Ranking, Vermont

Independent RIAs with the most clients in Vermont

As of October 2, 2026, Maple Capital Management, Inc. ranked #1 in Vermont in AdvisorIQ's ranking of independent RIAs with the most clients, with 1,599.

Include wirehouses and broker-dealer firms

Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked "fewer than 5 clients" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Independent RIAs with the most clients in Vermont
Rank	Firm	City	Most clients
1	Maple Capital Management, Inc.	Montpelier	1,599
2	One Day in July LLC	Burlington	1,381
3	Silverlake Wealth Management LLC	Williston	1,072
4	Hanson & Doremus Investment Management	Burlington	622
5	Broadlake Financial Management	South Burlington	463
6	44 North Capital, LLC	Burlington	438
7	Marble Trail Advisors	Middlebury	375
8	Antoine Williams & Associates Wealth Management, LLC	Shelburne	336
9	Quantum Leap Capital, LLC	South Burlington	333
10	Prentiss Smith & Company, Inc.	Brattleboro	319
11	Equinox Financial Advisors, Inc.	Manchester Center	312
12	Stage 2 Planning Partners LLC	S Burlington	308
13	Williams Financial, LLC	North Bennington	271
14	Pathway Financial Advisors, LLC	South Burlington	259
15	Clean Yield Asset Management	Norwich	257
16	Silver Birch Financial LLC	Middlebury	247
17	Manchester Capital Management LLC	Manchester	243
17	Rock Point Advisors, LLC	Burlington	243
19	M. Kraus & Company	Shelburne	228
20	Farrow Financial Inc	South Burlington	196
21	Intrack Investment Management, Inc.	South Burlington	189
22	Westview Investment Advisors	Burlington	169
23	Copper Leaf Financial, LLC	Williston	165
24	Otto & Associates, Inc.	Norwich	152
25	Poulos Advisors, Inc.	South Burlington	133
26	Milne Financial Planning, Inc.	St. Johnsbury	131
27	Hutner Capital Management Inc.	Manchester	120
28	HWC Financial	Manchester Center	113
29	Greenhill Financial Partners	Rutland	106
30	The Alchemists, LLC	Stamford	93
31	Oak Maple Finance, LLC	Burlington	84
32	Emg	South Burlington	80
33	True North Financial Planning, LLC	South Burlington	78
34	Pochop Financial Management, Inc.	South Burlington	71
35	AFS Wealth Management LLC	Chester	62
36	Fenwick Investments, LLC	White River Junction	45
37	The Alchemist Fund	Montpelier	43
37	Soaring Wealth LLC	Bristol	43
39	Sterling Range Financial Management, LLC	Jericho	42
40	Arque Advisors, LLC	Morgan	34
41	B.W. Belisle Planning & Strategy Company LLC	South Burlington	31
42	Blue Slate Investment Management	Burlington	23
43	Alpenglow Advisors LLC	Killington	22
44	Gerard Asset Management, L.L.C.	Waterford	20
45	Shipwright Advisors	Burlington	18
46	Evergreen RIA, LLC	Dorset	16
47	DWV Advisors, LLC	Essex Junction	15
48	Birchview Capital, LP	Burlington	12
49	Ams Management	Essex Junction	11
49	Veteran Wealth Planning	Ferrisburgh	11
51	BTV Capital LLC	East Burke	8
52	Elephant Corner Financial	Burlington	4
53	Long Advisors LLC	Middlesex	3

53 firms ranked. Figures are as firms reported them on Form ADV.

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Most clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.