IAR CE deadline: December 31. 84 days left in adopting states. Check what you owe

For asset managers
AdvisorIQ

Ranking, Maine

Wealth firms with the most advisory staff, including broker-dealer firms in Maine

As of October 2, 2026, H.M. Payson ranked #1 in Maine in AdvisorIQ's ranking of wealth firms with the most advisory staff, including broker-dealer firms, with 29.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most advisory staff
1 H.M. Payson Portland 29
2 R M Davis Inc Portland 25
3 Means Wealth Management Bangor 15
4 Portland Global Advisors LLC Portland 11
4 Coston, McIsaac & Shea Financial Advisors Bar Harbor 11
6 Old Port Advisors Portland 10
6 J.M. Arbour, LLC Gardiner 10
8 Penobscot Financial Advisors Portland 7
8 Great Diamond Partners, LLC Portland 7
10 Richard Brothers, Financial Advisors Broker-dealer affiliated South Portland 6
10 Headinvest Portland 6
12 Birchbrook Bangor 5
12 Robinson Smith Wealth Advisors, LLC South Portland 5
12 GRP Retirement Planning Farmingdale 5
15 Clark & Stuart Inc Portland 4
15 Bigelow Investment Advisors, LLC Portland 4
15 Salem Advisory Group LLC Wells 4
15 Oldfield Wealth Partners Bangor 4
19 Eagle Financial Strategies Bangor 3
19 Abbington Investment Group, LLC South Portland 3
19 Aries Wealth Management, LLC Portland 3
19 Conscious Capital Scarborough 3
19 Choice Wealth Advisors LLC Waterville 3
19 RM Financial Services, LLC Falmouth 3
25 Tonge Investments Belgrade 2
25 Pine Capital Portland 2
25 Bennett Selby Investments, L.P. Falmouth 2
25 August Wealth Group, Inc. Bristol 2
25 J. Murphy Asset and Tax Management Westbrook 2
25 Blue Point Financial, Inc. Scarborough 2
25 Cornerstone Wealth Planning New Gloucester 2
25 Birch Point Wealth Management LLC Rockport 2
25 Wright Cove Capital Portland 2
25 Stillwater Investing Veazie 2
25 Maine Advisory Associates Falmouth 2
25 Maiden Cove Capital Yarmouth 2
25 New England Financial Services Falmouth 2
25 Capital Resource Advisors LLC. Portland 2
25 Sonder Partners, LLC Kennebunkport 2
40 Maine Securities Corporation Broker-dealer affiliated Portland 1
40 Portland Financial Planning Group Portland 1
40 Gilbert Capital Group North Yarmouth 1
40 Stewardship Financial Plainning, LLC Readfield 1
40 Gibson Financial Solutions, Inc. Ellsworth 1
40 Bogue Asset Management LLC Wells 1
40 Roger F. Woodman Jr. & Co. Portland 1
40 The Gold Company Old Orchard Beach 1
40 Shoreline Capital Corporation Boothbay Harbor 1
40 Strategic Financial Alliance, LLC Poland 1
40 Northwoods Wealth Management Boothbay Harbor 1
40 Kirkwood Private, LLC Scarborough 1
40 Drach Advisors LLC Blue Hill 1
40 Black Brook Financial Planning Gorham 1
40 Marshall Point Advisors LLC Port Clyde 1
40 Silver Maple Financial, LLC Kittery 1
40 O'Brien Asset Management Eliot 1
40 August Wealth Management Portland 1
40 Schultz Retirement Income Solutions, Inc. Rockland 1
40 Freedom Wealth Advisors, LLC North Yarmouth 1
40 Azimuth Capital Management, LLC Winthrop 1
40 Portland Investment Advisors, LLC. Island Falls 1
40 Maine Center for Wealth Management, LLC Augusta 1
40 Thibeau Financial Consulting, LLC Bangor 1
40 Logbook Financial Planning, LLC Rockport 1
40 James Heavey Wealth Advisors, LLC Rockport 1
40 Samara Financial, Inc. Portland 1
40 Black Harbor Financial Boothbay Harbor 1
40 Outfitter Financial Brunswick 1
40 Chess Financial Planning LLC Springvale 1
40 Letteney Financial Advisory, LLC Waldoboro 1
40 Atlantic Coast Financial Kennebunk 1
40 Able Money LLC North Yarmouth 1
40 Intent Advice, Inc. Yarmouth 1
40 Zen Financial Planning, LLC York 1
40 Kingfisher Capital Management LLC York 1
40 Educated Investors LLC Scarborough 1
40 Integral Financial Planners Rockport 1
40 Flying Point Advisors Freeport 1
40 Silver Accounting Service Inc. DBA Silver Financial Service Westbrook 1
40 Dirigo Financial LLC North Berwick 1
40 Warren Financial, LLC Bangor 1
40 Wealthy with Intention Winslow 1
40 Tributaries Financial Planning LLC Biddeford 1
40 Northwater Capital Portland 1
40 Parzych Financial Planning, LLC Saco 1
40 Ampersand Investment Advisors Camden 1

86 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.