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For asset managers
AdvisorIQ

Ranking, Rhode Island

Fastest-growing wealth firms over three years, including broker-dealer firms in Rhode Island

As of October 2, 2026, Axis Wealth Partners, LLC ranked #1 in Rhode Island in AdvisorIQ's ranking of fastest-growing wealth firms over three years, including broker-dealer firms, with 29.8%, from a base of $172.7 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by compound annual growth in RAUM over the three years between the SEC snapshots of October 5, 2023 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Axis Wealth Partners, LLC East Providence 29.8% $172.7 million
2 Mystic Asset Management Warwick 28.8% $287.8 million
3 Blue Fin Capital, Inc. Warren 27.4% $365.7 million
4 Brown, Lisle/Cummings, Inc Broker-dealer affiliated Providence 26.8% $238.8 million
5 McGuire Wealth Management Wakefield 23.9% $558.2 million
6 Wealthcare Investment Partners LLC Portsmouth 23.4% $457.7 million
7 Citizens Securities, Inc. Broker-dealer affiliated Johnston 22.7% $7.0 billion
8 The Retirement Planning Company of New England, Inc. Warwick 20.0% $228.2 million
9 Barrett & Company Broker-dealer affiliated Providence 19.6% $309.4 million
10 SK Wealth Management, LLC Providence 19.2% $377.2 million
11 Sowa Financial Group Lincoln 18.5% $310.8 million
12 Eliot Rose Wealth Management, LLC Providence 17.9% $113.7 million
13 Forbes Financial Planning, Inc. East Greenwich 16.6% $151.7 million
14 Canton Hathaway LLC Providence 16.3% $551.3 million
15 Financial Independence, LLC Warwick 16.1% $184.0 million
16 Diversified Resources, LLC Broker-dealer affiliated Warwick 15.2% $175.8 million
17 D & P Investment Advisors, Ltd. Wakefield 14.3% $132.5 million
18 Wealth Management Resources, Inc. Smithfield 13.9% $261.0 million
19 Capital Wealth Management, LLC West Warwick 13.8% $772.5 million
20 Strategicpoint Investment Advisors LLC Providence 12.8% $637.6 million
21 Signet Investment Advisory Group, Inc. Providence 12.4% $277.6 million
22 Parsons Capital Management Inc Providence 12.3% $1.7 billion
23 Professional Planning Group Westerly 12.0% $937.2 million
24 First Financial Advisory Services Inc Westerly 12.0% $198.0 million
25 Lincoln Capital Corporation East Greenwich 11.3% $303.4 million
26 Newman Dignan & Sheerar, Inc Providence 10.8% $537.8 million
27 Young Richard C & Co Ltd Newport 9.7% $1.4 billion
28 Sheeley & Partners Wealth Management, LLC Providence 8.1% $103.9 million
29 Hall Capital Management Company, Inc. Barrington 7.2% $334.6 million
30 Arlen Capital, LLC Warwick 7.0% $284.9 million
31 Weybosset Research & Management, LLC Providence 6.4% $282.9 million
32 Slocum, Gordon & Co. LLP Newport -3.2% $241.3 million

32 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 3 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.