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AdvisorIQ

Ranking, Alabama

Independent RIAs with the most accounts in Alabama

As of October 2, 2026, Waverly Advisors, LLC ranked #1 in Alabama in AdvisorIQ's ranking of independent RIAs with the most accounts, with 35,709.

Include wirehouses and broker-dealer firms

Firms ranked by the number of accounts in their RAUM (Form ADV Item 5.F(2)(f)), discretionary and non-discretionary, in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most accounts
1 Waverly Advisors, LLC Birmingham 35,709
2 RFG Advisory, LLC Vestavia Hills 29,833
3 Oneascent Financial Services LLC Birmingham 16,009
4 Eversource Wealth Advisors, LLC Birmingham 13,689
5 Aptus Capital Advisors, LLC Fairhope 12,707
6 The Welch Group, LLC Birmingham 4,528
7 Tucker Financial Group Montgomery 3,950
8 Leavell Investment Management, Inc. Mobile 3,023
9 Oneascent Wealth Management Birmingham 2,616
10 Southern Financial Group, LLC Birmingham 2,597
11 Mitchell, McLeod, Pugh & Williams, Inc. Mobile 2,420
12 Jackson Thornton Wealth Management, LLC Montgomery 2,367
13 Sunburst Financial Group, LLC Vestavia Hills 2,346
14 Meld Financial, Inc. Birmingham 1,942
15 Cloud Investments, LLC Huntsville 1,749
16 Truewealth Advisors, LLC Hoover 1,614
17 Money Management Services Inc Birmingham 1,377
18 Fairvoy Private Wealth, LLC Birmingham 1,269
19 Steadmont Advisors, LLC Birmingham 1,249
20 Mayfair Advisory Group, LLC Birmingham 1,240
21 BCR Wealth Strategies Vestavia 1,219
22 BMSS Wesson Wealth Solutions Birmingham 1,183
23 Axient Investment Advisors LLC Huntsville 1,135
24 Marble Wealth, LLC Montgomery 1,077
25 Invista Advisors Montgomery 1,022
26 Magnolia Wealth Management LLC Dothan 920
27 Mainsail Asset Management, LLC Birmingham 889
28 Navigate Wealth Management, LLC Birmingham 873
29 Brown Financial Advisory Fairhope 859
30 Canterbury Capital Wealth Management, LLC Tuscaloosa 832
31 Timberchase Financial, LLC Homewood 830
32 Strauss Financial Group Hoover 800
33 BHK Investment Advisors Birmingham 771
34 Oakworth Asset Management, LLC Birmingham 746
35 Blalock Williams, LLC Alexander City 724
36 Southern Capital Services Inc Daphne 700
37 Infinity Tax & Financial Planning Huntsville 658
38 Longview Financial Advisors, Inc. Huntsville 619
39 Brighthaven Financial Advisors Huntsville 569
40 Approach Retirement Advisors, LLC Birmingham 547
41 JMF Capstone Wealth Management Tuscaloosa 540
42 Walton Financial Birmingham 526
43 STM Asset Management LLC Fairhope 508
44 Wilkins Miller Wealth Management, LLC Mobile 478
45 Intelus Advisory Group, LLC Birmingham 457
46 Naviant Partners, LLC Fairhope 443
47 Kassouf Wealth Advisors, LLC Birmingham 440
48 Aull & Monroe Mobile 417
49 Retirement Advisors, Inc. Mobile 404
50 Zora Financial Birmingham 401
51 Williams Financial Group Mobile 358
52 Green Financial Management, LLC Birmingham 351
53 6th Street Advisors, LLC Daphne 350
54 Porter White Investment Advisors, Inc. Birmingham 329
55 Aja Financial LLC Opelika 311
56 Next Phase Advisors Cullman 308
57 Cope Private Wealth Birmingham 300
58 Colefp Hoover 271
59 Financial Economics Consulting Group, Inc. Tuscaloosa 247
60 Let Bob Advisory, LLC McCalla 246
61 Greybox Investments Birmingham 212
62 Old Oak Advisors, LLC Vestavia Hills 210
63 Cornerstone Investment Management and Consulting,llc Daphne 206
64 Hayek Kallen Investment Management L.L.C. Fairhope 201
64 Booth Financial Birmingham 201
66 Stockbridge Wealth Partners Birmingham 197
67 Gulf Coast Financial Advisors Fairhope 193
68 Insignia Wealth Advisory Opelika 192
69 Aragon Capital, LLC Homewood 186
70 Diversified Global Investment Strategies, LLC Birmingham 182
71 Anderson Asset Management Birmingham 169
72 Lipscomb Investment Group, LLC Auburn 157
73 Gantt Financial Advisors, LLC Daphne 150
73 DMC Wealth Management, LLC Birmingham 150
75 Wilson Financial Group Birmingham 149
76 Colarion Mountain Brook 148
77 Grant Financial Group Elberta 135
77 Ballast Wealth LLC Birmingham 135
79 Dyken Wealth Strategies, Inc. Gulf Shores 132
80 Goggans Group Inc Gadsden 119
81 Clark Planning & Investment Advisory Birmingham 115
82 Capstone Wealth Advisors, LLC Andalusia 108
83 WRS Financial Services, L.L.C. Tuscaloosa 94
84 Bluewater Wealth Advisors, LLC Vestavia Hills 90
85 Providence Wealth Advisors, LLC Huntsville 87
86 Welon Partners Montgomery 85
87 364 Investing, LLC Northport 83
88 Birmingham Capital Management Co Inc Birmingham 80
88 Celia Mann Baehr, CFP Mobile 80
90 Capstone Global Advisors, LLC Wedowee 76
91 Gateway Wealth Management, LLC Guntersville 72
92 Krowten Equities Birmingham 71
93 Tabula Rasa Advisors, LLC Birmingham 60
94 Financial Strategies Wealth Management LLC Fairhope 59
95 Ads Wealth Management LLC Hoover 56
96 Dreamwork Financial Group Birmingham 55
97 Kairos Asset Advisory, LLC Mobile 53
98 Saliba Asset Management L.L.C. Huntsville 52
99 Bridgeworks Asset Management, LLC Orange Beach 49
100 Fish Creek Value Management, LLC Leeds 48

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most accounts by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.