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AdvisorIQ

Ranking, Rhode Island

Fastest-growing wealth firms over five years, including broker-dealer firms in Rhode Island

As of October 2, 2026, Axis Wealth Partners, LLC ranked #1 in Rhode Island in AdvisorIQ's ranking of fastest-growing wealth firms over five years, including broker-dealer firms, with 25.2%, from a base of $122.9 million.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by compound annual growth in RAUM over the five years between the SEC snapshots of October 4, 2021 and October 2, 2026, for firms with at least $100 million in RAUM at the start. The value is a fraction per year and base_value is the starting RAUM. Firms growing more than 100 percent a year are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Axis Wealth Partners, LLC East Providence 25.2% $122.9 million
2 Brown, Lisle/Cummings, Inc Broker-dealer affiliated Providence 22.0% $180.4 million
3 Mystic Asset Management Warwick 18.2% $266.8 million
4 Wealthcare Investment Partners LLC Portsmouth 17.0% $391.6 million
5 Blue Fin Capital, Inc. Warren 16.4% $353.9 million
6 McGuire Wealth Management Wakefield 15.2% $523.0 million
7 Citizens Securities, Inc. Broker-dealer affiliated Johnston 14.4% $6.6 billion
8 Barrett & Company Broker-dealer affiliated Providence 14.1% $273.7 million
9 The Retirement Planning Company of New England, Inc. Warwick 13.4% $210.6 million
10 Eliot Rose Wealth Management, LLC Providence 13.0% $101.3 million
11 Canton Hathaway LLC Providence 12.8% $474.3 million
12 Wealth Management Resources, Inc. Smithfield 12.5% $213.6 million
13 SK Wealth Management, LLC Providence 11.9% $363.8 million
14 Capital Wealth Management, LLC West Warwick 11.8% $649.7 million
15 Forbes Financial Planning, Inc. East Greenwich 11.0% $143.0 million
16 Diversified Resources, LLC Broker-dealer affiliated Warwick 10.5% $163.2 million
17 Financial Independence, LLC Warwick 10.3% $176.3 million
18 Signet Investment Advisory Group, Inc. Providence 9.3% $252.3 million
19 Sowa Financial Group Lincoln 9.2% $332.5 million
20 Strategicpoint Investment Advisors LLC Providence 7.1% $648.3 million
21 Young Richard C & Co Ltd Newport 6.8% $1.3 billion
22 Lincoln Capital Corporation East Greenwich 6.7% $302.0 million
23 Professional Planning Group Westerly 6.3% $971.8 million
24 Parsons Capital Management Inc Providence 6.2% $1.8 billion
25 Newman Dignan & Sheerar, Inc Providence 6.2% $541.8 million
26 First Financial Advisory Services Inc Westerly 5.9% $208.6 million
27 Hall Capital Management Company, Inc. Barrington 5.0% $322.3 million
28 Weybosset Research & Management, LLC Providence 4.9% $268.8 million
29 Arlen Capital, LLC Warwick 4.6% $278.5 million
30 Sheeley & Partners Wealth Management, LLC Providence 3.7% $109.6 million
31 Slocum, Gordon & Co. LLP Newport -1.5% $236.2 million

31 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing, 5 years by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.