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AdvisorIQ

Ranking, Rhode Island

Wealth firms with the fastest client growth over one year, including broker-dealer firms in Rhode Island

As of October 2, 2026, Blue Fin Capital, Inc. ranked #1 in Rhode Island in AdvisorIQ's ranking of wealth firms with the fastest client growth over one year, including broker-dealer firms, with 63.4%, from a base of 418.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the change in their number of clients (counted as in the most clients ranking) between the SEC snapshots of September 2, 2025 and October 2, 2026, for firms with at least 100 clients in the earlier snapshot. The value is a fraction and base_value is the starting client count. Firms whose client count grew more than 300 percent are left out, since that almost always reflects a merger or acquisition, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Blue Fin Capital, Inc. Warren 63.4% 418
2 Breachway Investments, LLC Charlestown 26.4% 193
3 Citizens Securities, Inc. Broker-dealer affiliated Johnston 14.1% 106,088
4 Newman Dignan & Sheerar, Inc Providence 13.8% 471
5 Mystic Asset Management Warwick 13.4% 127
6 Signet Investment Advisory Group, Inc. Providence 12.5% 176
7 Axis Wealth Partners, LLC East Providence 12.2% 714
8 Sowa Financial Group Lincoln 8.7% 531
9 Wealthcare Investment Partners LLC Portsmouth 6.4% 1,741
10 Financial Independence, LLC Warwick 6.3% 270
11 Barrett & Company Broker-dealer affiliated Providence 6.2% 566
12 McGuire Wealth Management Wakefield 5.7% 299
13 Hall Capital Management Company, Inc. Barrington 5.6% 514
14 Capital Wealth Management, LLC West Warwick 4.3% 628
15 Wealth Management Resources, Inc. Smithfield 4.0% 598
16 D & P Investment Advisors, Ltd. Wakefield 3.3% 240
17 Forbes Financial Planning, Inc. East Greenwich 2.9% 873
18 Brown, Lisle/Cummings, Inc Broker-dealer affiliated Providence 2.6% 232
19 Diversified Resources, LLC Broker-dealer affiliated Warwick 2.4% 629
20 Arlen Capital, LLC Warwick 2.3% 217
21 Young Richard C & Co Ltd Newport 2.0% 797
22 Parsons Capital Management Inc Providence 1.7% 767
23 Lincoln Capital Corporation East Greenwich 1.5% 266
24 Strategicpoint Investment Advisors LLC Providence 0.4% 711
25 Professional Planning Group Westerly -0.3% 1,296
26 The Retirement Planning Company of New England, Inc. Warwick -1.0% 572
27 First Financial Advisory Services Inc Westerly -2.3% 533
28 SK Wealth Management, LLC Providence -4.2% 337
29 Alpha Dog Advisors, Ruff Cranston -4.9% 346
30 Slocum, Gordon & Co. LLP Newport -5.1% 138
31 Eliot Rose Wealth Management, LLC Providence -7.3% 164
32 Canton Hathaway LLC Providence -8.6% 105
33 Weybosset Research & Management, LLC Providence -13.5% 259
34 Bountiful Investment Management LLC Rumford -23.2% 736

34 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Client growth by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.