IAR CE deadline: December 31. 84 days left in adopting states. Check what you owe

For asset managers
AdvisorIQ

Ranking, Arizona

Wealth firms with the most advisory staff, including broker-dealer firms in Arizona

As of October 2, 2026, Osaic Wealth, Inc. ranked #1 in Arizona in AdvisorIQ's ranking of wealth firms with the most advisory staff, including broker-dealer firms, with 7,143.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most advisory staff
1 Osaic Wealth, Inc. Broker-dealer affiliated Scottsdale 7,143
2 United Planners' Financial Services of America A Limited Partner Broker-dealer affiliated Scottsdale 546
3 Foundations Investment Advisors LLC Phoenix 289
4 PFG Advisors Phoenix 86
5 Dynamic Phoenix 65
6 Ashton Thomas Private Wealth Scottsdale 63
7 Trek Financial Scottsdale 55
8 Tfo Family Office Partners Phoenix 47
9 Trajan Wealth, L.L.C. Scottsdale 46
10 Tci Wealth Advisors, Inc. Tucson 45
10 Verus Capital Partners, LLC Scottsdale 45
12 AWM Capital, LLC Phoenix 28
13 Balboa Wealth Partners, Inc. Scottsdale 26
14 Dew Wealth Management Scottsdale 24
15 Public Safety Financial/Galloway Mesa 23
16 Brookwood Investment Group Phoenix 22
16 Xcelsior Advisor Partners LLC Scottsdale 22
18 Acrylic Financial, Inc. Fountain Hills 21
18 CSP Financial Group LLC Scottsdale 21
20 Secure Investment Management, LLC Tucson 20
21 Galvin, Gaustad & Stein, LLC Scottsdale 17
21 Kingdom Financial Group, LLC Peoria 17
23 Versant Capital Management, Inc. Phoenix 14
23 MSH Capital Advisors LLC Broker-dealer affiliated Scottsdale 14
23 Fortitude Family Office Scottsdale 14
26 WT Wealth Management, LLC Scottsdale 13
26 Clarus Wealth Advisors, LLC Peoria 13
28 Ironwood Investment Counsel, LLC Scottsdale 12
28 Stoker Ostler, A Part of BMO Financial Group Broker-dealer affiliated Scottsdale 12
30 Union Capital Company Broker-dealer affiliated Tucson 11
30 Arq Wealth Advisors, LLC Scottsdale 11
30 Invicta Financial Group Yuma 11
33 Strategy Financial Group Phoenix 10
33 Empirikal Partners LLC Prescott 10
33 Stronghold Capital Partners LLC Scottsdale 10
36 Harmony Asset Management LLC Scottsdale 9
36 Rovin Capital Mesa 9
36 Triton Wealth Management, PLLC Sun City 9
36 Juncture Wealth Strategies, LLC Scottsdale 9
36 Able Financial Group, LLC Scottsdale 9
36 Bridgeport Financial Solutions Phoenix 9
42 Total Investment Management, Inc. Scottsdale 8
42 Fortress Financial Solutions, LLC Tucson 8
42 Ironwood Financial, LLC Tucson 8
42 Sensible Money, LLC Scottsdale 8
46 Fairport Advisors, Inc. Broker-dealer affiliated Scottsdale 7
46 Nova Financial Services Tucson 7
46 Tandem Wealth Advisors Phoenix 7
46 Seros Wealth Partners Gilbert 7
46 Attessa Capital LLC Tucson 7
46 Martinsen Wealth Management Tempe 7
52 Greenberg Financial Group Tucson 6
52 Watts Gwilliam & Company, LLC Gilbert 6
52 Fleming Financial Services Mesa 6
52 GR Financial Group, LLC Tucson 6
52 Bedrock Investment Advisors Scottsdale 6
52 Ironwood Wealth Management, LLC Chandler 6
52 Bayntree Wealth Advisors, LLC Scottsdale 6
52 Wealth Management Partners, LLC Tucson 6
52 Taylor Frigon Family Office, LLC Scottsdale 6
52 Universal Wealth Management LLC Surprise 6
52 345 Investment Advisory, LLC Scottsdale 6
63 Lane Brothers Investment Counsel Prescott 5
63 Tribeca Financial, LLC Mesa 5
63 Transition Financial Advisors Group, LLC Gilbert 5
63 Windsor Capital Management, LLC Phoenix 5
63 Heffernan Advisory, Inc. Flagstaff 5
63 Sage Financial Advisors Inc. Scottsdale 5
63 Bradley Wealth LLC Scottsdale 5
63 Bledsoe Asset Management, LLC Phoenix 5
63 Key Group Management, Inc. Fountain Hills 5
63 Interwealth Management, LLC Scottsdale 5
63 Eckman Wealth Management, LLC Phoenix 5
63 Mathis Wealth Management Phoenix 5
63 Corepath Wealth Partners LLC Scottsdale 5
63 Southwest Investment Advisors, Inc. Tucson 5
63 Blakely Walters Wealth Management Scottsdale 5
63 One Wealth Capital Management, LLC Scottsdale 5
79 Sem Wealth Management Tucson 4
79 Sterling Investment Management, LLC Tucson 4
79 Strategic Wealth Advisors, LLC Scottsdale 4
79 Eaton-Cambridge Inc. Phoenix 4
79 Cambridge Financial Group, LLC Tucson 4
79 Templeton Financial Services Inc. Chandler 4
79 Cole Wealth Management, LLC Scottsdale 4
79 Intelligent Capitalworks Scottsdale 4
79 Exeter Financial, LLC Scottsdale 4
79 Vigilare Wealth Management LLC Scottsdale 4
79 T&T Capital Management Gilbert 4
79 Strategic Income Group LLC Chandler 4
79 Dynamic Wealth Advisors Surprise 4
79 Zeches Wealth Management Tucson 4
79 Acute Investment Advisory Mesa 4
79 Process Design Capital Management LLC Phoenix 4
79 Global Strategic Nextgen OCIO Scottsdale 4
79 Pinnacle Peak Private Client Group, LLC Scottsdale 4
79 Ridge Capital Advisors, LLC Oro Valley 4
79 Releve Financial Group Scottsdale 4
79 NRG Wealth Management Oro Valley 4
79 Preston Investments Kingman 4
79 Victory Wealth Services, LLC Prescott 4
79 The Table Financial Planning LLC Fountain Hills 4
79 Optima Capital Management Tempe 4
79 Endeavor Advisors LLC Phoenix 4
79 Almega Wealth Management Scottsdale 4
79 Ridgeline Private Wealth Mesa 4
79 Zenith Wealth Advisors Scottsdale 4
79 SL Capital Scottsdale 4
79 Sun Valley Advisory Scottsdale 4
79 Westmark Wealth Management Phoenix 4
79 Schulz Financial Group Tucson 4

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.