City
Independent RIAs in Warwick, Rhode Island
As of October 2, 2026, 9 independent wealth management RIAs with their main office in Warwick, Rhode Island reported $1.8 billion in regulatory assets under management; the largest by assets was Mystic Asset Management, with $614.6 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 9
- Regulatory assets under management
- $1.8 billion
- Average per firm
- $203.7 million
- SEC-registered, of those listed
- 4 of 9 (44.4%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Mystic Asset Management | SEC | $614.6 million | 371 |
| 2 | The Retirement Planning Company of New England, Inc. | SEC | $394.4 million | 1,312 |
| 3 | Arlen Capital, LLC | SEC | $348.8 million | 690 |
| 4 | Financial Independence, LLC | SEC | $288.1 million | 895 |
| 5 | Old Forge Wealth Management, LLC | State | $99.0 million | 467 |
| 6 | The Capital Group | State | $62.8 million | 276 |
| 7 | Guidici Wealth Management LLC | State | $14.1 million | 92 |
| 8 | Hacket Asset Management, Inc. | State | $11.4 million | 16 |
| 9 | Datum Wealth Management | State | $0 | 0 |
Independent RIAs in Rhode Island, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.