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AdvisorIQ

Ranking, Alabama

Wealth firms with the most advisory staff, including broker-dealer firms in Alabama

As of October 2, 2026, Stonex Advisors Inc. ranked #1 in Alabama in AdvisorIQ's ranking of wealth firms with the most advisory staff, including broker-dealer firms, with 220.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most advisory staff
1 Stonex Advisors Inc. Broker-dealer affiliated Birmingham 220
2 Waverly Advisors, LLC Birmingham 197
3 RFG Advisory, LLC Vestavia Hills 178
4 Eversource Wealth Advisors, LLC Birmingham 76
5 Oneascent Financial Services LLC Birmingham 74
6 Lanark Financial, Inc. Broker-dealer affiliated Birmingham 63
7 Keel Point, LLC Broker-dealer affiliated Huntsville 54
8 The Welch Group, LLC Birmingham 26
8 Aptus Capital Advisors, LLC Fairhope 26
10 Leavell Investment Management, Inc. Mobile 24
11 Trust Advisory Group Ltd Broker-dealer affiliated Birmingham 22
12 Oakworth Asset Management, LLC Birmingham 19
13 Truewealth Advisors, LLC Hoover 13
14 Oneascent Wealth Management Birmingham 12
14 Axient Investment Advisors LLC Huntsville 12
16 Meld Financial, Inc. Birmingham 10
17 Jackson Thornton Wealth Management, LLC Montgomery 9
17 Mitchell, McLeod, Pugh & Williams, Inc. Mobile 9
19 Money Management Services Inc Birmingham 7
19 Park Place Capital Corporation Broker-dealer affiliated Homewood 7
19 JMF Capstone Wealth Management Tuscaloosa 7
19 BCR Wealth Strategies Vestavia 7
23 Southern Capital Services Inc Daphne 6
23 L&L Financial Services, LLP Mobile 6
23 Kassouf Wealth Advisors, LLC Birmingham 6
23 Brown Financial Advisory Fairhope 6
23 Navigate Wealth Management, LLC Birmingham 6
23 Cloud Investments, LLC Huntsville 6
23 BMSS Wesson Wealth Solutions Birmingham 6
23 Invista Advisors Montgomery 6
23 Sunburst Financial Group, LLC Vestavia Hills 6
23 Fairvoy Private Wealth, LLC Birmingham 6
33 Porter White Investment Advisors, Inc. Birmingham 5
33 BHK Investment Advisors Birmingham 5
33 Marble Wealth, LLC Montgomery 5
33 Somerset Advisory, LLC Birmingham 5
37 Mainsail Asset Management, LLC Birmingham 4
37 Mayfair Advisory Group, LLC Birmingham 4
37 Strauss Financial Group Hoover 4
37 Brighthaven Financial Advisors Huntsville 4
37 Steadmont Advisors, LLC Birmingham 4
37 Infinity Tax & Financial Planning Huntsville 4
43 Longview Financial Advisors, Inc. Huntsville 3
43 Timberchase Financial, LLC Homewood 3
43 Lipscomb Investment Group, LLC Auburn 3
43 BHK Securities, LLC Broker-dealer affiliated Birmingham 3
43 STM Asset Management LLC Fairhope 3
43 Zora Financial Birmingham 3
43 Greybox Investments Birmingham 3
43 Colarion Mountain Brook 3
43 Tucker Financial Group Montgomery 3
43 Bluewater Wealth Advisors, LLC Vestavia Hills 3
43 Walton Financial Birmingham 3
54 Financial Economics Consulting Group, Inc. Tuscaloosa 2
54 Wealth Management Consultants, LLC Broker-dealer affiliated Mobile 2
54 McNaron Group, Inc. Anniston 2
54 Clark Planning & Investment Advisory Birmingham 2
54 Cornerstone Investment Management and Consulting,llc Daphne 2
54 Colefp Hoover 2
54 Witter & Lester Inc Huntsville 2
54 Womack & Associates, LLC Huntsville 2
54 Southern Financial Group, LLC Birmingham 2
54 6th Street Advisors, LLC Daphne 2
54 Wilkins Miller Wealth Management, LLC Mobile 2
54 Approach Retirement Advisors, LLC Birmingham 2
54 Financial Strategies Wealth Management LLC Fairhope 2
54 Welon Partners Montgomery 2
54 Magnolia Wealth Management LLC Dothan 2
54 Tabula Rasa Advisors, LLC Birmingham 2
54 Cope Private Wealth Birmingham 2
54 Williams Financial Group Mobile 2
54 Ballast Wealth LLC Birmingham 2
54 Blalock Williams, LLC Alexander City 2
54 Cochranmickels Retirement Specialists, LLC Huntsville 2
54 Next Phase Advisors Cullman 2
54 Capstone Wealth Advisors, LLC Andalusia 2
54 Aragon Capital, LLC Homewood 2
54 Canterbury Capital Wealth Management, LLC Tuscaloosa 2
54 Cork Tree Wealth Partners, LLC Auburn 2
54 Naviant Partners, LLC Fairhope 2
54 Ellis Wealth Advisors, LLC Madison 2
82 Aull & Monroe Mobile 1
82 Hayek Kallen Investment Management L.L.C. Fairhope 1
82 Birmingham Capital Management Co Inc Birmingham 1
82 Grant Financial Group Elberta 1
82 Retirement Advisors, Inc. Mobile 1
82 Brigham Jr, William H Mobile 1
82 Advisor Financial Group Lincoln 1
82 Saliba Asset Management L.L.C. Huntsville 1
82 WRS Financial Services, L.L.C. Tuscaloosa 1
82 Lamont Trading Advisors, Inc. Huntsville 1
82 Atlantes Financial Advisors Fairhope 1
82 MFP, LLC Birmingham 1
82 Dublin Wealth Management, Inc. Birmingham 1
82 Goggans Group Inc Gadsden 1
82 Anderson Asset Management Birmingham 1
82 Old Oak Advisors, LLC Vestavia Hills 1
82 RWC Wealth Management, Inc. Montgomery 1
82 Green Financial Management, LLC Birmingham 1
82 Gantt Financial Advisors, LLC Daphne 1
82 Junkin & Company, Inc. Toney 1
82 Celia Mann Baehr, CFP Mobile 1
82 Gateway Wealth Management, LLC Guntersville 1
82 First Fidelity Group LLC Broker-dealer affiliated Birmingham 1
82 Dreamwork Financial Group Birmingham 1
82 KG Consulting Group, Inc. Huntsville 1
82 Capstone Global Advisors, LLC Wedowee 1
82 Halcyon Professional Advisors Cullman 1
82 Medora Value Equity, LLC Mobile 1
82 Plimsoll Financial Planning, LLC Hoover 1
82 Booth Financial Birmingham 1
82 Bridgeworks Asset Management, LLC Orange Beach 1
82 Wilson Financial Group Birmingham 1
82 Fish Creek Value Management, LLC Leeds 1
82 Diversified Global Investment Strategies, LLC Birmingham 1
82 Providence Wealth Advisors, LLC Huntsville 1
82 Dyken Wealth Strategies, Inc. Gulf Shores 1
82 Stockbridge Wealth Partners Birmingham 1
82 Canterbury Investment Advisors LLC Mountain Brook 1
82 Counterstrike Capital Hoover 1
82 DMC Wealth Management, LLC Birmingham 1
82 Ads Wealth Management LLC Hoover 1
82 Tennessee Valley Investment Management Huntsville 1
82 Aja Financial LLC Opelika 1
82 Formula Wealth Fairhope 1
82 Intelus Advisory Group, LLC Birmingham 1
82 Legacy Wealth Management Group, LLC Dothan 1
82 Capital Stewards, LLC Huntsville 1
82 Retirement Plans, LLC Auburn 1
82 Krowten Equities Birmingham 1
82 Franklin Street Capital LLC Huntsville 1
82 Let Bob Advisory, LLC McCalla 1
82 Next Level Accounting, LLC Bessemer 1
82 Insignia Wealth Advisory Opelika 1
82 Equip Financial Partners Fairhope 1
82 Foresight Financial Advising LLC Vestavia 1
82 Vaughan Family Financial Huntsville 1
82 LBH Wealth Advisors Meridianville 1
82 364 Investing, LLC Northport 1
82 Southern Wealth Builders Birmingham 1
82 Red Oak Investment Solutions LLC Kinston 1
82 BWB Advisory Group Enterprise 1
82 Gulf Coast Financial Advisors Fairhope 1
82 Lucia Wealth Management, LLC Mobile 1
82 Redesign Wealth Planning Robertsdale 1
82 Lifefirst Wealth, LLC Huntsville 1
82 Crimson Wealth Fairhope 1
82 1st & 3rd Investments LLC Vestavia Hills 1
82 Still Waters Investment Strategies LLC Birmingham 1
82 Planalto Financial Huntsville 1
82 Allysian Wealth Planning Cullman 1
82 Aston Sandel Auburn 1
82 Legacy Capital Partners LLC Birmingham 1
82 H2OLS Wealth Management Solutions LLC Oneonta 1
82 Strategic Financial LLC Birmingham 1
82 Goldsmith Martin Wealth Strategy Montgomery 1

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.