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AdvisorIQ

Ranking, Alabama

Independent RIAs with the most high net worth clients in Alabama

As of October 2, 2026, Waverly Advisors, LLC ranked #1 in Alabama in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 4,302.

Include wirehouses and broker-dealer firms

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most high net worth clients
1 Waverly Advisors, LLC Birmingham 4,302
2 Aptus Capital Advisors, LLC Fairhope 2,358
3 Eversource Wealth Advisors, LLC Birmingham 1,540
4 RFG Advisory, LLC Vestavia Hills 1,256
5 Oneascent Financial Services LLC Birmingham 804
6 The Welch Group, LLC Birmingham 690
7 Leavell Investment Management, Inc. Mobile 536
8 Mitchell, McLeod, Pugh & Williams, Inc. Mobile 397
9 Jackson Thornton Wealth Management, LLC Montgomery 355
10 Southern Financial Group, LLC Birmingham 352
11 Truewealth Advisors, LLC Hoover 297
12 Meld Financial, Inc. Birmingham 287
13 Axient Investment Advisors LLC Huntsville 271
14 Sunburst Financial Group, LLC Vestavia Hills 256
15 Invista Advisors Montgomery 223
16 Fairvoy Private Wealth, LLC Birmingham 185
17 BMSS Wesson Wealth Solutions Birmingham 184
18 BHK Investment Advisors Birmingham 181
19 Oakworth Asset Management, LLC Birmingham 166
20 6th Street Advisors, LLC Daphne 165
21 Williams Financial Group Mobile 163
22 Brown Financial Advisory Fairhope 154
22 Mayfair Advisory Group, LLC Birmingham 154
24 Money Management Services Inc Birmingham 153
25 Navigate Wealth Management, LLC Birmingham 131
26 Steadmont Advisors, LLC Birmingham 130
27 BCR Wealth Strategies Vestavia 127
27 Marble Wealth, LLC Montgomery 127
29 Oneascent Wealth Management Birmingham 126
30 Kassouf Wealth Advisors, LLC Birmingham 112
31 JMF Capstone Wealth Management Tuscaloosa 107
32 Magnolia Wealth Management LLC Dothan 100
33 Timberchase Financial, LLC Homewood 93
34 Mainsail Asset Management, LLC Birmingham 91
35 Retirement Advisors, Inc. Mobile 82
36 Porter White Investment Advisors, Inc. Birmingham 80
37 Wilkins Miller Wealth Management, LLC Mobile 79
38 Cloud Investments, LLC Huntsville 76
39 Longview Financial Advisors, Inc. Huntsville 70
40 Aragon Capital, LLC Homewood 63
41 Tucker Financial Group Montgomery 62
42 Aull & Monroe Mobile 59
42 Approach Retirement Advisors, LLC Birmingham 59
44 Lipscomb Investment Group, LLC Auburn 58
45 Naviant Partners, LLC Fairhope 57
46 Colarion Mountain Brook 54
46 Canterbury Capital Wealth Management, LLC Tuscaloosa 54
48 Walton Financial Birmingham 49
49 Blalock Williams, LLC Alexander City 48
50 Southern Capital Services Inc Daphne 42
51 Intelus Advisory Group, LLC Birmingham 41
52 Fish Creek Value Management, LLC Leeds 34
53 Financial Economics Consulting Group, Inc. Tuscaloosa 33
53 Colefp Hoover 33
53 Green Financial Management, LLC Birmingham 33
56 Greybox Investments Birmingham 32
56 Infinity Tax & Financial Planning Huntsville 32
58 Cornerstone Investment Management and Consulting,llc Daphne 27
58 Zora Financial Birmingham 27
60 Anderson Asset Management Birmingham 26
61 Brighthaven Financial Advisors Huntsville 24
62 Saliba Asset Management L.L.C. Huntsville 23
63 Hayek Kallen Investment Management L.L.C. Fairhope 21
63 Providence Wealth Advisors, LLC Huntsville 21
63 Gulf Coast Financial Advisors Fairhope 21
66 Bluewater Wealth Advisors, LLC Vestavia Hills 19
67 Grant Financial Group Elberta 18
67 Celia Mann Baehr, CFP Mobile 18
67 Next Phase Advisors Cullman 18
70 Medora Value Equity, LLC Mobile 17
71 Dyken Wealth Strategies, Inc. Gulf Shores 14
72 Booth Financial Birmingham 13
72 DMC Wealth Management, LLC Birmingham 13
72 Insignia Wealth Advisory Opelika 13
75 Gateway Wealth Management, LLC Guntersville 12
75 Dreamwork Financial Group Birmingham 12
75 Capstone Global Advisors, LLC Wedowee 12
78 Advisor Financial Group Lincoln 9
78 Atlantes Financial Advisors Fairhope 9
78 Kairos Asset Advisory, LLC Mobile 9
78 Cochranmickels Retirement Specialists, LLC Huntsville 9
82 WRS Financial Services, L.L.C. Tuscaloosa 8
82 Tabula Rasa Advisors, LLC Birmingham 8
84 The McGriff Alliance Birmingham 7
84 Goggans Group Inc Gadsden 7
84 Gantt Financial Advisors, LLC Daphne 7
84 Counterstrike Capital Hoover 7
84 Krowten Equities Birmingham 7
89 McNaron Group, Inc. Anniston 5
89 Plimsoll Financial Planning, LLC Hoover 5
89 Aja Financial LLC Opelika 5
89 Capital Stewards, LLC Huntsville 5
89 Crimson Wealth Fairhope 5
94 Dublin Wealth Management, Inc. Birmingham 4
94 KG Consulting Group, Inc. Huntsville 4
94 Formula Wealth Fairhope 4
94 Cope Private Wealth Birmingham 4
94 BWB Advisory Group Enterprise 4
99 Clark Planning & Investment Advisory Birmingham 3
99 LBH Wealth Advisors Meridianville 3

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.