Ranking, Rhode Island

Wealth firms with the most advisory staff, including broker-dealer firms in Rhode Island

As of October 2, 2026, Citizens Securities, Inc. ranked #1 in Rhode Island in AdvisorIQ's ranking of wealth firms with the most advisory staff, including broker-dealer firms, with 454.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most advisory staff, including broker-dealer firms in Rhode Island
Rank	Firm	City	Most advisory staff
1	Citizens Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Johnston	454
2	Parsons Capital Management Inc	Providence	12
3	Professional Planning Group	Westerly	9
3	Capital Wealth Management, LLC	West Warwick	9
5	Brown, Lisle/Cummings, Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Providence	8
5	Young Richard C & Co Ltd	Newport	8
7	First Financial Advisory Services Inc	Westerly	7
8	Wealth Management Resources, Inc.	Smithfield	6
8	Newman Dignan & Sheerar, Inc	Providence	6
8	Strategicpoint Investment Advisors LLC	Providence	6
8	Ncu Investment Solutions	Smithfiled	6
8	Axis Wealth Partners, LLC	East Providence	6
13	Van Liew Capital Inc	Providence	5
13	Blue Chip Financial Advisors, LLC	East Providence	5
13	Wealthcare Investment Partners LLC	Portsmouth	5
13	Canton Hathaway LLC	Providence	5
17	Barrett & Company Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Providence	4
17	SK Wealth Management, LLC	Providence	4
17	Arlen Capital, LLC	Warwick	4
17	Signet Investment Advisory Group, Inc.	Providence	4
17	Financial Independence, LLC	Warwick	4
22	Sowa Financial Group	Lincoln	3
22	Hall Capital Management Company, Inc.	Barrington	3
22	The Retirement Planning Company of New England, Inc.	Warwick	3
22	Lincoln Capital Corporation	East Greenwich	3
22	Creative Resources Investment Advisors LLC	Cranston	3
22	Spinnaker Asset Management Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Warwick	3
22	Bountiful Investment Management LLC	Rumford	3
22	McGuire Wealth Management	Wakefield	3
30	Slocum, Gordon & Co. LLP	Newport	2
30	Weybosset Research & Management, LLC	Providence	2
30	Blue Fin Capital, Inc.	Warren	2
30	Sheeley & Partners Wealth Management, LLC	Providence	2
30	Cornerstone Investment Services	Providence	2
30	Alpha Dog Advisors, Ruff	Cranston	2
30	Mystic Asset Management	Warwick	2
30	Balanced Wealth Management, LLC.	West Warwick	2
30	Experience Your Wealth, LLC	Bristol	2
30	Retirement Income Security LLC	East Greenwich	2
30	Invest Track Financial, LLC	Wakefield	2
30	Truefocus Financial Partners	North Kingstown	2
30	Guidici Wealth Management LLC	Warwick	2
30	Veritas Wealth Management	North Kingstown	2
30	Datum Wealth Management	Warwick	2
45	Diversified Resources, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Warwick	1
45	Coastal Financial Planning, Inc.	Lincoln	1
45	D & P Investment Advisors, Ltd.	Wakefield	1
45	Hacket Asset Management, Inc.	Warwick	1
45	Charles J. Means & Co., LLC	Providence	1
45	Eliot Rose Wealth Management, LLC	Providence	1
45	Strategic Financial Group	Cranston	1
45	The Capital Group	Warwick	1
45	M. W. Aragao Investment Advisors, LLC	Cumberland	1
45	Brown Advisory Group, LLC	East Providence	1
45	Vetta Investments	East Greenwich	1
45	Forbes Financial Planning, Inc.	East Greenwich	1
45	Stillwater Investments	Smithfield	1
45	Lally Wealth Management, LLC	North Kingstown	1
45	Wickford Wealth Management, LLC	North Kingstown	1
45	J.P. Diversified Asset Management LLC	East Greenwich	1
45	Efficient Capital Strategies, LLC	Barrington	1
45	Merlin Asset Management	Newport	1
45	MB Financial Planning LLC	Richmond	1
45	Green Street Wealth Advisory, LLC	North Kingston	1
45	Breachway Investments, LLC	Charlestown	1
45	CB Capital LLC	North Smithfield	1
45	Jones Fiduciary Wealth Management LLC	Pawtucket	1
45	Bulldog Financial Planning LLC	Cumberland	1
45	JBP Financial LLC	North Smithfield	1
45	Eisenhilfer Capital LLC	Lincoln	1
45	Old Forge Wealth Management, LLC	Warwick	1
45	South County Wealth Planning	Saunderstown	1
45	Rhodeway Financial	Providence	1
45	Income Associates	Barrington	1
45	Goal Wealth Advisory Group, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Providence	1
45	Zarathustra Wealth Management	Providence	1
45	Quahog Investments LLC	Richmond	1
45	Alvarez & Associates Financial	Central Falls	1

78 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.