City
Independent RIAs in Appleton, Wisconsin
As of October 2, 2026, 21 independent wealth management RIAs with their main office in Appleton, Wisconsin reported $7.4 billion in regulatory assets under management; the largest by assets was Gateway Wealth Partners, LLC, with $2.3 billion.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 21
- Regulatory assets under management
- $7.4 billion
- Average per firm
- $354.3 million
- SEC-registered, of those listed
- 13 of 21 (61.9%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Gateway Wealth Partners, LLC | SEC | $2.3 billion | 10,635 |
| 2 | McGlone Suttner Wealth Management, Inc. | SEC | $1.0 billion | 2,913 |
| 3 | Copper Harbor Investment Advisors, LLC | SEC | $805.0 million | 250 |
| 4 | Endowment Wealth Management, Inc. | SEC | $609.2 million | 3,057 |
| 5 | Avaii Wealth Management, LLC | SEC | $602.8 million | 2,927 |
| 6 | Winch Financial | SEC | $580.2 million | 2,323 |
| 7 | Kom Wealth Management Group, LLC | SEC | $407.8 million | 2,126 |
| 8 | Cornerstone Financial Group | SEC | $220.2 million | 1,429 |
| 9 | Conceptual Financial Advisors, LLC | SEC | $189.9 million | 778 |
| 10 | Collar Capital Management, LLC | SEC | $176.3 million | 297 |
| 11 | Stonehaven Wealth & Tax Solutions | SEC | $168.2 million | 832 |
| 12 | Professional Financial Management, Inc. | SEC | $115.5 million | 659 |
| 13 | Sumnicht & Associates, LLC | SEC | $107.9 million | 72 |
| 14 | Goalbridge Wealth Management, LLC | State | $70.0 million | 269 |
| 15 | Cornerstone Financial Planning, Inc. | State | $42.8 million | 357 |
| 16 | Asc 401(K) Management | State | $26.8 million | 132 |
| 17 | Kolash Wealth Strategies, LLC | State | $10.6 million | 110 |
| 18 | Valkyrie Financial | State | $8.4 million | 22 |
| 19 | Freedom Wealth LLC | State | $6.3 million | 115 |
| 20 | Financial Advisory Group, Inc. | State | $4.2 million | 35 |
| 21 | Denarius Wealth Management | State | $3.8 million | 50 |
Independent RIAs in Wisconsin, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.