Ranking, New Jersey

Wealth firms with the most CFP professionals, including broker-dealer firms in New Jersey

As of October 2, 2026, UBS Financial Services Inc. ranked #1 in New Jersey in AdvisorIQ's ranking of wealth firms with the most CFP professionals, including broker-dealer firms, with 413.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most CFP professionals, including broker-dealer firms in New Jersey
Rank	Firm	City	Most CFP professionals
1	UBS Financial Services Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Weehawken	413
2	Private Advisor Group, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Morristown	227
3	Modera Wealth Management, LLC	Westwood	94
4	Pathstone	Englewood	68
5	Summit Financial, LLC	Parsippany	63
6	Onepoint BFG Wealth Partners	Parsippany	50
7	TLG Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Summit	38
8	Simon Quick Advisors, LLC	Morristown	26
9	Advisors Capital Management, LLC	Ridgewood	24
10	Sax Wealth Advisors, LLC	Parsippany	23
11	RMR Wealth Builders, Inc.	Montclair	16
12	Revolve Wealth Partners, LLC	Hackensack	10
13	Npa Asset Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Fair Lawn	9
14	Highland Financial Advisors, LLC	Wayne	8
14	Princeton Global Asset Management LLC	Princeton	8
14	Beacon Trust Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Morristown	8
17	BCG Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Cherry Hill	7
17	CFS Investment Advisory Services LLC	Totowa	7
17	Valley Wealth Managers, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Paramus	7
17	Tilson Financial Group Inc	New Providence	7
17	Withum Wealth Management	Red Bank	7
22	Condor Capital Wealth Management	Martinsville	6
22	Cra Financial Services, L.L.C.	Northfield	6
24	Sterling Financial Planning Inc	Sparta	5
24	Garden State Investment Advisory Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Red Bank	5
24	Cypress Financial Planning	Haddon Heights	5
24	The Genwealth Group, Inc.	Maplewood	5
24	Cora Capital Advisors	Marlton	5
24	Eagle Wealth Strategies	Mullica Hill	5
30	Signet Financial Management, LLC	Parsippany	4
30	Access Wealth	East Hanover	4
30	Mezzasalma Advisors	Tinton Falls	4
30	Zynergy Retirement Planning	Red Bank	4
30	Alexander Capital Wealth Management LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Red Bank	4
30	Quaker Wealth Management LLC	Moorestown	4
30	Heritage Financial Counselors, LLC	Bedminster	4
30	Accretive Wealth Partners, LLC	Parsippany	4
30	Cornerstone Planning Group	Fairfield	4
30	Drucker Wealth	Mahwah	4
40	Traphagen Financial Group	Oradell	3
40	Gci Financial Group	Mendham	3
40	Omni 360 Wealth, Inc.	Plainsboro	3
40	Prestige Wealth Management Group, LLC	Flemington	3
40	Regency Wealth Management	Ramsey	3
40	Buckman Advisory Group LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Little Silver	3
40	Novi Wealth Partners	Princeton	3
40	TA Capital Management, LLC	Sewell	3
40	WJL Financial Advisors	Morris Plains	3
40	BCS Private Wealth Management	Rumson	3
40	Atlas Private Wealth Advisors	Red Bank	3
40	Wiss Private Client Advisors, LLC	Florham Park	3
40	HFM Investment Advisors, LLC	Glassboro	3
40	Tenon Financial	Metuchen	3
40	Breakwater Capital Group	Paramus	3
40	TKG Wealth Advisers LLC	Cranford	3
40	Premier Path Wealth Partners, LLC	Madison	3
40	Paradigm Investment Advisory, LLC	Bridgewater	3
40	Laurel Oak Wealth Management, LLC	Marlton	3
59	McRae Capital Management Inc.	Morristown	2
59	Asset Advisory Group, Inc.	Kinnelon	2
59	Seabridge Investment Advisors LLC	Summit	2
59	Halberstadt Financial Consultants Inc	Princeton	2
59	Locker Financial Services, LLC	Verona	2
59	M Financial Planning Services, Inc	Marlton	2
59	Lighthouse Financial Advisors, Inc.	Red Bank	2
59	Strategic Financial	Mount Laurel	2
59	Hennion & Walsh Asset Management, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Parsippany	2
59	Financial Futures	Brielle	2
59	Aljen Asset Management LLC	Cedar Knolls	2
59	TC Financial Management, Co Inc.	Margate City	2
59	Ofc Wealth Management	Short Hills	2
59	Mendham Capital Management, Inc.	Basking Ridge	2
59	Compass Wealth Management, LLC	Rutherford	2
59	Circle Wealth Management, LLC	Summit	2
59	Oceanic Capital Management LLC	Red Bank	2
59	Precision Financial Services	Mine Hill	2
59	Summit Place Financial Advisors, LLC	Summit	2
59	Roundview Capital, LLC	Princeton	2
59	NCM Capital Management, LLC	Ramsey	2
59	Tranquility Path Investment Advisors, LLC	Matawan	2
59	Personal CFO Solutions LLC	Chester	2
59	Maltin Wealth Management, Inc.	Ridgewood	2
59	Lavish Financial Planning	Morristown	2
59	Oliver Luxxe Assets LLC	Gladstone	2
59	Eks Associates	Princeton	2
59	Salvus Wealth Management, LLC	Red Bank	2
59	Pine Valley Investments	Marlton	2
59	Cereus Financial Advisors, LLC	Franklin Lakes	2
59	Aurora Private Wealth, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Totowa	2
59	Rockcrest Financial LLC	Somers Point	2
59	Wealth Quarterback LLC	Toms River	2
59	5C Capital Management, LLC	Woodcliff Lake	2
59	Smallwood Wealth Management	Red Bank	2
59	Longview Financial Advisors, LLC	Bernardsville	2
59	Redwood Financial Planning, LLC	Scotch Plains	2
59	Shore Financial Planning	Monmouth Beach	2
59	White Knight Strategic Wealth Advisors, LLC	Lawrenceville	2
59	Whealth Advisors	Red Bank	2
59	M.K. Byrne & Co. LLC	Parsippany	2
59	Vilga Financial Planning LLC	Fair Lawn	2
59	The Private Client Advisory Group, LLC	Manasquan	2
59	Astra Wealth Partners	Jersey City	2
59	Kennedy Investment Group	West Deptford	2
59	New Horizons Wealth Management	Cedar Knolls	2
59	Roxbury Financial	Mount Arlington	2
59	Sandro Wealth Management LLC	Fairfield	2
59	Liftpoint Family Wealth Advisors, LLC	Far Hills	2
59	Integrous Wealth Strategies	Hamilton	2
59	Inovo Wealth Architects	Union	2

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most CFP professionals by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.