Ranking, Vermont

Wealth firms with the most advisory staff, including broker-dealer firms in Vermont

As of October 2, 2026, Esi Financial Advisors ranked #1 in Vermont in AdvisorIQ's ranking of wealth firms with the most advisory staff, including broker-dealer firms, with 460.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most advisory staff, including broker-dealer firms in Vermont
Rank	Firm	City	Most advisory staff
1	Esi Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Montpelier	460
2	Maple Capital Management, Inc.	Montpelier	27
3	Manchester Capital Management LLC	Manchester	14
4	One Day in July LLC	Burlington	13
5	Silverlake Wealth Management LLC	Williston	11
6	Hanson & Doremus Investment Management	Burlington	10
7	Clean Yield Asset Management	Norwich	8
8	Pathway Financial Advisors, LLC	South Burlington	7
9	Marble Trail Advisors	Middlebury	6
10	M. Kraus & Company	Shelburne	5
10	Prentiss Smith & Company, Inc.	Brattleboro	5
10	Rock Point Advisors, LLC	Burlington	5
10	Birchview Capital, LP	Burlington	5
14	Broadlake Financial Management	South Burlington	4
14	Intrack Investment Management, Inc.	South Burlington	4
14	Williams Financial, LLC	North Bennington	4
14	Quantum Leap Capital, LLC	South Burlington	4
14	Copper Leaf Financial, LLC	Williston	4
14	Westview Investment Advisors	Burlington	4
14	Silver Birch Financial LLC	Middlebury	4
21	Hutner Capital Management Inc.	Manchester	3
21	Otto & Associates, Inc.	Norwich	3
21	Emg	South Burlington	3
21	Bennington Financial Planning Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Bennington	3
25	Poulos Advisors, Inc.	South Burlington	2
25	HWC Financial	Manchester Center	2
25	Oak Maple Finance, LLC	Burlington	2
25	Stage 2 Planning Partners LLC	S Burlington	2
25	44 North Capital, LLC	Burlington	2
25	Greenhill Financial Partners	Rutland	2
31	Farrow Financial Inc	South Burlington	1
31	Ams Management	Essex Junction	1
31	Gerard Asset Management, L.L.C.	Waterford	1
31	Milne Financial Planning, Inc.	St. Johnsbury	1
31	Pochop Financial Management, Inc.	South Burlington	1
31	Arque Advisors, LLC	Morgan	1
31	DWV Advisors, LLC	Essex Junction	1
31	Sterling Range Financial Management, LLC	Jericho	1
31	Fenwick Investments, LLC	White River Junction	1
31	B.W. Belisle Planning & Strategy Company LLC	South Burlington	1
31	BTV Capital LLC	East Burke	1
31	True North Financial Planning, LLC	South Burlington	1
31	The Alchemist Fund	Montpelier	1
31	Soaring Wealth LLC	Bristol	1
31	Alpenglow Advisors LLC	Killington	1
31	Antoine Williams & Associates Wealth Management, LLC	Shelburne	1
31	Equinox Financial Advisors, Inc.	Manchester Center	1
31	Long Advisors LLC	Middlesex	1
31	AFS Wealth Management LLC	Chester	1
31	Evergreen RIA, LLC	Dorset	1
31	Veteran Wealth Planning	Ferrisburgh	1
31	Shipwright Advisors	Burlington	1
31	Elephant Corner Financial	Burlington	1
31	Blue Slate Investment Management	Burlington	1
31	The Alchemists, LLC	Stamford	1
31	Tack Wealth	Burlington	1
31	Ox Lux Advisory LLC	Chester	1
31	Amor Fati Financial Services LLC	South Burlington	1
31	Focus 50 Wealth Management LLC	Shelburne	1
31	Cedar Wing LLC	Shelburne	1
31	Roots & Sparrow	Middlesex	1

61 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.