86 Rockline Wealth Management LLC Islip Terrace 1,494
87 Members Advisory Group, LLC Williamsville 1,439
88 Kershner, Grosso & Co. Saratoga Spring 1,418
89 Bright Futures Wealth Management, LLC Webster 1,401
90 Northcape Wealth Management Williamsville 1,394
91 Goalvest Advisory LLC New York 1,376
92 Tag Associates LLC New York 1,366
93 Rise Advisors, LLC Rochester 1,354
94 Fusion Family Wealth, LLC Woodbury 1,324
95 J.W.Burns & Company, Inc. Dewitt 1,323
96 Cornell Pochily Investment Advisors, Inc. Ithaca 1,322
97 The Pitti Group Wealth Management, LLC Victor 1,320
98 Klingenstein Fields Advisors New York 1,309
99 Samalin Wealth Chappaqua 1,289
100 Greenbush Financial Group, LLC Albany 1,288

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most accounts by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.