SEC-registered independent wealth management RIA
Steward Advisors Group, LLC
As of its Form ADV filed March 25, 2026, Steward Advisors Group, LLC, an SEC-registered independent wealth management RIA in Halfmoon, New York, reported $105.4 million in regulatory assets under management across 112 accounts, ranking #444 among independent RIAs in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 321846
- SEC file number
- 801-125950
- Registered since
- June 23, 2022
- Latest Form ADV filing
- March 25, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 5
Key figures
- Regulatory assets under management
- $105.4 million
- Discretionary
- $105.4 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 112 (112 discretionary)
- Clients
- 109, approximate as reported
- Employees
- 11
- Advisory staff
- 8 performing investment advisory functions
- Average account
- $940,824
- Asset growth, 1 year
- 71.7% (from $61.4 million a year earlier)
- Asset growth, 3-year annual rate
- 49.2% (from $31.7 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 29.8% (from 84)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $0 |
| October 5, 2023 | $31.7 million |
| October 1, 2024 | $35.5 million |
| September 2, 2025 | $61.4 million |
| October 2, 2026 | $105.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 25 clients | $60.6 million | |
| Individuals (other than high net worth) 84 clients | $24.7 million | |
| Charitable organizations fewer than 5 clients | $20.1 million | |
| Corporations or other businesses fewer than 5 clients | $2,910 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Other investment adviser
- Accountant or accounting firm
Custody (Item 9)
The firm reported custody of client cash or securities, $5.4 million in total.
Investment adviser representatives
- IARs registered with the firm
- 9
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 8
Designations held by the firm's IARs: CFP 2.
Between 1 and 3 of the firm's 9 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Polero Ice Advisers | New York | $106.0 million |
| Markiz Wealth Management | Port Washington | $105.8 million |
| Wallstreeti.com | New York | $105.2 million |
| Institutional Investment Advisors Corp | New York | $105.2 million |
| Four Corners Financial | Melville | $104.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Steward Advisors Group, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: stewardadvisorsgroup.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.