SEC-registered independent wealth management RIA
Lincoln Park Capital LLC
As of its Form ADV filed April 1, 2026, Lincoln Park Capital LLC, an SEC-registered independent wealth management RIA in Olean, New York, reported $45.1 million in regulatory assets under management across 65 accounts, ranking #622 among independent RIAs in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 330031
- SEC file number
- 801-129961
- Registered since
- April 19, 2024
- Latest Form ADV filing
- April 1, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $45.1 million
- Discretionary
- $45.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 65 (65 discretionary)
- Clients
- 130, approximate as reported
- Employees
- 3
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $693,727
- Asset growth, 1 year
- 104.5% (from $22.1 million a year earlier)
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- -54.5% (from 286)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #10,981 | #622 | $45.1 million |
| Independent RIAs with the biggest asset gains over one year | #5,245 | #309 | $23.0 million |
| Independent RIAs with the most clients | #7,544 | #401 | 130 |
| Independent RIAs with the fastest client growth over one year | #5,799 | #383 | -54.5%from 286 |
| Independent RIAs with the most accounts | #12,903 | #663 | 65 |
| Independent RIAs with the most advisory staff | #10,188 | #598 | 1 |
| Independent RIAs with the most CFP professionals | #3,524 | #165 | 1 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2024 | $0 |
| September 2, 2025 | $22.1 million |
| October 2, 2026 | $45.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 65 clients | $45.1 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Other investment adviser
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
Designations held by the firm's IARs: CFP 1.
0 of the firm's 1 IAR are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Pope Wealth Planning, LLC | Tarrytown | $45.7 million |
| Coastal Wealth Management | New York | $45.1 million |
| Bryden-Abrams Investment Management LLC | New York | $45.0 million |
| JQL Wealth | Pittsford | $44.9 million |
| Inside Edge Capital Management, LLC | Saratoga Springs | $44.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Lincoln Park Capital LLC on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.