Ranking, Vermont

Independent RIAs with the most high net worth clients in Vermont

As of October 2, 2026, Maple Capital Management, Inc. ranked #1 in Vermont in AdvisorIQ's ranking of independent RIAs with the most high net worth clients, with 654.

Include wirehouses and broker-dealer firms

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Independent RIAs with the most high net worth clients in Vermont
Rank	Firm	City	Most high net worth clients
1	Maple Capital Management, Inc.	Montpelier	654
2	One Day in July LLC	Burlington	379
3	Silverlake Wealth Management LLC	Williston	254
4	Hanson & Doremus Investment Management	Burlington	250
5	44 North Capital, LLC	Burlington	217
6	Pathway Financial Advisors, LLC	South Burlington	200
7	Marble Trail Advisors	Middlebury	188
8	Clean Yield Asset Management	Norwich	155
9	Manchester Capital Management LLC	Manchester	153
10	Rock Point Advisors, LLC	Burlington	150
11	M. Kraus & Company	Shelburne	131
12	Silver Birch Financial LLC	Middlebury	124
13	Farrow Financial Inc	South Burlington	99
14	Broadlake Financial Management	South Burlington	95
15	Antoine Williams & Associates Wealth Management, LLC	Shelburne	91
16	Copper Leaf Financial, LLC	Williston	78
17	Hutner Capital Management Inc.	Manchester	76
17	Otto & Associates, Inc.	Norwich	76
19	Westview Investment Advisors	Burlington	66
20	Williams Financial, LLC	North Bennington	63
21	Intrack Investment Management, Inc.	South Burlington	56
22	Poulos Advisors, Inc.	South Burlington	55
23	Equinox Financial Advisors, Inc.	Manchester Center	39
24	Quantum Leap Capital, LLC	South Burlington	38
25	Milne Financial Planning, Inc.	St. Johnsbury	34
26	Sterling Range Financial Management, LLC	Jericho	32
27	Arque Advisors, LLC	Morgan	28
28	Oak Maple Finance, LLC	Burlington	24
29	Stage 2 Planning Partners LLC	S Burlington	23
30	B.W. Belisle Planning & Strategy Company LLC	South Burlington	20
30	The Alchemist Fund	Montpelier	20
32	Blue Slate Investment Management	Burlington	12
33	HWC Financial	Manchester Center	11
34	Prentiss Smith & Company, Inc.	Brattleboro	10
34	Emg	South Burlington	10
34	Soaring Wealth LLC	Bristol	10
37	Gerard Asset Management, L.L.C.	Waterford	6
37	DWV Advisors, LLC	Essex Junction	6
37	AFS Wealth Management LLC	Chester	6
40	BTV Capital LLC	East Burke	5
41	Fenwick Investments, LLC	White River Junction	4
42	Long Advisors LLC	Middlesex	3
42	The Alchemists, LLC	Stamford	3
44	Evergreen RIA, LLC	Dorset	2
44	Shipwright Advisors	Burlington	2
46	True North Financial Planning, LLC	South Burlington	1

46 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.