Ranking, Wisconsin

Wealth firms with the most CFP professionals, including broker-dealer firms in Wisconsin

As of October 2, 2026, Harbour Investments, Inc. ranked #1 in Wisconsin in AdvisorIQ's ranking of wealth firms with the most CFP professionals, including broker-dealer firms, with 41.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by the number of people with a current investment adviser representative registration at the firm whose IAPD record lists the Certified Financial Planner designation, from the SEC's IAPD individual file of October 7, 2026. Only designations the SEC records in IAPD are counted. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most CFP professionals, including broker-dealer firms in Wisconsin
Rank	Firm	City	Most CFP professionals
1	Harbour Investments, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Madison	41
2	Annex Wealth Management, LLC	Brookfield	33
3	Packerland Brokerage Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Green Bay	19
3	Gateway Wealth Partners, LLC	Appleton	19
5	Madison Partners	Madison	14
6	Nicolet Wealth Management Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Green Bay	12
7	Associated Investment Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Green Bay	11
8	Orgel Wealth Management, LLC	Altoona	9
9	McGlone Suttner Wealth Management, Inc.	Appleton	7
10	Jacobson & Schmitt Advisors, LLC	Middleton	6
10	Broadview Financial Management, LLC	Wauwatosa	6
10	Milestone Investment Advisors, LLC	Middleton	6
10	Ellenbecker Investment Group	Waukesha	6
10	Form Wealth Advisors, LLC	Lake Geneva	6
15	Diversified Management Inc	Milwaukee	5
15	Endowment Wealth Management, Inc.	Appleton	5
15	The Milwealth Group, LLC	Milwaukee	5
15	Iag Wealth Partners, LLC	Waukesha	5
15	Shakespeare Wealth Management, LLC	Pewaukee	5
15	Walkner Condon Financial Advisors LLC	Verona	5
15	Richmond Investment Services LLC	Mequon	5
15	Bernicke Wealth Management Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Altoona	5
15	Macco Financial Group, Inc.	Green Bay	5
24	Financial Service Group Inc	Mount Pleasant	4
24	Capital Investment Services of America Inc	Milwaukee	4
24	Enrich Financial Partners LLC	Madison	4
24	Midwest Professional Planners, Ltd.	Wausau	4
24	KCD Financial, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Green Bay	4
24	Blackhawk Capital Partners, LLC	Thiensville	4
24	Mbe Wealth Management, LLC	Tomah	4
24	Isthmus Partners, LLC	Madison	4
24	Resonant Capital Advisors, LLC	Madison	4
24	Leverty Financial Group, LLC	Hudson	4
24	Goldstein Advisors, LLC	Madison	4
35	H. C. Denison Co. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Sheboygan	3
35	Review Services Inc	Brookfield	3
35	Global View Capital Management LLC	Waukesha	3
35	Park Capital Management, LLC	Madison	3
35	Perk Planning	Madison	3
35	Kerberrose Wealth Management, LLC	Shawano	3
35	Copper Harbor Investment Advisors, LLC	Appleton	3
35	Gentian Financial, Inc.	Mequon	3
35	Operose Advisors LLC	Milwaukee	3
35	Avaii Wealth Management, LLC	Appleton	3
35	Fiduciary Financial Planning Network	Onalaska	3
35	Evexia Wealth, LLC	Stevens Point	3
47	Advisors Management Group Inc	La Crosse	2
47	Neuenschwander Asset Management, LLC	McFarland	2
47	Poehling Capital Management, Inc.	Madison	2
47	Paladin Partners	Hartland	2
47	Kom Wealth Management Group, LLC	Appleton	2
47	Professional Financial Management, Inc.	Appleton	2
47	Drake & Associates, LLC	Waukesha	2
47	Boardwalk Financial Strategies LLC	Hartland	2
47	Yahara Wealth Management LLC	Madison	2
47	T. Anton Investment House, Inc.	Madison	2
47	Leach, Bickmore & Weiss Wealth Management, LLC	Madison	2
47	Atlatl Advisers	Madison	2
47	CLF Asset Management, Inc.	Madison	2
47	N.E.W. Advisory Services, LLC	De Pere	2
47	Chambers Financial Group, LLC.	Green Bay	2
47	Canopy Wealth Management	Middleton	2
47	Behl Wealth Management	Delafield	2
47	Mueller Wealth	Mishicot	2
47	Transcend Advisor Group, LLC	Milwaukee	2
47	Cushing Capital Partners, LLC	Delafield	2
47	Envision Financial LLC	Brookfield	2
47	Calculated Wealth	Madison	2
47	BKM Wealth Management	Brookfield	2
47	Sentinel Advisory Group, LLC	Middleton	2
47	Mapt Capital	Madison	2
72	Googins Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Middleton	1
72	Buttonwood Partners, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Madison	1
72	Charter Capital Management, Inc	Brookfield	1
72	Landaas & Company Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Milwaukee	1
72	PJS Investment Management	Cedarburg	1
72	Financial Services of Northeast Wisconsin, Inc.	Hortonville	1
72	North Star Asset Management Inc	Neenah	1
72	Sterling Capital Management Inc	Brookfield	1
72	Affiliated Financial Advisors Inc	Milwaukee	1
72	Marietta Investment Partners, LLC	Milwaukee	1
72	Tower View Wealth Management LLC	Shorewood	1
72	Oarsman Capital, Inc	Milwaukee	1
72	Winch Financial	Appleton	1
72	Wegner Asset Management, LLC	Middleton	1
72	Sumnicht & Associates, LLC	Appleton	1
72	Intrinsic Investors LLC	Wauwatosa	1
72	Blue Chip Financial Planning, LLC	Oxford	1
72	Financial Strategies, Inc.	Brookfield	1
72	JMR Financial Group	Superior	1
72	Pro Advisors, Ltd. DBA R J Pickle Financial Services	Prescott	1
72	Trinity Financial Planning	Middleton	1
72	Thomas Financial Planning, LLC	Land O' Lakes	1
72	Sycamore Investment Consulting Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Madison	1
72	Kult Wealth Management Group, LLC	Brookfield	1
72	Allison & Company Financial Counselors, LLC	Milwaukee	1
72	Geneva Partners, LLC	Lake Geneva	1
72	Richardson Capital Management, LLC	Menomonee Falls	1
72	Circle R Wealth LLC	Crivitz	1
72	Mendota Financial Group, LLC	Madison	1
72	Korbitz Financial Planning LLC	Milwaukee	1
72	Fiscal Fitness, LLC	Verona	1
72	Vestura, LLC	Hobart	1
72	Wisconsin Wealth Advisors, LLC	Sun Prairie	1
72	Jordan Financial Life Planning	Kenosha	1
72	Jones Financial Consulting, LLC	Eau Claire	1
72	A to Z Financial Planning LLC	Oak Creek	1
72	John F Suby Wealth Management LLC	Madison	1
72	Family Investment Planning, LLC	Elm Grove	1
72	Fortress Planning Group	Pewaukee	1
72	Kolash Wealth Strategies, LLC	Appleton	1
72	Gallatin Financial Advisors, LLC	Mequon	1
72	Direction Financial Management, LLC	Germantown	1
72	Conceptual Financial Advisors, LLC	Appleton	1
72	Granite Financial Group	Brookfield	1
72	Denarius Wealth Management	Appleton	1
72	Stockbridge Private Wealth Management, LLC	Sun Prairie	1
72	Hilltop Financial Advisors	Milwaukee	1
72	Prism Wealth Management	Middleton	1
72	Sugar Maple Asset Management, LLC	Sister Bay	1
72	Riverwater Partners LLC	Milwaukee	1
72	Simplicity Financial, LLC	Milwaukee	1
72	Goalbridge Wealth Management, LLC	Appleton	1
72	Melotte Financial Advisors	Green Bay	1
72	Evolution Financial LLC	Madison	1
72	Uncommon Cents Investing	Janesville	1
72	Midwest Wealth Solutions LLC	Brookfield	1
72	Toptier Wealth Management	Muskego	1
72	Central Wealth Management LLC	Madison	1
72	Titletown Wealth Management, LLC	Green Bay	1
72	Rosemeyer Management Group	Platteville	1
72	Direct Financial Care	Black Earth	1
72	Wismed Financial, Inc.	Fitchburg	1
72	Borges Financial	Brookfield	1
72	Valkyrie Financial	Appleton	1
72	Omni Financial LLC	Madison	1
72	Harmony Wealth	Madison	1
72	Kardinal Financial	Verona	1
72	Kindness Financial Planning	Madison	1
72	Cornerstone Financial Consulting, LLC	Depere	1
72	Retirement Wealth Solutions LLC	Marshfield	1
72	Real Wealth Advisors LLC	Brookfield	1
72	Schamberger, Greylak & Utterback Wealth Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	La Crosse	1
72	Dream Bigger Financial, LLC	Milwaukee	1
72	Verus Wealth Management	De Pere	1
72	Cornerstone Financial Group	Appleton	1
72	Clarke Financial Counsel, LLC	Whitefish Bay	1
72	Lindenwood Financial LLC	Madison	1
72	Prepared Financial Planning	Milwaukee	1
72	Fiduciaone	Pewaukee	1
72	Wealth Planning Advisors LLC	Stoughton	1
72	Jby Financial Planning	Sun Prairie	1
72	Entirement Financial Planning LLC	Watertown	1
72	808 Investments	Ellsworth	1
72	Spruce Hill Capital	Madison	1
72	Financial Justus	Racine	1
72	Compound Wealth, Advisory and Tax LLC	Waunakee	1
72	Shellcrest Financial LLC	Middleton	1
72	Blackhorn Partners	Middleton	1
72	Quintessence Wealth Collective LLC	Milwaukee	1

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most CFP professionals by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.